person · Reporting owner

DENG FENG

Disclosed activity across 3 companies

Tapewire entity: 59169
SEC CIK: 0001165399

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Burning Rock Biotech LtdBNR · Entity 6765	Director	March 18, 2026	March 19, 2026
Cytek Biosciences, Inc.CTKB · Entity 5345	Director	July 22, 2021	July 28, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Burning Rock Biotech Ltd

Report date March 18, 2026 · Filed March 19, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	IndirectBy Northern Light Venture Fund III, L.P.	10,542,529	Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 10,542,529 F1: These shares are owned directly by Northern Light Venture Fund III, L.P., or NLVF III, a Cayman Islands exempted limited liability partnership. Northern Light Venture Capital III, Ltd., or NLVC, is the general partner of Northern Light Partners III, L.P., which in turn is the general partner of NLVF III. The Reporting Person is the director of NLVC and makes investment decisions with respect to the securities held by NLVF III. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16, except to the extent of his pecuniary interest therein, if any.
Ordinary SharesSEC Table I · non-derivative	IndirectBy Northern Light Venture Fund III, L.P.	1,188,025	Reported balance Holding disclosure · report date 2026-03-18 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,188,025 F2: These shares are owned directly by Northern Light Strategic Fund III, L.P., or NLSF III, a Cayman Islands exempted limited liability partnership. NLVC is the general partner of Northern Light Partners III, L.P., which in turn is the general partner of NLSF III. The Reporting Person is the director of NLVC and makes investment decisions with respect to the securities held by NLSF III. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16, except to the extent of his pecuniary interest therein, if any.
Ordinary SharesSEC Table I · non-derivative	IndirectBy Northern Light Venture Fund III, L.P.	149,691	Reported balance Holding disclosure · report date 2026-03-18 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 149,691 F3: These shares are owned directly by Northern Light Partners Fund III, L.P., or NLPF III, a Cayman Islands exempted limited liability partnership, NLVC is the general partner of Northern Light Partners III, L.P., which in turn is the general partner of NLPF III. The Reporting Person is the director of NLVC and makes investment decisions with respect to the securities held by NLPF III. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16, except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are owned directly by Northern Light Venture Fund III, L.P., or NLVF III, a Cayman Islands exempted limited liability partnership. Northern Light Venture Capital III, Ltd., or NLVC, is the general partner of Northern Light Partners III, L.P., which in turn is the general partner of NLVF III. The Reporting Person is the director of NLVC and makes investment decisions with respect to the securities held by NLVF III. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16, except to the extent of his pecuniary interest therein, if any.

F2: These shares are owned directly by Northern Light Strategic Fund III, L.P., or NLSF III, a Cayman Islands exempted limited liability partnership. NLVC is the general partner of Northern Light Partners III, L.P., which in turn is the general partner of NLSF III. The Reporting Person is the director of NLVC and makes investment decisions with respect to the securities held by NLSF III. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16, except to the extent of his pecuniary interest therein, if any.

F3: These shares are owned directly by Northern Light Partners Fund III, L.P., or NLPF III, a Cayman Islands exempted limited liability partnership, NLVC is the general partner of Northern Light Partners III, L.P., which in turn is the general partner of NLPF III. The Reporting Person is the director of NLVC and makes investment decisions with respect to the securities held by NLPF III. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16, except to the extent of his pecuniary interest therein, if any.

Cytek Biosciences, Inc.

Report date July 22, 2021 · Filed July 28, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	147,933	Reported balance After 2021-07-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-07-22 · Conversion · Acquired 147,933 · Balance 147,933 F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,168,777	Reported balance After 2021-07-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-07-22 · Conversion · Acquired 4,168,777 · Balance 4,168,777 F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.
Common StockSEC Table I · non-derivative	IndirectSee footnote	443,800	Reported balance After 2021-07-22 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-07-22 · Conversion · Acquired 443,800 · Balance 443,800 F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2021-07-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-07-22 · Conversion · Disposed 147,933 · Balance 0 F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.
Series C Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2021-07-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-07-22 · Conversion · Disposed 4,168,777 · Balance 0 F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.
Series D Preferred StockSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2021-07-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-07-22 · Conversion · Disposed 443,800 · Balance 0 F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date.

F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AEROHIVE NETWORKS, INC

Report date July 01, 2019 · Filed July 03, 2019

Jointly reported with Northern Light Venture Capital, Ltd., Northern Light Partners, L.P., NORTHERN LIGHT VENTURE FUND L P, NORTHERN LIGHT STRATEGIC FUND L P, Northern Light Partners Fund, L.P., Lee Jeffrey, KE YAN

Section 16 reporting ended · disclosed 2019-07-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,073,853	Reported balance After 2019-07-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-07-01 · Other · Disposed 1,128,300 · Balance 4,073,853 F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnote	894,707	Reported balance After 2019-07-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-07-01 · Other · Disposed 247,800 · Balance 894,707 F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnote	447,352	Reported balance After 2019-07-01 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-07-01 · Other · Disposed 123,900 · Balance 447,352 F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.

F2: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.

F3: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.

F4: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 22, 2021 Filed Jul 28, 2021 00:57 UTC	Cytek Biosciences, Inc. CTKB · Entity 5345	ConversionSeries D Preferred Stock · Derivative	443,800	$0.00	$0.00	Disclosure SEC source: 0001209191-21-048385 · doc4.xml · derivative · entry 6 DENG FENG · CIK 0001165399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 443,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. Read SEC document
July 22, 2021 Filed Jul 28, 2021 00:57 UTC	Cytek Biosciences, Inc. CTKB · Entity 5345	ConversionSeries C Preferred Stock · Derivative	4,168,777	$0.00	$0.00	Disclosure SEC source: 0001209191-21-048385 · doc4.xml · derivative · entry 5 DENG FENG · CIK 0001165399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 4,168,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. Read SEC document
July 22, 2021 Filed Jul 28, 2021 00:57 UTC	Cytek Biosciences, Inc. CTKB · Entity 5345	ConversionSeries A Preferred Stock · Derivative	147,933	$0.00	$0.00	Disclosure SEC source: 0001209191-21-048385 · doc4.xml · derivative · entry 4 DENG FENG · CIK 0001165399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 147,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · ownership.nature: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. Read SEC document
July 22, 2021 Filed Jul 28, 2021 00:57 UTC	Cytek Biosciences, Inc. CTKB · Entity 5345	ConversionCommon Stock	443,800	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-048385 · doc4.xml · nonDerivative · entry 3 DENG FENG · CIK 0001165399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 443,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · balance_after: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. F2 · ownership.nature: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. Read SEC document
July 22, 2021 Filed Jul 28, 2021 00:57 UTC	Cytek Biosciences, Inc. CTKB · Entity 5345	ConversionCommon Stock	4,168,777	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-048385 · doc4.xml · nonDerivative · entry 2 DENG FENG · CIK 0001165399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,168,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · balance_after: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. F2 · ownership.nature: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. Read SEC document
July 22, 2021 Filed Jul 28, 2021 00:57 UTC	Cytek Biosciences, Inc. CTKB · Entity 5345	ConversionCommon Stock	147,933	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-048385 · doc4.xml · nonDerivative · entry 1 DENG FENG · CIK 0001165399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 147,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date. F2 · balance_after: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. F2 · ownership.nature: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V. Read SEC document
July 01, 2019 Filed Jul 3, 2019 06:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	123,900	$0.00	$0.00	Disclosure SEC source: 0001144204-19-033670 · tv524749_4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 447,352 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document
July 01, 2019 Filed Jul 3, 2019 06:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	247,800	$0.00	$0.00	Disclosure SEC source: 0001144204-19-033670 · tv524749_4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 894,707 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document
July 01, 2019 Filed Jul 3, 2019 06:28 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	1,128,300	$0.00	$0.00	Disclosure SEC source: 0001144204-19-033670 · tv524749_4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,073,853 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document
April 05, 2019 Filed Apr 9, 2019 11:41 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	31,736	$0.00	$0.00	Disclosure SEC source: 0000899243-19-010332 · doc4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 571,252 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document
April 05, 2019 Filed Apr 9, 2019 11:41 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	63,473	$0.00	$0.00	Disclosure SEC source: 0000899243-19-010332 · doc4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,142,507 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document
April 05, 2019 Filed Apr 9, 2019 11:41 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	289,008	$0.00	$0.00	Disclosure SEC source: 0000899243-19-010332 · doc4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,502,154 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document
February 19, 2019 Filed Feb 21, 2019 17:52 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	31,736	$0.00	$0.00	Disclosure SEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 4 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 602,988 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F5 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document
February 19, 2019 Filed Feb 21, 2019 17:52 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	63,473	$0.00	$0.00	Disclosure SEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,205,980 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document
February 19, 2019 Filed Feb 21, 2019 17:52 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	289,008	$0.00	$0.00	Disclosure SEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,491,162 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document
November 15, 2018 Filed Feb 21, 2019 17:52 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	SaleCommon Stock	791	$3.94	$3,114.17	Disclosure SEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: Shares were sold directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF (as defined below). Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Also corrects the previous over-reporting of shares held by Northern Light Partners, L.P. Read SEC document
November 06, 2018 Filed Nov 9, 2018 18:10 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	1,040	$0.00	$0.00	Disclosure SEC source: 0000899243-18-028616 · doc4.xml · nonDerivative · entry 4 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 930 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F5 · ownership.nature: Shares held directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF. Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Read SEC document
November 02, 2018 Filed Nov 6, 2018 11:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	1,970	$0.00	$0.00	Disclosure SEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 4 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,970 F6 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration, from NLVF, NLSF and NLPF. F5 · ownership.nature: Shares held directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF. Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Read SEC document
November 02, 2018 Filed Nov 6, 2018 11:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	16,276	$0.00	$0.00	Disclosure SEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 634,724 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document
November 02, 2018 Filed Nov 6, 2018 11:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	32,550	$0.00	$0.00	Disclosure SEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,269,453 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document
November 02, 2018 Filed Nov 6, 2018 11:33 UTC	AEROHIVE NETWORKS, INC HIVE · Entity 155534	OtherCommon Stock	148,209	$0.00	$0.00	Disclosure SEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,780,170 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F1 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.