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person · Reporting owner

Aga Anshooman

Disclosed activity across 3 companies

Tapewire entity
56058
SEC CIK
0001711750

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENVIRI CorpHSC · Entity 42674SVP and CFOMarch 04, 2022March 08, 2022
Vontier CorpVNT · Entity 4011EVP, Chief Financial OfficerMarch 24, 2026March 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENVIRI Corp

Report date March 04, 2022 · Filed March 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect70,328 Reported balance After 2022-03-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-04 · Grant · Acquired 30,398 · Balance 70,328

F1: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2032-03-04Direct53,408 Reported balance After 2022-03-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-04 · Grant · Acquired 53,408 · Balance 53,408

F2: The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2024-12-31Direct30,398 Reported balance After 2022-03-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-04 · Grant · Acquired 30,398 · Balance 30,398

F3: Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F2: The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.

F3: Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.

Vontier Corp

Report date March 24, 2026 · Filed March 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Executive Deferred Incentive Program - Vontier Stock FundSEC Table II · derivative / convertible securityDirect10,267.26 Reported balance After 2026-03-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-24 · Grant · Acquired 2,177.092 · Balance 10,267.26

F1: Compensation deferred or contributed into the Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date of the business day preceding the date such compensation is credited to the EDIP Stock Fund, which closing price is shown in Table II, Column 8.

F2: The notional shares convert on a one-to-one basis.

F3: The Reporting Person vests in all contributions to the EDIP Stock Fund at a rate of 20% per year and is fully vested after five years of service. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Compensation deferred or contributed into the Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date of the business day preceding the date such compensation is credited to the EDIP Stock Fund, which closing price is shown in Table II, Column 8.

F2: The notional shares convert on a one-to-one basis.

F3: The Reporting Person vests in all contributions to the EDIP Stock Fund at a rate of 20% per year and is fully vested after five years of service. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CUBIC CORP /DE/

Report date May 25, 2021 · Filed May 25, 2021

Section 16 reporting ended · disclosed 2021-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-05-25 transaction · row 1
1 source row

Row 1 · 2021-05-25 · Disposition to issuer · Disposed 32,741 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Common StockSEC Table I · non-derivativeIndirect401(k)0 Reported balance After 2021-05-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-25 · Disposition to issuer · Disposed 251.8318 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-05-25 · Disposition to issuer · Disposed 7,796 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-05-25 · Disposition to issuer · Disposed 13,064 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-25 · Disposition to issuer · Disposed 14,841 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2026 Filed Mar 25, 2026 17:24 UTC Vontier Corp VNT · Entity 4011 GrantExecutive Deferred Incentive Program - Vontier Stock Fund · Derivative 2,177.092 $36.93 $80,400.01
Disclosure

SEC source: 0001628280-26-021084 · wk-form4_1774473847.xml · derivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,267.26

Underlying: Common Stock, par value $0.0001 · 2,177.092 shares

Expires not disclosed

F1 · security: Compensation deferred or contributed into the Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date of the business day preceding the date such compensation is credited to the EDIP Stock Fund, which closing price is shown in Table II, Column 8.

F2 · derivative.exercise_price: The notional shares convert on a one-to-one basis.

F3 · derivative.exercise_date: The Reporting Person vests in all contributions to the EDIP Stock Fund at a rate of 20% per year and is fully vested after five years of service. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock.

F3 · derivative.expiration_date: The Reporting Person vests in all contributions to the EDIP Stock Fund at a rate of 20% per year and is fully vested after five years of service. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 16:03 UTC Vontier Corp VNT · Entity 4011 SaleCommon Stock, par value $0.0001 5,489 $40.16 $220,438.24
Disclosure

SEC source: 0001628280-26-013773 · wk-form4_1772571800.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,341

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2025.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 16:03 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 4,439 $40.92 $181,643.88
Disclosure

SEC source: 0001628280-26-013773 · wk-form4_1772571800.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,830

Read SEC document
February 19, 2026 Filed Feb 20, 2026 16:15 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 3,563 $41.01 $146,118.63
Disclosure

SEC source: 0001628280-26-010204 · wk-form4_1771622105.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,269

Read SEC document
February 16, 2026 Filed Feb 18, 2026 16:38 UTC Vontier Corp VNT · Entity 4011 GrantEmployee Stock Option · Derivative 25,000 $0.00 Strike: $41.79 $0.00
Disclosure

SEC source: 0001628280-26-009132 · wk-form4_1771450705.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, par value $0.0001 · 25,000 shares

Expires 2036-02-16

F2 · derivative.exercise_date: 50% of the options vest on the first anniversary of the grant date and 25% of the options vest on each of the second and third anniversaries of the grant date.

Read SEC document
February 16, 2026 Filed Feb 18, 2026 16:38 UTC Vontier Corp VNT · Entity 4011 GrantCommon Stock, par value $0.0001 11,390 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009132 · wk-form4_1771450705.xml · nonDerivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,832

Read SEC document
February 16, 2026 Filed Feb 18, 2026 16:38 UTC Vontier Corp VNT · Entity 4011 GrantCommon Stock, par value $0.0001 25,605 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-009132 · wk-form4_1771450705.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,442

F1 · shares: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued employment.

Read SEC document
February 13, 2026 Filed Feb 18, 2026 16:38 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 3,592 $41.79 $150,109.68
Disclosure

SEC source: 0001628280-26-009132 · wk-form4_1771450705.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,837

Read SEC document
February 28, 2025 Filed Mar 3, 2025 06:52 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 4,465 $37.35 $166,767.75
Disclosure

SEC source: 0001786842-25-000014 · wk-form4_1741002766.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,429

Read SEC document
February 20, 2025 Filed Feb 21, 2025 16:02 UTC Vontier Corp VNT · Entity 4011 GrantCommon Stock, par value $0.0001 23,965 $0.00 $0.00
Disclosure

SEC source: 0001786842-25-000010 · wk-form4_1740171727.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,894

F1 · shares: The restricted stock units vest in three equal annual installments on February 15th, beginning on February 15, 2026, subject to continued employment.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 16:02 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 3,668 $40.32 $147,893.76
Disclosure

SEC source: 0001786842-25-000010 · wk-form4_1740171727.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,929

Read SEC document
November 15, 2024 Filed Nov 18, 2024 07:22 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 17,451 $38.08 $664,534.08
Disclosure

SEC source: 0001786842-24-000075 · wk-form4_1731932546.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,597

Read SEC document
February 28, 2024 Filed Feb 29, 2024 16:07 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 4,562 $42.84 $195,436.08
Disclosure

SEC source: 0001786842-24-000023 · wk-form4_1709240852.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,048

Read SEC document
February 19, 2024 Filed Feb 21, 2024 16:03 UTC Vontier Corp VNT · Entity 4011 GrantEmployee Stock Option · Derivative 20,000 $0.00 Strike: $41.10 $0.00
Disclosure

SEC source: 0001786842-24-000017 · wk-form4_1708549325.xml · derivative · entry 2

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.0001 · 20,000 shares

Expires 2034-02-19

F2 · derivative.exercise_date: 50% of the options vest on the first anniversary of the grant date and 25% of the options vest on each of the second and third anniversaries of the grant date.

Read SEC document
February 19, 2024 Filed Feb 21, 2024 16:03 UTC Vontier Corp VNT · Entity 4011 GrantCommon Stock, par value $0.0001 24,600 $0.00 $0.00
Disclosure

SEC source: 0001786842-24-000017 · wk-form4_1708549325.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,610

F1 · shares: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued employment.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 16:03 UTC Vontier Corp VNT · Entity 4011 Tax withholdingCommon Stock, par value $0.0001 17,550 $33.75 $592,312.50
Disclosure

SEC source: 0001786842-23-000075 · wk-form4_1700168578.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,010

Read SEC document
February 28, 2023 Filed Mar 2, 2023 06:55 UTC Vontier Corp VNT · Entity 4011 GrantCommon Stock, par value $0.0001 30,650 $0.00 $0.00
Disclosure

SEC source: 0001786842-23-000020 · wf-form4_167775810781080.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,560

F1 · shares: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued employment.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 08:28 UTC Vontier Corp VNT · Entity 4011 GrantCommon Stock, par value $0.0001 79,410 $0.00 $0.00
Disclosure

SEC source: 0001786842-22-000071 · wf-form4_166869169904303.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,910

F1 · shares: The restricted stock units vest in two equal annual installments beginning on the first anniversary of the grant date, subject to continued employment.

Read SEC document
November 09, 2022 Filed Nov 9, 2022 16:15 UTC Vontier Corp VNT · Entity 4011 PurchaseCommon Stock, par value $0.0001 1,000 $18.52 $18,515.00
Disclosure

SEC source: 0001786842-22-000069 · wf-form4_166802847013050.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
November 04, 2022 Filed Nov 4, 2022 11:24 UTC Vontier Corp VNT · Entity 4011 PurchaseCommon Stock, par value $0.0001 1,500 $17.51 $26,263.20
Disclosure

SEC source: 0001786842-22-000063 · wf-form4_166757545623749.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:33 UTC ENVIRI Corp HSC · Entity 42674 GrantPerformance Share Units · Derivative 30,398 $0.00 $0.00
Disclosure

SEC source: 0000045876-22-000031 · wf-form4_164677516063392.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,398

Underlying: Common Stock · 30,398 shares

Expires 2024-12-31

F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.

F3 · derivative.exercise_date: Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:33 UTC ENVIRI Corp HSC · Entity 42674 GrantStock Appreciation Rights · Derivative 53,408 $0.00 Strike: $12.65 $0.00
Disclosure

SEC source: 0000045876-22-000031 · wf-form4_164677516063392.xml · derivative · entry 2

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,408

Underlying: Common Stock · 53,408 shares

Expires 2032-03-04

F2 · derivative.exercise_date: The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 21:33 UTC ENVIRI Corp HSC · Entity 42674 GrantRestricted Stock Units · Derivative 30,398 $0.00 $0.00
Disclosure

SEC source: 0000045876-22-000031 · wf-form4_164677516063392.xml · derivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,328

Underlying: Common Stock · 30,398 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:46 UTC ENVIRI Corp HSC · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 19,964 $0.00 $0.00
Disclosure

SEC source: 0000045876-22-000023 · wf-form4_164632955313703.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,930

Underlying: Common Stock · 19,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F2 · derivative.exercise_date: On August 16, 2021 the reporting person was granted 59,894 restricted stock units of which one-third vested on March 1, 2022.

F2 · derivative.expiration_date: On August 16, 2021 the reporting person was granted 59,894 restricted stock units of which one-third vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:46 UTC ENVIRI Corp HSC · Entity 42674 Tax withholdingCommon Stock 8,914 $12.01 $107,057.14
Disclosure

SEC source: 0000045876-22-000023 · wf-form4_164632955313703.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,050

Read SEC document
March 01, 2022 Filed Mar 3, 2022 17:46 UTC ENVIRI Corp HSC · Entity 42674 Exercise / conversionCommon Stock 19,964 $0.00 $0.00
Disclosure

SEC source: 0000045876-22-000023 · wf-form4_164632955313703.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 18:48 UTC ENVIRI Corp HSC · Entity 42674 PurchaseCommon Stock 2,000 $11.78 $23,560.00
Disclosure

SEC source: 0000045876-22-000011 · wf-form4_164607403028333.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
November 04, 2021 Filed Nov 4, 2021 18:11 UTC ENVIRI Corp HSC · Entity 42674 PurchaseCommon Stock 2,000 $13.63 $27,260.00
Disclosure

SEC source: 0000045876-21-000144 · wf-form4_163604945386865.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:29 UTC ENVIRI Corp HSC · Entity 42674 GrantRestricted Stock Units · Derivative 59,894 $0.00 $0.00
Disclosure

SEC source: 0000045876-21-000133 · wf-form4_162923213445011.xml · derivative · entry 1

Aga Anshooman · CIK 0001711750 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,894

Underlying: Common Stock · 59,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on March 1, 2022, March 1, 2023 and March 1, 2024.

F1 · derivative.exercise_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on March 1, 2022, March 1, 2023 and March 1, 2024.

F1 · derivative.expiration_date: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on March 1, 2022, March 1, 2023 and March 1, 2024.

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May 25, 2021 Filed May 25, 2021 17:28 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerPerformance Restricted Stock Units · Derivative 14,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005898 · edgar.xml · derivative · entry 5

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,841 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2 · price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

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May 25, 2021 Filed May 25, 2021 17:28 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerPerformance Restricted Stock Units · Derivative 13,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005898 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,064 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2 · price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

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May 25, 2021 Filed May 25, 2021 17:28 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerPerformance Restricted Stock Units · Derivative 7,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005898 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,796 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2 · price: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F2 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

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May 25, 2021 Filed May 25, 2021 17:28 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerCommon Stock 251.8318 $75.00 $18,887.39
Disclosure

SEC source: 0001179110-21-005898 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k)

Disclosed balance after: 0

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

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May 25, 2021 Filed May 25, 2021 17:28 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerCommon Stock 32,741 $75.00 $2,455,575.00
Disclosure

SEC source: 0001179110-21-005898 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

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January 29, 2021 Filed Feb 2, 2021 17:14 UTC CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 6,438 $61.18 $393,876.84
Disclosure

SEC source: 0001179110-21-001065 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,741

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November 27, 2020 Filed Dec 1, 2020 16:25 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 14,333 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011499 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,333

Underlying: Common Stock · 14,333 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of CUB common stock.

F4 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2023, subject to the Reporting Person's continued service with CUB through such vesting date.

F4 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2023, subject to the Reporting Person's continued service with CUB through such vesting date.

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November 27, 2020 Filed Dec 1, 2020 16:25 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantCommon Stock 14,333 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011499 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,554

F1 · shares: The Restricted Stock Units ("RSUs") vest in three equal annual installments on October 1, 2021, 2022, and 2023, subject to Reporting Person's continuous service through each applicable vesting date. Vested shares will be delivered to the Reporting Person following each vesting date.

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November 27, 2020 Filed Dec 28, 2020 18:56 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 GrantCommon Stock 14,333 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-012256 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,179

F1 · shares: The Restricted Stock Units ("RSUs") vest in three equal annual installments on October 1, 2021, 2022, and 2023, subject to Reporting Person's continuous service through each applicable vesting date. Vested shares will be delivered to the Reporting Person following each vesting date.

F2 · balance_after: This Form 4 amendment is filed to report all stock-settled restricted stock units held by the reporting person that were previously reported on Table II as directly owned securities on Table I to be consistent with the reporting of stock-settled restricted stock units granted on November 27, 2020. Accordingly, the total reported in Column 5 now includes 13,625 restricted stock units previously reported on Table II.

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November 19, 2020 Filed Nov 23, 2020 17:55 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 6,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011289 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of performance-based restricted stock units ("RSUs").

F4 · price: This is the vesting of performance-based RSUs granted to the Reporting Person on November 27, 2017.

F4 · derivative.exercise_date: This is the vesting of performance-based RSUs granted to the Reporting Person on November 27, 2017.

F4 · derivative.expiration_date: This is the vesting of performance-based RSUs granted to the Reporting Person on November 27, 2017.

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November 19, 2020 Filed Nov 23, 2020 17:55 UTC CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 3,231 $64.09 $207,074.79
Disclosure

SEC source: 0001179110-20-011289 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,221

F2 · shares: Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.

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November 19, 2020 Filed Nov 23, 2020 17:55 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 6,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-011289 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the issuance of CUB common stock upon vesting of performance-based restricted stock units ("RSUs").

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 4,355 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010290 · edgar.xml · derivative · entry 7

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709

Underlying: Common Stock · 4,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F7 · derivative.exercise_date: This is the first of three vesting installments of RSUs granted to the Reporting Person on November 29, 2019. The remaining 8,709 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to the Reporting Person's continuous service through each application vesting date.

F7 · derivative.expiration_date: This is the first of three vesting installments of RSUs granted to the Reporting Person on November 29, 2019. The remaining 8,709 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 1,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010290 · edgar.xml · derivative · entry 6

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898

Underlying: Common Stock · 1,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F6 · derivative.exercise_date: This is the second of four vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 3,898 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.

F6 · derivative.expiration_date: This is the second of four vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 3,898 shares from such grant shall vest in two equal installments on each of October 1, 2021 and 2022, subject to Reporting Person's continuous service through each application vesting date.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010290 · edgar.xml · derivative · entry 5

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F5 · derivative.exercise_date: This is the third of four vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 1,018 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date.

F5 · derivative.expiration_date: This is the third of four vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 1,018 shares from such grant shall vest on October 1, 2021, subject to Reporting Person's continuous service through each application vesting date.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 541 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010290 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F4 · derivative.exercise_date: This is the fourth of four vesting installments of RSUs granted to the Reporting Person on July 17, 2017.

F4 · derivative.expiration_date: This is the fourth of four vesting installments of RSUs granted to the Reporting Person on July 17, 2017.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 3,901 $57.54 $224,463.54
Disclosure

SEC source: 0001179110-20-010290 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,936

F2 · shares: Consists of shares withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

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October 01, 2020 Filed Oct 5, 2020 21:56 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 7,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010290 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

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May 13, 2020 Filed May 14, 2020 16:05 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 100 $31.49 $3,148.55
Disclosure

SEC source: 0001179110-20-005980 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,974

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May 12, 2020 Filed May 14, 2020 16:05 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 250 $37.00 $9,250.85
Disclosure

SEC source: 0001179110-20-005980 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874

Read SEC document
November 29, 2019 Filed Dec 2, 2019 19:39 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 13,064 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012196 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064

Underlying: Common Stock · 13,064 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F6 · derivative.exercise_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021, and 2022 subject to Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

F6 · derivative.expiration_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021, and 2022 subject to Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.