Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director · Chief Executive Officer | March 17, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 17, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 144,302 |
Last balance in matching sequence
After 2026-03-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-17 · Tax withholding · Disposed 5,656 · Balance 144,285 F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. Row 2 · 2026-03-17 · Grant · Acquired 17 · Balance 144,302 F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 3, 2021 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 89,769 | $60.79 | $5,457,057.51 |
DisclosureSEC source: 0000895345-21-000061 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,606 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 107,521 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · derivative · entry 11 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,890 Underlying: Class A common stock · 107,521 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F8 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 400 | $65.00 | $26,001.00 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.01, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 107,121 | $64.31 | $6,888,758.69 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,775 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.99, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 107,521 | $20.59 | $2,213,857.39 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 145,787 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · derivative · entry 10 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,411 Underlying: Class A common stock · 145,787 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F8 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,470 | $65.17 | $551,994.14 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.33, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 137,317 | $64.37 | $8,839,397.39 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.98, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 145,787 | $20.59 | $3,001,754.33 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 46,692 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,198 Underlying: Class A common stock · 46,692 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F8 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 46,692 | $64.17 | $2,996,347.04 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.36, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, 5, 6 and 7 to this Form 4. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 46,692 | $20.59 | $961,388.28 |
DisclosureSEC source: 0000895345-20-001142 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001104 · form4.xml · derivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,890 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,166 | $60.58 | $312,970.74 |
DisclosureSEC source: 0000895345-20-001104 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.45 to $60.88, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 44,834 | $59.99 | $2,689,623.04 |
DisclosureSEC source: 0000895345-20-001104 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,541 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.45 to $60.44, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-001104 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001060 · form4.xml · derivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,890 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,255 | $56.28 | $464,606.26 |
DisclosureSEC source: 0000895345-20-001060 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.22 to $56.37, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,820 | $55.86 | $604,422.51 |
DisclosureSEC source: 0000895345-20-001060 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,630 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.22 to $56.21, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 30,925 | $54.76 | $1,693,400.43 |
DisclosureSEC source: 0000895345-20-001060 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,450 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.15 to $55.12, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-001060 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 600 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,890 Underlying: Class A common stock · 600 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 600 | $60.31 | $36,186.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.18 to $60.47, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 13, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 600 | $20.59 | $12,354.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,600 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,490 Underlying: Class A common stock · 2,600 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,600 | $60.02 | $156,064.48 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.10, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 2,600 | $20.59 | $53,534.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,090 Underlying: Class A common stock · 100 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $60.04 | $6,004.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 100 | $20.59 | $2,059.00 |
DisclosureSEC source: 0000895345-20-000965 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000939 · form4.xml · derivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113,190 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 50,000 | $58.50 | $2,925,025.00 |
DisclosureSEC source: 0000895345-20-000939 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.10 to $58.95, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-000939 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000896 · form4.xml · derivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163,190 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 28,328 | $57.94 | $1,641,409.30 |
DisclosureSEC source: 0000895345-20-000896 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.70 to $58.33, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 21,672 | $57.42 | $1,244,462.59 |
DisclosureSEC source: 0000895345-20-000896 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,703 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 to $57.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-000896 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000858 · form4.xml · derivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,190 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,541 | $54.74 | $193,839.30 |
DisclosureSEC source: 0000895345-20-000858 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.46 to $54.95, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 46,459 | $53.86 | $2,502,402.53 |
DisclosureSEC source: 0000895345-20-000858 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,916 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.45 to $54.44, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-000858 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 700 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000773 · form4.xml · derivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,190 Underlying: Class A common stock · 700 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 700 | $60.14 | $42,096.11 |
DisclosureSEC source: 0000895345-20-000773 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.04 to $60.25, inclusive. F3 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 700 | $20.59 | $14,413.00 |
DisclosureSEC source: 0000895345-20-000773 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F3 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000773 · form4.xml · derivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,890 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 39,868 | $59.26 | $2,362,517.88 |
DisclosureSEC source: 0000895345-20-000773 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.92 to $59.77, inclusive. F3 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,132 | $58.44 | $592,123.20 |
DisclosureSEC source: 0000895345-20-000773 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,243 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.92 to $58.91, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 5 and 6 to this Form 4. F3 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-000773 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 21:57 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,826 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000759 · form4.xml · derivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313,890 Underlying: Class A common stock · 7,826 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 21:57 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,200 | $61.63 | $73,951.08 |
DisclosureSEC source: 0000895345-20-000759 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,375 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.26 to $61.90, inclusive. F2 · balance_after: This amount includes (i) 173,181 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 249,102 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 43,092 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.