Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | CHIEF LEGAL OFFICER | March 17, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date March 17, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 47,016 |
Reported balance
After 2026-03-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-18 · Sale · Disposed 12,793 · Balance 47,016 F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 11, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 123,750 |
Reported balance
After 2026-03-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-17 · Grant · Acquired 123,750 · Balance 123,750 F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 11, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F5: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018604 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,015 Underlying: Class A Common Stock · 2,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 2,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018604 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · derivative · entry 4 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,063 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 10,000 | $20.13 | $201,309.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · nonDerivative · entry 3 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.62 to $20.50, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,436 F2 · kind: Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012017 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 49,700 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0000899243-19-006438 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,700 Underlying: Class A Common Stock · 49,700 shares Expires 2029-03-04 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on March 4, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 5,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006438 · doc4.xml · derivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,470 Underlying: Class A Common Stock · 5,470 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 00:34 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024805 · doc4.xml · derivative · entry 5 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,063 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 00:34 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 8,300 | $20.48 | $170,011.39 |
DisclosureSEC source: 0000899243-18-024805 · doc4.xml · nonDerivative · entry 4 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.17 to $21.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 00:34 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,700 | $19.73 | $33,546.95 |
DisclosureSEC source: 0000899243-18-024805 · doc4.xml · nonDerivative · entry 3 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,300 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 17, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $20.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 00:34 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024805 · doc4.xml · nonDerivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,436 F2 · kind: Reflects the cancellation for no consideration of a number shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 00:34 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024805 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:35 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 72,890 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0000899243-18-018733 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,890 Underlying: Class A Common Stock · 72,890 shares Expires 2028-06-27 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on June 27, 2019 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2018 Filed Jun 29, 2018 20:35 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 8,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-018733 · doc4.xml · derivative · entry 1 Daw Tracy D · CIK 0001501098 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,020 Underlying: Class A Common Stock · 8,020 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through forth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| November 06, 2017 Filed Nov 9, 2017 00:57 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 103,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025649 · doc4.xml · derivative · entry 2 Daw Tracy D · CIK 0001501098 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,000 Underlying: Class A Common Stock · 103,000 shares Expires 2027-10-31 F2 · date: The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017. F3 · derivative.exercise_date: The Option will vest and become exercisable with respect to twenty-five percent (25%) of the shares subject thereto on the first anniversary of the Pricing Date, and the remaining 75% of the shares subject to the Option will vest in thirty-six (36) equal installments on each monthly anniversary following the first anniversary of the Pricing Date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| November 01, 2017 Filed Nov 9, 2017 00:57 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCommon Stock | 100 | $0.00 | $0.01 |
DisclosureSEC source: 0000899243-17-025649 · doc4.xml · nonDerivative · entry 1 Daw Tracy D · CIK 0001501098 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: The reported securities represent shares of Common Stock of the Issuer, which were redeemed by the Issuer at a price equal to their par value in connection with the filing of its Amended and Restated Certificate of Incorporation on November 1, 2017. This transaction occurred prior to the registration of the Issuer's Class A Common Stock under Section 12 of the Securities Exchange Act of 1934, as amended. F1 · kind: The reported securities represent shares of Common Stock of the Issuer, which were redeemed by the Issuer at a price equal to their par value in connection with the filing of its Amended and Restated Certificate of Incorporation on November 1, 2017. This transaction occurred prior to the registration of the Issuer's Class A Common Stock under Section 12 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.