Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGNC Investment Corp.AGNC · Entity 3435 | Director · Director, Executive Chair | March 16, 2026 | March 17, 2026 |
| MTGE Investment Corp.MTGE · Entity 163688 | Director · Dir., CEO, President and CIO | March 12, 2018 | March 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGNC Investment Corp.
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,956,773.101 |
Reported balance
After 2026-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-16 · Tax withholding · Disposed 58,512 · Balance 1,956,773.101 F1: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings. F2: Includes 4,757 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. |
| Series D Preferred StockSEC Table I · non-derivative | Direct | 10,900 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,900 |
| Common StockSEC Table I · non-derivative | IndirectBy family trust | 517,920 |
Reported balance
Holding disclosure · report date 2026-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 517,920 |
Filing footnotes · ownership attribution and instrument terms
F1: Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
F2: Includes 4,757 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
MTGE Investment Corp.
Report date March 12, 2018 · Filed March 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 406,652.316 |
Reported balance
After 2018-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-12 · Grant · Acquired 46,153 · Balance 406,652.316 F1: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021. F2: Includes 5,157 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2019, March 15, 2020 and March 15, 2021.
F2: Includes 5,157 shares of stock received pursuant to the reinvestment of cash dividends declared by the Company on previously granted PIP awards since the Reporting Person's last Form 4 filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 3, 2017 15:40 UTC | MTGE Investment Corp. MTGE · Entity 163688 | GrantCommon Stock, par value $0.01 per share | 49,717.652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001434805-17-000001 · edgar.xml · nonDerivative · entry 1 Kain Gary D · CIK 0001434805 · Director · Dir., CEO, President and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,342.316 F1 · price: Represents performance incentive plan shares ("PIP") that are time vested awards under the AGNC Mortgage Management, LLC Performance Incentive Plan- MTGE. The awards were received as a grant for no consideration. The common stock underlying the PIP will vest, subject to certain limitations, in equal installments, on each of March 15, 2018, March 15, 2019 and March 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.