Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Chief Legal Officer | March 20, 2026 | March 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 13,921 |
Last balance in matching sequence
After 2026-03-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-20 · Sale · Disposed 2,219 · Balance 14,513 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.03 to $125.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. Row 2 · 2026-03-23 · Sale · Disposed 592 · Balance 13,921 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.03 to $125.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2020 Filed Nov 3, 2020 21:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-001061 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000938 · form4.xml · derivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,000 | $58.50 | $584,986.00 |
DisclosureSEC source: 0000895345-20-000938 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.11 to $58.93, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000938 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000895 · form4.xml · derivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,371 | $57.96 | $311,307.99 |
DisclosureSEC source: 0000895345-20-000895 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.74 to $58.33, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,629 | $57.43 | $265,841.62 |
DisclosureSEC source: 0000895345-20-000895 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,246 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.74 to $57.71, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 20:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000895 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000857 · form4.xml · derivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 700 | $54.72 | $38,306.03 |
DisclosureSEC source: 0000895345-20-000857 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.47 to $54.98, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,300 | $53.86 | $500,917.53 |
DisclosureSEC source: 0000895345-20-000857 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,575 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.44 to $54.32, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000857 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000774 · form4.xml · derivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,244 | $59.26 | $488,516.36 |
DisclosureSEC source: 0000895345-20-000774 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.93 to $59.80, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,756 | $58.38 | $102,521.78 |
DisclosureSEC source: 0000895345-20-000774 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,119 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.92 to $58.76, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:55 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000774 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000681 · form4.xml · derivative · entry 6 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 600 | $68.21 | $40,926.00 |
DisclosureSEC source: 0000895345-20-000681 · form4.xml · nonDerivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.06 to $68.48, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,076 | $67.44 | $342,325.95 |
DisclosureSEC source: 0000895345-20-000681 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,475 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.04 to $68.01, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,524 | $66.61 | $234,740.34 |
DisclosureSEC source: 0000895345-20-000681 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,551 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.02 to $66.99, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 800 | $65.37 | $52,295.04 |
DisclosureSEC source: 0000895345-20-000681 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,075 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.94 to $65.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3, 4, 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000681 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000614 · form4.xml · derivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,000 | $51.98 | $519,792.00 |
DisclosureSEC source: 0000895345-20-000614 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.71 to $52.52, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000614 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 23:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerClass A common stock | 14,708 | $48.79 | $717,603.32 |
DisclosureSEC source: 0000895345-20-000595 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · price: This amount represents the $50.25 per-share price at which shares of the issuer's Class A common stock (the "Class A Common Stock") were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.46 per share. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 22, 2020 Filed Apr 25, 2020 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000577 · form4.xml · derivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,464 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| April 22, 2020 Filed Apr 25, 2020 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 35,292 | $51.44 | $1,815,420.48 |
DisclosureSEC source: 0000895345-20-000577 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,583 F1 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 22, 2020 Filed Apr 25, 2020 00:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-20-000577 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000509 · form4.xml · derivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,000 | $41.52 | $415,175.00 |
DisclosureSEC source: 0000895345-20-000509 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.50 to $41.64, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000509 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 9,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000389 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020. F2 · balance_after: This amount includes (i) 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000290 · form4.xml · derivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 805 | $50.40 | $40,568.70 |
DisclosureSEC source: 0000895345-20-000290 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,871 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.36 to $50.54, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,595 | $50.00 | $329,742.09 |
DisclosureSEC source: 0000895345-20-000290 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,676 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.36 to $50.35, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,600 | $48.79 | $126,852.96 |
DisclosureSEC source: 0000895345-20-000290 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,271 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.32 to $49.31, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:40 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000290 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 36,232 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000260 · form4.xml · derivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,464 Underlying: Class A common stock · 36,232 shares Expires 2028-10-26 F3 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2019 which were deemed achieved on February 21, 2020. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F5 · balance_after: This amount reflects the options reported on this Form 4 in addition to 136,232 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 33,004 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000260 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,871 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on February 13, 2019, subject to the achievement of certain performance goals in respect of calendar year 2019. Those performance goals were deemed achieved at the maximum performance level on February 21, 2020. These RSUs remain unvested and are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 10,668 | $46.73 | $498,565.78 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 6 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,867 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $46.97, inclusive. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · derivative · entry 7 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,232 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,186 | $46.91 | $55,640.72 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,535 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.87 to $47.02, inclusive. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,814 | $46.34 | $408,441.64 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,721 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.87 to $46.85, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6 and 7 to this Form 4. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 701 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,535 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 9,674 | $46.18 | $446,745.32 |
DisclosureSEC source: 0000895345-20-000069 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,834 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 22,867 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:35 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,292 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001311 · doc1.xml · derivative · entry 6 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,232 Underlying: Class A common stock · 2,292 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:35 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,292 | $45.80 | $104,975.43 |
DisclosureSEC source: 0001567619-20-001311 · doc1.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,510 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.47 to $46.29, inclusive. F2 · balance_after: This amount includes 22,868 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 19,642 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:35 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 2,292 | $20.59 | $47,192.28 |
DisclosureSEC source: 0001567619-20-001311 · doc1.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 22,868 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 19,642 vested RSUs which will be settled on February 3, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.