Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Chief Legal Officer | March 20, 2026 | March 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 13,921 |
Last balance in matching sequence
After 2026-03-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-20 · Sale · Disposed 2,219 · Balance 14,513 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.03 to $125.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. Row 2 · 2026-03-23 · Sale · Disposed 592 · Balance 13,921 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.03 to $125.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2023 Filed Jan 10, 2023 01:14 UTC Amendment | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 7,040 | $65.34 | $459,993.60 |
DisclosureSEC source: 0001758730-23-000018 · wf-form4a_167331323316459.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,200 F1 · security: On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement ofrestricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and thecorrect number of shares held by the reporting person following the transactions that occurred on January 1, 2023. F2 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person. F3 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 5,224 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:49 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000364 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,112 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,224 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:49 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,536 | $89.88 | $138,055.68 |
DisclosureSEC source: 0000895345-22-000364 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,102 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,224 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 19, 2022 00:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000352 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,638 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,224 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 19, 2022 00:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 869 | $87.43 | $75,976.67 |
DisclosureSEC source: 0000895345-22-000352 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,636 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,224 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000338 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,505 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022. F2 · balance_after: This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,394 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,224 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 36,232 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000237 · form4.xml · derivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,232 Underlying: Class A common stock · 36,232 shares Expires 2028-10-26 F3 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2021 which were deemed achieved on February 24, 2022. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 10,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000237 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,281 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:31 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 300 | $96.30 | $28,890.99 |
DisclosureSEC source: 0000895345-22-000045 · form4.xml · nonDerivative · entry 7 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,101 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.28 to $96.35, inclusive. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:31 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $95.05 | $9,505.00 |
DisclosureSEC source: 0000895345-22-000045 · form4.xml · nonDerivative · entry 6 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,401 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:31 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,690 | $94.10 | $441,350.57 |
DisclosureSEC source: 0000895345-22-000045 · form4.xml · nonDerivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,501 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.01 to $94.45, inclusive. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:31 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,958 | $93.59 | $931,941.34 |
DisclosureSEC source: 0000895345-22-000045 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,191 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.01 to $94.00, inclusive. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:31 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,761 | $92.50 | $255,394.43 |
DisclosureSEC source: 0000895345-22-000045 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,149 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:31 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000045 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,910 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:31 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 15,457 | $100.14 | $1,547,863.98 |
DisclosureSEC source: 0000895345-22-000045 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,648 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,696 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000542 · form4.xml · derivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 28,696 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,200 | $82.10 | $180,614.06 |
DisclosureSEC source: 0000895345-21-000542 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,105 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.97 to $82.33, inclusive. F2 · balance_after: This amount includes (i) 33,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 26,496 | $81.36 | $2,155,719.86 |
DisclosureSEC source: 0000895345-21-000542 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,305 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.97 to $81.92, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 33,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 28,696 | $20.59 | $590,850.64 |
DisclosureSEC source: 0000895345-21-000542 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2021. F2 · balance_after: This amount includes (i) 33,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 07, 2021 Filed May 10, 2021 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,700 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000508 · form4.xml · derivative · entry 6 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,696 Underlying: Class A common stock · 9,700 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12,2021. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| May 07, 2021 Filed May 10, 2021 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,700 | $82.67 | $801,903.85 |
DisclosureSEC source: 0000895345-21-000508 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,105 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12,2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.50 to $82.96, inclusive. F2 · balance_after: This amount includes (i) 33,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 07, 2021 Filed May 10, 2021 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 9,700 | $20.59 | $199,723.00 |
DisclosureSEC source: 0000895345-21-000508 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12,2021. F2 · balance_after: This amount includes (i) 33,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 300 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000508 · form4.xml · derivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,396 Underlying: Class A common stock · 300 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12,2021. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 300 | $82.54 | $24,762.00 |
DisclosureSEC source: 0000895345-21-000508 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,105 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12,2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.50 to $82.57, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 33,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 06, 2021 Filed May 10, 2021 23:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 300 | $20.59 | $6,177.00 |
DisclosureSEC source: 0000895345-21-000508 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12,2021. F2 · balance_after: This amount includes (i) 33,004 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 671 | $73.67 | $49,434.72 |
DisclosureSEC source: 0000895345-21-000383 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,105 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.49 to $73.92, inclusive. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 800 | $72.85 | $58,278.00 |
DisclosureSEC source: 0000895345-21-000383 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,776 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $73.23, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000383 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,576 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:24 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,536 | $72.75 | $111,744.00 |
DisclosureSEC source: 0000895345-21-000383 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,570 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:19 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000347 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,106 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,003 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, and (iii) 5,090 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 3,001 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:27 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 36,232 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000229 · form4.xml · derivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,696 Underlying: Class A common stock · 36,232 shares Expires 2028-10-26 F1 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2020 which were deemed achieved on February 24, 2021. F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F3 · balance_after: This amount reflects the options reported on this Form 4 in addition to 2,464 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 01:46 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 18,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000128 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,016 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 17, 2020, subject to the achievement of certain performance goals in respect of calendar year 2020. Those performance goals were deemed achieved at the maximum performance level on February 5, 2021. These RSUs remain unvested and are scheduled to vest on January 1, 2023, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 18,008 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 7,207 | $64.19 | $462,652.64 |
DisclosureSEC source: 0000895345-21-000060 · form4.xml · nonDerivative · entry 6 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,008 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.52 to $64.50, inclusive. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,772 | $63.01 | $174,651.80 |
DisclosureSEC source: 0000895345-21-000060 · form4.xml · nonDerivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,215 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.44 to $63.42, inclusive. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,650 | $61.87 | $163,957.09 |
DisclosureSEC source: 0000895345-21-000060 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,987 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.43 to $62.42, inclusive. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,300 | $60.98 | $79,276.21 |
DisclosureSEC source: 0000895345-21-000060 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,637 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.40 to $61.39, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 387 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000060 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,937 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 9,325 | $60.79 | $566,866.75 |
DisclosureSEC source: 0000895345-21-000060 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,550 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 01:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001152 · form4.xml · derivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464 Underlying: Class A common stock · 20,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 01:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 12,553 | $65.10 | $817,261.81 |
DisclosureSEC source: 0000895345-20-001152 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.51, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 01:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 7,447 | $64.54 | $480,661.40 |
DisclosureSEC source: 0000895345-20-001152 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,428 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.99 to $64.98, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 01:10 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 20,000 | $20.59 | $411,800.00 |
DisclosureSEC source: 0000895345-20-001152 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2020. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:17 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001103 · form4.xml · derivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:17 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,085 | $60.58 | $65,726.48 |
DisclosureSEC source: 0000895345-20-001103 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.48 to $60.82, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:17 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,915 | $59.98 | $534,765.38 |
DisclosureSEC source: 0000895345-20-001103 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,960 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.48 to $60.47, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:17 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-20-001103 · form4.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001061 · form4.xml · derivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,464 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 860 | $56.33 | $48,441.74 |
DisclosureSEC source: 0000895345-20-001061 · form4.xml · nonDerivative · entry 4 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,875 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.29 to $56.37, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,941 | $55.97 | $164,602.18 |
DisclosureSEC source: 0000895345-20-001061 · form4.xml · nonDerivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,735 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.29 to $56.28, inclusive. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 6,199 | $54.76 | $339,447.32 |
DisclosureSEC source: 0000895345-20-001061 · form4.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,676 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.16 to $55.11, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 22,867 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 33,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 9,004 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.