Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | EVP, Gen. Counsel & Secretary | March 15, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,298 |
Reported balance
After 2026-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-15 · Tax withholding · Disposed 186 · Balance 67,298 F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2: A portion of these shares is subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2: A portion of these shares is subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 43 | $212.75 | $9,148.25 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,503 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $212.67 to $212.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 36 | $211.96 | $7,630.56 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,546 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $211.92 to $212.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 31 | $210.48 | $6,524.88 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,582 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $210.44 to $210.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 32 | $209.29 | $6,697.28 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,613 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $209.13 to $209.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 16 | $207.57 | $3,321.12 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,645 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 48 | $206.65 | $9,919.20 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,661 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $206.56 to $206.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 301 | $206.03 | $62,015.03 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,709 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $205.57 to $206.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| May 13, 2024 Filed May 15, 2024 19:34 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 78 | $204.80 | $15,974.40 |
DisclosureSEC source: 0001321732-24-000064 · wk-form4_1715816037.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,010 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $204.54 to $205.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 19:27 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 193 | $210.19 | $40,566.67 |
DisclosureSEC source: 0001321732-24-000048 · wk-form4_1713396457.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,088 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1 | $223.71 | $223.71 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 9 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,281 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3 | $223.19 | $669.57 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,282 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $223.18 to $223.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1 | $221.77 | $221.77 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,285 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4 | $220.87 | $883.48 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,286 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $220.84 to $220.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5 | $219.84 | $1,099.20 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,290 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $219.69 to $220.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 24 | $219.14 | $5,259.36 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,295 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $218.64 to $219.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 109 | $217.78 | $23,738.02 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,319 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $217.60 to $218.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 233 | $217.02 | $50,565.66 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,428 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $216.60 to $217.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 220 | $216.28 | $47,581.60 |
DisclosureSEC source: 0001321732-24-000046 · wk-form4_1712187738.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,661 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $215.60 to $216.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:47 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 186 | $222.15 | $41,319.90 |
DisclosureSEC source: 0001321732-24-000040 · wk-form4_1710892019.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,881 F3 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:47 UTC | Penumbra Inc PEN · Entity 3430 | GrantCommon Stock | 2,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001321732-24-000040 · wk-form4_1710892019.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,067 F1 · shares: On March 15, 2024, the Reporting Person was granted 2,070 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6 | $239.43 | $1,436.58 |
DisclosureSEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,997 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $239.42 to $239.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 213 | $238.72 | $50,847.36 |
DisclosureSEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,003 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $238.29 to $239.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 255 | $237.80 | $60,639.00 |
DisclosureSEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,216 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $237.28 to $238.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 42 | $236.99 | $9,953.58 |
DisclosureSEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,471 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $236.32 to $237.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 29 | $235.67 | $6,834.43 |
DisclosureSEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,513 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $235.39 to $235.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 38 | $234.89 | $8,925.82 |
DisclosureSEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,542 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $234.38 to $235.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:45 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 17 | $233.53 | $3,970.01 |
DisclosureSEC source: 0001321732-24-000029 · wk-form4_1709685903.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,580 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $233.28 to $233.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 27, 2023 Filed Dec 29, 2023 19:31 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 2,450 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001321732-23-000147 · wk-form4_1703896264.xml · derivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,148 Underlying: Common Stock · 2,450 shares Expires 2025-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| December 27, 2023 Filed Dec 29, 2023 19:31 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 2,450 | $22.04 | $53,998.00 |
DisclosureSEC source: 0001321732-23-000147 · wk-form4_1703896264.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 20:33 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 1,104 | $245.48 | $271,009.92 |
DisclosureSEC source: 0001321732-23-000145 · wk-form4_1703036002.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,147 F1 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 58 | $229.23 | $13,295.34 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 9 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,251 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F11 · price: This transaction was executed in multiple trades at prices ranging from $228.91 to $229.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $228.31 | $45,662.00 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 8 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,309 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F10 · price: This transaction was executed in multiple trades at prices ranging from $227.91 to $228.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 103 | $227.43 | $23,425.29 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,509 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $226.95 to $227.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 29 | $226.39 | $6,565.31 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,612 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $225.92 to $226.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 35 | $225.57 | $7,894.95 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,641 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $224.98 to $225.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 25 | $224.53 | $5,613.25 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,676 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $223.96 to $224.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 53 | $223.43 | $11,841.79 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,701 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $222.92 to $223.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 74 | $222.46 | $16,462.04 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,754 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $221.94 to $222.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 19:55 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 23 | $221.33 | $5,090.59 |
DisclosureSEC source: 0001321732-23-000139 · wk-form4_1701824141.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,828 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $220.91 to $221.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 19:35 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 186 | $227.88 | $42,385.68 |
DisclosureSEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 7 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,851 F9 · kind: Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 40 | $216.45 | $8,658.00 |
DisclosureSEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 6 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,037 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $216.41 to $216.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 177 | $215.25 | $38,099.25 |
DisclosureSEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,077 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $214.98 to $215.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 183 | $214.50 | $39,253.50 |
DisclosureSEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,254 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $214.17 to $214.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 80 | $213.34 | $17,067.20 |
DisclosureSEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,437 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $212.95 to $213.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 60 | $212.28 | $12,736.80 |
DisclosureSEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,517 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $212.01 to $212.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 19:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 60 | $211.12 | $12,667.20 |
DisclosureSEC source: 0001321732-23-000133 · wk-form4_1700181303.xml · nonDerivative · entry 1 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,577 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $210.95 to $211.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 19:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 18 | $240.43 | $4,327.74 |
DisclosureSEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 5 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,637 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $240.22 to $240.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 19:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 93 | $239.55 | $22,278.15 |
DisclosureSEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 4 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,655 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $239.20 to $240.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 19:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 102 | $238.73 | $24,350.46 |
DisclosureSEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 3 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,748 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $238.22 to $239.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 19:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 144 | $237.41 | $34,187.04 |
DisclosureSEC source: 0001321732-23-000114 · wk-form4_1696462232.xml · nonDerivative · entry 2 Roberts Johanna · CIK 0001751980 · EVP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,850 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $237.16 to $238.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.