organization · Reporting owner
Northern Light Venture Capital, Ltd.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AEROHIVE NETWORKS, INC
Report date July 01, 2019 · Filed July 03, 2019
Jointly reported with Northern Light Partners, L.P., NORTHERN LIGHT VENTURE FUND L P, NORTHERN LIGHT STRATEGIC FUND L P, Northern Light Partners Fund, L.P., Lee Jeffrey, DENG FENG, KE YAN
Section 16 reporting ended · disclosed 2019-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,073,853 |
Reported balance
After 2019-07-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-01 · Other · Disposed 1,128,300 · Balance 4,073,853 F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 894,707 |
Reported balance
After 2019-07-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-07-01 · Other · Disposed 247,800 · Balance 894,707 F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 447,352 |
Reported balance
After 2019-07-01 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-07-01 · Other · Disposed 123,900 · Balance 447,352 F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
F2: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
F3: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
F4: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 3, 2019 06:28 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 123,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033670 · tv524749_4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 447,352 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). DGP I, the general partner of NLPF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 06:28 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 247,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033670 · tv524749_4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 894,707 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). DGP I, the general partner of NLSF, and UGP I may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 06:28 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 1,128,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033670 · tv524749_4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,073,853 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P. ("DGP I"), the general partner of NLVF, and Northern Light Venture Capital, Ltd. ("UGP I"), the general partner of DGP I., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of UGP I and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 11:41 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 31,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010332 · doc4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 571,252 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 11:41 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 63,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010332 · doc4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,142,507 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 11:41 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 289,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010332 · doc4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,502,154 F1 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 17:52 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 31,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 4 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 602,988 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F5 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 17:52 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 63,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,205,980 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F4 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 17:52 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 289,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,491,162 F2 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document |
| November 15, 2018 Filed Feb 21, 2019 17:52 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | SaleCommon Stock | 791 | $3.94 | $3,114.17 |
DisclosureSEC source: 0000899243-19-004422 · doc4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: Shares were sold directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF (as defined below). Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Also corrects the previous over-reporting of shares held by Northern Light Partners, L.P. Read SEC document |
| November 06, 2018 Filed Nov 9, 2018 18:10 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 1,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028616 · doc4.xml · nonDerivative · entry 4 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 930 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F5 · ownership.nature: Shares held directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF. Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 11:33 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 4 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,970 F6 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration, from NLVF, NLSF and NLPF. F5 · ownership.nature: Shares held directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF. Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 11:33 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 16,276 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 3 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 634,724 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F3 · ownership.nature: Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 11:33 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 32,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 2 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,269,453 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F2 · ownership.nature: Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 11:33 UTC | AEROHIVE NETWORKS, INC HIVE · Entity 155534 | OtherCommon Stock | 148,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-028293 · doc4.xml · nonDerivative · entry 1 Northern Light Venture Capital, Ltd. · CIK 0001587555 · 10% owner Northern Light Partners, L.P. · CIK 0001587623 · 10% owner NORTHERN LIGHT VENTURE FUND L P · CIK 0001364666 · 10% owner NORTHERN LIGHT STRATEGIC FUND L P · CIK 0001348026 · 10% owner Northern Light Partners Fund, L.P. · CIK 0001587557 · 10% owner Lee Jeffrey · CIK 0001590278 · 10% owner DENG FENG · CIK 0001165399 · 10% owner KE YAN · CIK 0001165400 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,780,170 F4 · kind: Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. F1 · ownership.nature: Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.