Daw Tracy D

SEC source: 0000950170-23-016830 · ownership.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-011682 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,978

Underlying: Class A Common Stock · 2,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-011682 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-008196 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,857

F2 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-008196 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,029

Underlying: Class A Common Stock · 4,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-008196 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-23-007413 · doc4.xml · derivative · entry 4

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,400

Underlying: Class A Common Stock · 26,400 shares

Expires 2033-03-06

F5 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007413 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,094

Underlying: Class A Common Stock · 21,094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007413 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F3 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 5,470 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 5,470 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-23-007413 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-002173 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,430

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 to $12.22, inclusive.

F5 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-23-002173 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,594

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive.

F3 · price: The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-031616 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,730

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.20 to $22.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-22-031616 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 67,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: The RSUs vested in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F5 · derivative.expiration_date: The RSUs vested in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0000899243-22-031616 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-22-024589 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,529

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-22-024589 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F4 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-22-024589 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-22-024080 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,326

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-22-016468 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,219

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-22-016468 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,041

Underlying: Class A Common Stock · 4,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-22-016468 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-015595 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,507

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-22-015595 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,967

Underlying: Class A Common Stock · 2,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 11,955 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 11,955 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 11,955 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-22-015595 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-010044 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,714

F1 · kind: Reflects shares sold to cover taxes upon vesting of restricted stock units.

SEC source: 0000899243-22-010572 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,700

Underlying: Class A Common Stock · 21,700 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 8, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-22-010572 · doc4.xml · derivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,372

Underlying: Class A Common Stock · 17,372 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-22-010044 · doc4.xml · derivative · entry 3

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Class A Common Stock · 1,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-22-010044 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

SEC source: 0000899243-21-026215 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005

Underlying: Class A Common Stock · 2,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-21-026215 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-21-020407 · doc4.xml · derivative · entry 4

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Underlying: CLASS A COMMON STOCK · 30,000 shares

Expires 2027-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option vested and became exercisable with respect to twenty-five percent (25%) of the shares subject thereto on the first anniversary of November 1, 2017 (the "Pricing Date"), and the remaining 75% of the shares subject to the Option have vested or will vest in thirty-six (36) equal installments on each monthly anniversary following the first anniversary of the Pricing Date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-21-020407 · doc4.xml · nonDerivative · entry 3

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,888

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.51 to $24.75, inclusive. The Reporting Person undertakes to provide to Funko, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-21-020407 · doc4.xml · nonDerivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-21-017816 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,561

Underlying: Class A Common Stock · 4,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-21-017816 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units of Funko Acquisition Holdings, L.L.C. beneficially owned by the Reporting Person, which are convertible into Class A Common Stock on a one-for-one basis.

SEC source: 0000899243-21-016883 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

Underlying: Class A Common Stock · 31,300 shares

Expires 2031-04-21

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 21, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-21-016883 · doc4.xml · derivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,955

Underlying: Class A Common Stock · 11,955 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-21-012742 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.065 to $18.102, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-21-010459 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS BELOW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

Underlying: Class A Common Stock · 1,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-21-010459 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS BELOW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-025759 · doc4.xml · derivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,001

Underlying: Class A Common Stock · 67,001 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · derivative.exercise_date: The RSUs vest in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F2 · derivative.expiration_date: The RSUs vest in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0000899243-20-018019 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Class A Common Stock · 2,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-20-018019 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

SEC source: 0000899243-20-011827 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,300

Underlying: Class A Common Stock · 29,300 shares

Expires 2030-04-29

F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-20-011827 · doc4.xml · derivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,081

Underlying: Class A Common Stock · 18,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-21-020407 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,888

F1 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 8, 2020.

F2 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

SEC source: 0000899243-20-007498 · doc4.xml · derivative · entry 2

Daw Tracy D · CIK 0001501098 · SEE REMARKS BELOW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,103

Underlying: Class A Common Stock · 1,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

SEC source: 0000899243-20-007498 · doc4.xml · nonDerivative · entry 1

Daw Tracy D · CIK 0001501098 · SEE REMARKS BELOW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.