Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director · Chief Executive Officer | March 17, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 17, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 144,302 |
Last balance in matching sequence
After 2026-03-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-17 · Tax withholding · Disposed 5,656 · Balance 144,285 F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. Row 2 · 2026-03-17 · Grant · Acquired 17 · Balance 144,302 F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2021 Filed Mar 23, 2021 01:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,157 | $73.51 | $379,069.93 |
DisclosureSEC source: 0000895345-21-000379 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,958 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.11 to $74.03, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,491 | $72.53 | $108,142.53 |
DisclosureSEC source: 0000895345-21-000379 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,115 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.11 to $73.10, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000379 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,606 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 7,645 | $72.75 | $556,173.75 |
DisclosureSEC source: 0000895345-21-000379 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,577 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 56,769 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,788 Underlying: Class A common stock · 56,769 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,834 | $75.46 | $138,398.96 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,222 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.42 to $75.53, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 14,364 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 54,935 | $74.90 | $4,114,615.02 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,056 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.42 to $75.41, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 14,364 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 56,769 | $20.59 | $1,168,873.71 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 14,364 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 95,238 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,557 Underlying: Class A common stock · 95,238 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 95,238 | $74.58 | $7,102,535.75 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,222 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.15 to $75.07, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 14,364 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 95,238 | $20.59 | $1,960,950.42 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 14,364 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 24,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000348 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,222 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 14,364 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 53,042 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000304 · form4.xml · derivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,795 Underlying: Class A common stock · 53,042 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 53,042 | $74.10 | $3,930,666.80 |
DisclosureSEC source: 0000895345-21-000304 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.57, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 53,042 | $20.59 | $1,092,134.78 |
DisclosureSEC source: 0000895345-21-000304 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 52,196 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000293 · form4.xml · derivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,837 Underlying: Class A common stock · 52,196 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 52,196 | $74.19 | $3,872,358.60 |
DisclosureSEC source: 0000895345-21-000293 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.53, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 52,196 | $20.59 | $1,074,715.64 |
DisclosureSEC source: 0000895345-21-000293 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,397 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000293 · form4.xml · derivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,033 Underlying: Class A common stock · 19,397 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 19,397 | $74.04 | $1,436,200.43 |
DisclosureSEC source: 0000895345-21-000293 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.24, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 09, 2021 Filed Mar 12, 2021 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 19,397 | $20.59 | $399,384.23 |
DisclosureSEC source: 0000895345-21-000293 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 67,211 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,430 Underlying: Class A common stock · 67,211 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 67,211 | $74.12 | $4,981,948.16 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.43, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 67,211 | $20.59 | $1,383,874.49 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,577 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,641 Underlying: Class A common stock · 18,577 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 18,577 | $74.20 | $1,378,469.13 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.81, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 18,577 | $20.59 | $382,500.43 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 130,116 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,218 Underlying: Class A common stock · 130,116 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 130,116 | $74.15 | $9,648,712.95 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.47, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 130,116 | $20.59 | $2,679,088.44 |
DisclosureSEC source: 0000895345-21-000244 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 26, 2021 Filed Feb 27, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,454 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000223 · form4.xml · derivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,334 Underlying: Class A common stock · 7,454 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 26, 2021 Filed Feb 27, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 7,454 | $74.17 | $552,837.84 |
DisclosureSEC source: 0000895345-21-000223 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.42, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 26, 2021 Filed Feb 27, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 7,454 | $20.59 | $153,477.86 |
DisclosureSEC source: 0000895345-21-000223 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 452,898 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000223 · form4.xml · derivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,788 Underlying: Class A common stock · 452,898 shares Expires 2028-10-26 F4 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2020 which were deemed achieved on February 24, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F6 · balance_after: This amount reflects the options reported on this Form 4 in addition to 559,890 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,520 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,890 Underlying: Class A common stock · 40,520 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 40,520 | $69.66 | $2,822,671.82 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.00, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 40,520 | $20.59 | $834,306.80 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 105,208 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,410 Underlying: Class A common stock · 105,208 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 105,208 | $69.69 | $7,331,440.52 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $70.11, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 105,208 | $20.59 | $2,166,232.72 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,272 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,618 Underlying: Class A common stock · 4,272 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,272 | $69.55 | $297,104.36 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.50 to $69.91, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 4,272 | $20.59 | $87,960.48 |
DisclosureSEC source: 0000895345-21-000211 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 86,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000129 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,378 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 17, 2020, subject to the achievement of certain performance goals in respect of calendar year 2020. Those performance goals were deemed achieved at the maximum performance level on February 5, 2021. These RSUs remain unvested and are scheduled to vest on January 1, 2023, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 15,531 | $64.49 | $1,001,628.36 |
DisclosureSEC source: 0000895345-21-000061 · form4.xml · nonDerivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,194 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F9 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.42 to $64.50, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 36,515 | $64.02 | $2,337,814.45 |
DisclosureSEC source: 0000895345-21-000061 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,725 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.40 to $64.38, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 18,854 | $62.91 | $1,186,140.96 |
DisclosureSEC source: 0000895345-21-000061 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,240 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.40 to $63.38, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 11,029 | $61.94 | $683,183.68 |
DisclosureSEC source: 0000895345-21-000061 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,094 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.40 to $62.37, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,294 | $60.95 | $261,725.31 |
DisclosureSEC source: 0000895345-21-000061 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,123 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.40 to $61.39, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7, 8 and 9 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000061 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,417 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.