Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Chief Legal Officer | March 20, 2026 | March 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 20, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 13,921 |
Last balance in matching sequence
After 2026-03-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-20 · Sale · Disposed 2,219 · Balance 14,513 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.03 to $125.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. Row 2 · 2026-03-23 · Sale · Disposed 592 · Balance 13,921 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.03 to $125.78, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: This amount includes (i) 1,990 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 2,421 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 6,510 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2020 Filed Jan 22, 2020 01:35 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,635 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001311 · doc1.xml · derivative · entry 5 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,524 Underlying: Class A common stock · 12,635 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:35 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 12,635 | $45.41 | $573,770.51 |
DisclosureSEC source: 0001567619-20-001311 · doc1.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,510 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.12 to $45.90, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes 22,868 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 19,642 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:35 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 12,635 | $20.59 | $260,154.65 |
DisclosureSEC source: 0001567619-20-001311 · doc1.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 22,868 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 19,642 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 21:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerClass A common stock | 3,210 | $40.74 | $130,775.40 |
DisclosureSEC source: 0001567619-19-021689 · doc1.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,508 F1 · price: This amount represents the $42.00 price at which the issuer's shares of Class A common stock (the "Class A Common Stock") were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. F2 · balance_after: This amount includes 42,508 unvested restricted stock units in respect of the issuer's Class A Common Stock. Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 19,641 restricted stock units will vest on January 1, 2020 and (ii) 22,867 restricted stock units will vest on January 1, 2021. Read SEC document |
| October 22, 2019 Filed Oct 22, 2019 22:02 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerNon-voting common units of Tradeweb Markets LLC · Derivative | 19,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-019883 · doc1.xml · derivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 19,400 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 3 to this Form 4) will be canceled. These exchange rights do not expire. F4 · kind: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which the issuer's Class A Common Stock was sold in the Public Offering, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F4 · price: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which the issuer's Class A Common Stock was sold in the Public Offering, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F5 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 3 to this Form 4) will be canceled. These exchange rights do not expire. F5 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 3 to this Form 4) will be canceled. These exchange rights do not expire. Read SEC document |
| October 22, 2019 Filed Oct 22, 2019 22:02 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerClass D common stock · Derivative | 19,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-019883 · doc1.xml · derivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C common stock · 19,400 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F4 · kind: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which the issuer's Class A Common Stock was sold in the Public Offering, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F4 · price: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which the issuer's Class A Common Stock was sold in the Public Offering, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F3 · derivative.exercise_date: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F3 · derivative.expiration_date: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. Read SEC document |
| October 22, 2019 Filed Oct 22, 2019 22:02 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerClass A common stock | 1,995 | $40.74 | $81,276.30 |
DisclosureSEC source: 0001567619-19-019883 · doc1.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,718 F1 · price: This amount represents the $42.00 price at which the issuer's shares of Class A common stock (the "Class A Common Stock") were sold in a public offering of the Class A Common Stock (the "Public Offering"), less the underwriters' discount of $1.26 per share. F2 · balance_after: This amount includes 42,508 unvested restricted stock units in respect of the issuer's Class A Common Stock. Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 19,641 restricted stock units will vest on January 1, 2020 and (ii) 22,867 restricted stock units will vest on January 1, 2021. Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 20:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-19-019734 · doc1.xml · derivative · entry 3 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,159 Underlying: Class A common stock · 20,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On October 26, 2018, the reporting person was granted an option to purchase 181,159 shares of Class A Common Stock, which option is vested as to 144,928 of the shares subject thereto as of the date hereof (including the 20,000 shares underlying the portion of the stock option being exercised). The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. F2 · balance_after: On October 26, 2018, the reporting person was granted an option to purchase 181,159 shares of Class A Common Stock, which option is vested as to 144,928 of the shares subject thereto as of the date hereof (including the 20,000 shares underlying the portion of the stock option being exercised). The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 20:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 14,795 | $42.27 | $625,384.65 |
DisclosureSEC source: 0001567619-19-019734 · doc1.xml · nonDerivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,713 F1 · balance_after: This amount includes 42,508 unvested restricted stock units in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 19,641 restricted stock units will vest on January 1, 2020, and (ii) 22,867 restricted stock units will vest on January 1, 2021. Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 20:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 20,000 | $20.59 | $411,800.00 |
DisclosureSEC source: 0001567619-19-019734 · doc1.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 42,508 unvested restricted stock units in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 19,641 restricted stock units will vest on January 1, 2020, and (ii) 22,867 restricted stock units will vest on January 1, 2021. Read SEC document |
| April 08, 2019 Filed Apr 8, 2019 21:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | PurchaseClass A common stock | 3,000 | $27.00 | $81,000.00 |
DisclosureSEC source: 0001567619-19-008536 · doc1.xml · nonDerivative · entry 1 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,508 F1 · shares: The reporting person purchased these shares in connection with the closing of the initial public offering of the issuer (the "IPO") at the IPO price of $27.00 per share pursuant to the directed share program described in the issuer's registration statement. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. F2 · balance_after: This amount includes 42,508 unvested restricted stock units in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 19,641 restricted stock units will vest on January 1, 2020, and (ii) 22,867 restricted stock units will vest on January 1, 2021. Read SEC document |
| October 26, 2018 Filed Apr 8, 2019 21:14 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 181,159 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-19-008536 · doc1.xml · derivative · entry 2 Friedman Douglas · CIK 0001771193 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,159 Underlying: Class A common stock · 181,159 shares Expires 2028-10-26 F3 · derivative.exercise_date: On October 26, 2018, the reporting person was granted an option to purchase 181,159 shares of Class A Common Stock, which option is vested as to 144,928 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.