Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director · Chief Executive Officer | March 17, 2026 | March 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 17, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 144,302 |
Last balance in matching sequence
After 2026-03-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-17 · Tax withholding · Disposed 5,656 · Balance 144,285 F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. Row 2 · 2026-03-17 · Grant · Acquired 17 · Balance 144,302 F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.
F2: This amount includes (i) 11,678 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 20,455 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 37,507 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
F3: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2023 Filed Mar 22, 2023 21:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 45,000 | $75.22 | $3,385,111.50 |
DisclosureSEC source: 0001758730-23-000105 · wf-form4_167951883903317.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,888 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.42 to $75.77, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (ii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iii) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (v) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 45,000 | $20.59 | $926,550.00 |
DisclosureSEC source: 0001758730-23-000105 · wf-form4_167951883903317.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2023. F2 · balance_after: This amount includes (i) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (ii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iii) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (v) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000105 · wf-form4_167951883903317.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,888 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (ii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iii) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (v) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 7,944 | $75.04 | $596,117.76 |
DisclosureSEC source: 0001758730-23-000105 · wf-form4_167951883903317.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,806 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (ii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iii) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (v) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 23:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000088 · wf-form4_167935351637148.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,750 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iv) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (vi) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 23:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 9,366 | $74.19 | $694,863.54 |
DisclosureSEC source: 0001758730-23-000088 · wf-form4_167935351637148.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,702 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iv) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (vi) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 20:07 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 43,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000078 · wf-form4_167908362932552.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,068 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iv) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (vi) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 31,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000059 · wf-form4_167761869289385.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,940 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2022, subject to the achievement of certain performance goals in respect of calendar year 2022. The level of achievement of those performance goals was determined on February 24, 2023. These RSUs remain unvested and are scheduled to vest on January 1, 2025, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, and (v) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 01:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 26,247 | $63.82 | $1,675,128.16 |
DisclosureSEC source: 0001758730-23-000029 · wf-form4_167331362594589.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,672 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 5, 2022. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $64.295, inclusive. F3 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 01:20 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 15,013 | $63.18 | $948,582.89 |
DisclosureSEC source: 0001758730-23-000029 · wf-form4_167331362594589.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,919 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 5, 2022. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.43, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. F3 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 01:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000004 · wf-form4_167288127306630.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,231 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 01:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 46,190 | $65.34 | $3,018,054.60 |
DisclosureSEC source: 0001758730-23-000004 · wf-form4_167288127306630.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,666 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 10, 2023 01:12 UTC Amendment | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 45,489 | $65.34 | $2,972,251.26 |
DisclosureSEC source: 0001758730-23-000016 · wf-form4a_167331314955982.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,932 F1 · security: On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement ofrestricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and thecorrect number of shares held by the reporting person following the transactions that occurred on January 1, 2023. F2 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person. F3 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (iv) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftClass A common stock | 1,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-22-000027 · wf-form4_166802807708617.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,856 F1 · balance_after: This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024 and (v) 25,963 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on each of March 15, 2023, March 15, 2024 and March 15, 2025, in each case, subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 00:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,525 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000403 · form4.xml · derivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,900 Underlying: Class A common stock · 26,525 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 00:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 26,525 | $91.35 | $2,422,984.48 |
DisclosureSEC source: 0000895345-22-000403 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,626 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.94, inclusive. F2 · balance_after: This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 06, 2022 Filed Apr 8, 2022 00:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 26,525 | $20.59 | $546,149.75 |
DisclosureSEC source: 0000895345-22-000403 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F2 · balance_after: This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 00:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 73,375 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000403 · form4.xml · derivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,425 Underlying: Class A common stock · 73,375 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 00:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 73,375 | $91.14 | $6,687,485.55 |
DisclosureSEC source: 0000895345-22-000403 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,626 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.74, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4to this Form 4. F2 · balance_after: This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 05, 2022 Filed Apr 8, 2022 00:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 73,375 | $20.59 | $1,510,791.25 |
DisclosureSEC source: 0000895345-22-000403 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F2 · balance_after: This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 23:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000386 · form4.xml · derivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,800 Underlying: Class A common stock · 100 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 23:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $91.00 | $9,100.00 |
DisclosureSEC source: 0000895345-22-000386 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,626 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F2 · balance_after: This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 23:41 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 100 | $20.59 | $2,059.00 |
DisclosureSEC source: 0000895345-22-000386 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F2 · balance_after: This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000367 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,626 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 7,944 | $89.88 | $714,006.72 |
DisclosureSEC source: 0000895345-22-000367 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,581 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 19, 2022 00:04 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000353 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,525 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 19, 2022 00:04 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 4,580 | $87.43 | $400,429.40 |
DisclosureSEC source: 0000895345-22-000353 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,512 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 25,963 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000334 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,092 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022. F2 · balance_after: This amount includes (i) 14,364 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 452,900 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000240 · form4.xml · derivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,900 Underlying: Class A common stock · 452,900 shares Expires 2028-10-26 F3 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2021 which were deemed achieved on February 24, 2022. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:18 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 49,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000240 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,129 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 49,688 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 283 | $93.93 | $26,582.19 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 11 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,441 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 7,011 | $92.98 | $651,862.45 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 10 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,724 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F12 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.715 to $93.25, inclusive. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 21,964 | $92.06 | $2,021,915.79 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,735 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F11 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.70 to $92.695, inclusive. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 05, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 27,858 | $91.16 | $2,539,649.50 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,699 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F10 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.62 to $91.60, inclusive. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 584 | $96.31 | $56,242.41 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 7 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,557 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F9 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.23 to $96.35, inclusive. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 846 | $94.98 | $80,356.29 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,141 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.91 to $95.40, inclusive. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 19,031 | $94.01 | $1,789,172.82 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,987 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.79 to $94.34, inclusive. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 24,189 | $93.29 | $2,256,560.36 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,018 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.79 to $93.77, inclusive. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 12,819 | $92.38 | $1,184,235.88 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,207 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.79 to $92.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7, 8, 9, 10, 11 and 12 to this Form 4. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 1,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,026 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:36 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 136,329 | $100.14 | $13,651,986.06 |
DisclosureSEC source: 0000895345-22-000048 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,214 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 01:33 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftClass A common stock | 1,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-001008 · form4.xml · nonDerivative · entry 4 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,543 F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 01:33 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,788 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-001008 · form4.xml · derivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 12,788 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 01:33 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,821 | $95.95 | $558,538.92 |
DisclosureSEC source: 0000895345-21-001008 · form4.xml · nonDerivative · entry 3 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.66 to $96.60, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 01:33 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,967 | $95.04 | $662,133.23 |
DisclosureSEC source: 0000895345-21-001008 · form4.xml · nonDerivative · entry 2 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,679 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.66 to $95.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 01:33 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 12,788 | $20.59 | $263,304.92 |
DisclosureSEC source: 0000895345-21-001008 · form4.xml · nonDerivative · entry 1 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,328 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · derivative · entry 9 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,788 Underlying: Class A common stock · 1,328 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,328 | $95.20 | $126,423.48 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · nonDerivative · entry 6 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,858 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $95.39, inclusive. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 1,328 | $20.59 | $27,343.52 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · nonDerivative · entry 5 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F2 · balance_after: This amount includes (i) 249,102 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 28,728 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 86,184 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 24,844 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 22:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,495 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000965 · form4.xml · derivative · entry 8 Hult William · CIK 0001771194 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 Underlying: Class A common stock · 10,495 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2021. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.