Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director · Chief Executive Officer | March 17, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 17, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 144,302 |
Last balance in matching sequence
After 2026-03-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-17 · Tax withholding · Disposed 5,656 · Balance 144,285 F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. Row 2 · 2026-03-17 · Grant · Acquired 17 · Balance 144,302 F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,495 | $95.06 | $997,656.80 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.19, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,495 | $20.59 | $216,092.05 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,611 Underlying: Class A common stock · 100 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $95.22 | $9,522.00 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 100 | $20.59 | $2,059.00 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 24,750 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,711 Underlying: Class A common stock · 24,750 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 24,750 | $95.25 | $2,357,467.20 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.56, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 24,750 | $20.59 | $509,602.50 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,267 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,461 Underlying: Class A common stock · 45,267 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 45,267 | $95.13 | $4,306,390.04 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.61, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 45,267 | $20.59 | $932,047.53 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 05, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,060 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,728 Underlying: Class A common stock · 18,060 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 05, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 18,060 | $95.04 | $1,716,371.83 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.21, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 05, 2021 Filed Nov 10, 2021 01:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 18,060 | $20.59 | $371,855.40 |
DisclosureSEC source: 0000895345-21-000940 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 01:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 62,430 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000658 · form4.xml · derivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,788 Underlying: Class A common stock · 62,430 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 01:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 24,922 | $86.72 | $2,161,270.73 |
DisclosureSEC source: 0000895345-21-000658 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.50 to $86.89, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 01:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 37,508 | $85.87 | $3,220,984.50 |
DisclosureSEC source: 0000895345-21-000658 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,780 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $86.49, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 01:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 62,430 | $20.59 | $1,285,433.70 |
DisclosureSEC source: 0000895345-21-000658 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,837 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,218 Underlying: Class A common stock · 26,837 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 26,837 | $85.65 | $2,298,581.00 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $85.85, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 26,837 | $20.59 | $552,573.83 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,800 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,055 Underlying: Class A common stock · 2,800 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,800 | $85.88 | $240,461.76 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.61 to $86.09, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 2,800 | $20.59 | $57,652.00 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 49,400 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,855 Underlying: Class A common stock · 49,400 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 49,400 | $85.77 | $4,237,260.30 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $86.01, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2021 Filed Jul 7, 2021 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 49,400 | $20.59 | $1,017,146.00 |
DisclosureSEC source: 0000895345-21-000652 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 01:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,654 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000649 · form4.xml · derivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,255 Underlying: Class A common stock · 17,654 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 01:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 17,654 | $85.60 | $1,511,192.99 |
DisclosureSEC source: 0000895345-21-000649 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $85.84, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 01:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 17,654 | $20.59 | $363,495.86 |
DisclosureSEC source: 0000895345-21-000649 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 24,434 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000649 · form4.xml · derivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,909 Underlying: Class A common stock · 24,434 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 24,434 | $85.57 | $2,090,744.08 |
DisclosureSEC source: 0000895345-21-000649 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $85.80, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 25, 2021 Filed Jun 30, 2021 01:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 24,434 | $20.59 | $503,096.06 |
DisclosureSEC source: 0000895345-21-000649 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,300 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,343 Underlying: Class A common stock · 6,300 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,300 | $85.65 | $539,586.18 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $86.13, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 6,300 | $20.59 | $129,717.00 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 84,682 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,643 Underlying: Class A common stock · 84,682 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 84,682 | $86.04 | $7,286,132.43 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $86.31, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 84,682 | $20.59 | $1,743,602.38 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 21, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,463 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,325 Underlying: Class A common stock · 25,463 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 21, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 25,463 | $85.67 | $2,181,397.39 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.50 to $85.82, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 21, 2021 Filed Jun 24, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 25,463 | $20.59 | $524,283.17 |
DisclosureSEC source: 0000895345-21-000642 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 21:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,155 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000541 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,788 Underlying: Class A common stock · 15,155 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 21:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 15,155 | $81.93 | $1,241,684.01 |
DisclosureSEC source: 0000895345-21-000541 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.63 to $82.43, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 21:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 15,155 | $20.59 | $312,041.45 |
DisclosureSEC source: 0000895345-21-000541 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 21:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 84,845 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000541 · form4.xml · derivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,943 Underlying: Class A common stock · 84,845 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 21:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 200 | $82.61 | $16,522.00 |
DisclosureSEC source: 0000895345-21-000541 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 21:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 84,645 | $82.13 | $6,951,834.60 |
DisclosureSEC source: 0000895345-21-000541 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,058 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.61 to $82.58, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 21:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 84,845 | $20.59 | $1,746,958.55 |
DisclosureSEC source: 0000895345-21-000541 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $74.14 | $7,414.00 |
DisclosureSEC source: 0000895345-21-000379 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.