Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | EVP | March 20, 2026 | March 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 17,325 |
Ending reported balance
After 2026-03-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-20 · Exercise / conversion · Acquired 1,835 · Balance 17,984 Row 2 · 2026-03-20 · Tax withholding · Disposed 659 · Balance 17,325 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $20.43 | Direct | 1,835 |
Reported balance
After 2026-03-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-20 · Exercise / conversion · Acquired 1,835 · Balance 1,835 F3: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant. F1: There will be no expiration date once restricted stock units vest. F4: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 931 |
Reported balance
Holding disclosure · report date 2026-03-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 931 F2: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant. F1: There will be no expiration date once restricted stock units vest. F4: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: There will be no expiration date once restricted stock units vest.
F2: These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F3: These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.
F4: The Form 4 has been updated to clarify that grants of RSUs will be settled in common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 28, 2018 21:19 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 107,900 | $9.29 Strike: $9.29 | $1,002,552.85 |
DisclosureSEC source: 0001209191-18-014492 · doc4.xml · derivative · entry 4 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,106 Underlying: Common Stock · 121,006 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:19 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 107,900 | $9.29 | $1,002,552.85 |
DisclosureSEC source: 0001209191-18-014492 · doc4.xml · nonDerivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:19 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 107,900 | $26.41 | $2,849,887.17 |
DisclosureSEC source: 0001209191-18-014492 · doc4.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,364 Read SEC document |
| February 16, 2018 Filed Feb 28, 2018 21:19 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 107,900 | $9.29 | $1,002,552.85 |
DisclosureSEC source: 0001209191-18-014492 · doc4.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 107,900 | $9.29 Strike: $9.29 | $1,002,552.85 |
DisclosureSEC source: 0001209191-18-057869 · doc4a.xml · derivative · entry 4 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,106 Underlying: Common Stock · 121,006 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 107,900 | $9.29 | $1,002,552.85 |
DisclosureSEC source: 0001209191-18-057869 · doc4a.xml · nonDerivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 107,900 | $26.41 | $2,849,887.17 |
DisclosureSEC source: 0001209191-18-057869 · doc4a.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 107,900 | $9.29 | $1,002,552.85 |
DisclosureSEC source: 0001209191-18-057869 · doc4a.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Feb 16, 2018 19:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 50,000 | $9.29 Strike: $9.29 | $464,575.00 |
DisclosureSEC source: 0001209191-18-010765 · doc4.xml · derivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,006 Underlying: Common Stock · 171,006 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| February 09, 2018 Filed Feb 16, 2018 19:38 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 50,000 | $25.40 | $1,270,005.00 |
DisclosureSEC source: 0001209191-18-010765 · doc4.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,364 Read SEC document |
| February 09, 2018 Filed Feb 16, 2018 19:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 50,000 | $9.29 | $464,575.00 |
DisclosureSEC source: 0001209191-18-010765 · doc4.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 50,000 | $9.29 Strike: $9.29 | $464,575.00 |
DisclosureSEC source: 0001209191-18-057868 · doc4a.xml · derivative · entry 4 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,006 Underlying: Common Stock · 171,006 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 50,000 | $9.29 | $464,575.00 |
DisclosureSEC source: 0001209191-18-057868 · doc4a.xml · nonDerivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 50,000 | $25.40 | $1,270,005.00 |
DisclosureSEC source: 0001209191-18-057868 · doc4a.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2018 Filed Nov 9, 2018 16:40 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 50,000 | $9.29 | $464,575.00 |
DisclosureSEC source: 0001209191-18-057868 · doc4a.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 30, 2018 19:02 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $9.29 Strike: $9.29 | $46,457.50 |
DisclosureSEC source: 0001209191-18-005970 · doc4.xml · derivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,006 Underlying: Common Stock · 176,006 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| January 22, 2018 Filed Jan 30, 2018 19:02 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 5,000 | $9.29 | $46,457.50 |
DisclosureSEC source: 0001209191-18-005970 · doc4.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 30, 2018 19:02 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 5,000 | $9.29 | $46,457.50 |
DisclosureSEC source: 0001209191-18-005970 · doc4.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 00:01 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $9.29 Strike: $9.29 | $46,457.50 |
DisclosureSEC source: 0001209191-17-066515 · doc4.xml · derivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,006 Underlying: Common Stock · 181,006 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 00:01 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 5,000 | $9.29 | $46,457.50 |
DisclosureSEC source: 0001209191-17-066515 · doc4.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 00:01 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 5,000 | $9.29 | $46,457.50 |
DisclosureSEC source: 0001209191-17-066515 · doc4.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 30, 2017 22:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $9.29 Strike: $9.29 | $92,915.00 |
DisclosureSEC source: 0001209191-17-050796 · doc4.xml · derivative · entry 3 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,006 Underlying: Common Stock · 191,006 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| August 23, 2017 Filed Aug 30, 2017 22:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $9.29 | $92,915.00 |
DisclosureSEC source: 0001209191-17-050796 · doc4.xml · nonDerivative · entry 2 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 30, 2017 22:50 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $9.29 | $92,915.00 |
DisclosureSEC source: 0001209191-17-050796 · doc4.xml · nonDerivative · entry 1 Liu Vincent · CIK 0001711562 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.