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Aga Anshooman

Disclosed activity across 3 companies

Tapewire entity
56058
SEC CIK
0001711750

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENVIRI CorpHSC · Entity 42674SVP and CFOMarch 04, 2022March 08, 2022
Vontier CorpVNT · Entity 4011EVP, Chief Financial OfficerMarch 24, 2026March 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENVIRI Corp

Report date March 04, 2022 · Filed March 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect70,328 Reported balance After 2022-03-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-04 · Grant · Acquired 30,398 · Balance 70,328

F1: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2032-03-04Direct53,408 Reported balance After 2022-03-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-04 · Grant · Acquired 53,408 · Balance 53,408

F2: The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2024-12-31Direct30,398 Reported balance After 2022-03-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-04 · Grant · Acquired 30,398 · Balance 30,398

F3: Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F2: The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.

F3: Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrial Index. The performance share units vest on 12/31/2024.

Vontier Corp

Report date March 24, 2026 · Filed March 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Executive Deferred Incentive Program - Vontier Stock FundSEC Table II · derivative / convertible securityDirect10,267.26 Reported balance After 2026-03-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-24 · Grant · Acquired 2,177.092 · Balance 10,267.26

F1: Compensation deferred or contributed into the Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date of the business day preceding the date such compensation is credited to the EDIP Stock Fund, which closing price is shown in Table II, Column 8.

F2: The notional shares convert on a one-to-one basis.

F3: The Reporting Person vests in all contributions to the EDIP Stock Fund at a rate of 20% per year and is fully vested after five years of service. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Compensation deferred or contributed into the Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") is deemed to be invested in a number of unfunded, notional shares of the Issuer's common stock based on the closing price of such common stock as reported on the NYSE on the date of the business day preceding the date such compensation is credited to the EDIP Stock Fund, which closing price is shown in Table II, Column 8.

F2: The notional shares convert on a one-to-one basis.

F3: The Reporting Person vests in all contributions to the EDIP Stock Fund at a rate of 20% per year and is fully vested after five years of service. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CUBIC CORP /DE/

Report date May 25, 2021 · Filed May 25, 2021

Section 16 reporting ended · disclosed 2021-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-05-25 transaction · row 1
1 source row

Row 1 · 2021-05-25 · Disposition to issuer · Disposed 32,741 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Common StockSEC Table I · non-derivativeIndirect401(k)0 Reported balance After 2021-05-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-25 · Disposition to issuer · Disposed 251.8318 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-05-25 · Disposition to issuer · Disposed 7,796 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-05-25 · Disposition to issuer · Disposed 13,064 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-05-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-25 · Disposition to issuer · Disposed 14,841 · Balance 0

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

F2: Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2019 Filed Dec 2, 2019 19:39 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 13,064 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012196 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064

Underlying: Common Stock · 13,064 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F5 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date.

F5 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 19:39 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 127.5596 $59.58 $7,600.00
Disclosure

SEC source: 0001179110-19-012196 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Cubic 401(k)

Disclosed balance after: 250.394

F3 · ownership.nature: Represents shares held by the Reporting Person's 401(k).

Read SEC document
November 29, 2019 Filed Dec 2, 2019 19:39 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 400 $59.54 $23,817.52
Disclosure

SEC source: 0001179110-19-012196 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363

F1 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $59.5215 to $59.566 per share. Information on the actual number of shares sold at each sale price can be obtained from Issuer upon request.

F2 · balance_after: Amount reflects updated amount of shares held directly by Reporting Person. October 1, 2018 Form 4 incorrectly listed shares as acquired when they were disposed of. This number correctly reflects the number of shares directly held by Reporting Person.

Read SEC document
November 29, 2019 Filed Dec 11, 2019 15:58 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 13,064 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012641 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064

Underlying: Common Stock · 13,064 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F6 · derivative.exercise_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021, and 2022 subject to Reporting Person's continued service with CUB through such date. Dividendequivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrueddividends will be delivered to the Reporting Person following each vesting date.

F6 · derivative.expiration_date: The time-based RSUs vest in three equal installments on each of October 1, 2020, 2021, and 2022 subject to Reporting Person's continued service with CUB through such date. Dividendequivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrueddividends will be delivered to the Reporting Person following each vesting date.

Read SEC document
November 29, 2019 Filed Dec 11, 2019 15:58 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 13,064 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012641 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064

Underlying: Common Stock · 13,064 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F5 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance periodending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date.

F5 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance periodending on September 30, 2022, subject to the Reporting Person's continued service with CUB through such vesting date.

Read SEC document
November 29, 2019 Filed Dec 11, 2019 15:58 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 127.5596 $59.58 $7,600.00
Disclosure

SEC source: 0001179110-19-012641 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Cubic 401(k)

Disclosed balance after: 250.394

F3 · ownership.nature: Represents shares held by the Reporting Person's 401(k).

Read SEC document
November 29, 2019 Filed Dec 11, 2019 15:58 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 400 $59.54 $23,817.52
Disclosure

SEC source: 0001179110-19-012641 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $59.5215 to $59.566 per share. Information on the actual number of shares sold ateach sale price can be obtained from Issuer upon request.

F2 · balance_after: Amount reflects updated amount of shares held directly by Reporting Person. October 1, 2018 Form 4 incorrectly listed shares as acquired when they were disposed of. This number correctlyreflects the number of shares directly held by Reporting Person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:12 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Unit · Derivative 1,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-010828 · edgar.xml · derivative · entry 5

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,847

Underlying: Common Stock · 1,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F2 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F5 · derivative.exercise_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 5,847 shares from such grant shall vest in 3 equal installments on October 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date.

F5 · derivative.expiration_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 5,847 shares from such grant shall vest in 3 equal installments on October 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:12 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-010828 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F2 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F4 · derivative.exercise_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 2,036 shares from such grant shall vest in 2 equal installments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date.

F4 · derivative.expiration_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 2,036 shares from such grant shall vest in 2 equal installments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:12 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-010828 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F2 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F3 · derivative.exercise_date: This is the 3rd of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 541 shares from such grant shall vest in one final installment on October 1, 2020, subject to Reporting Person's continuous service through each application vesting date.

F3 · derivative.expiration_date: This is the 3rd of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 541 shares from such grant shall vest in one final installment on October 1, 2020, subject to Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:12 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-010828 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F2 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

Read SEC document
October 01, 2019 Filed Dec 11, 2019 15:57 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Unit · Derivative 1,949 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012639 · edgar.xml · derivative · entry 6

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,847

Underlying: Common Stock · 1,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F6 · derivative.exercise_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 5,847 shares from such grant shall vest in 3 equal installments on October 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date.

F6 · derivative.expiration_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 5,847 shares from such grant shall vest in 3 equal installments on October 1, 2020, 2021, and 2022, subject to Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2019 Filed Dec 11, 2019 15:57 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Unit · Derivative 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012639 · edgar.xml · derivative · entry 5

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F5 · derivative.exercise_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 2,036 shares from such grant shall vest in 2 equal installments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date.

F5 · derivative.expiration_date: This is the 1st of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 2,036 shares from such grant shall vest in 2 equal installments on October 1, 2020 and 2021, subject to Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2019 Filed Dec 11, 2019 15:57 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Unit · Derivative 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012639 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F4 · derivative.exercise_date: This is the 3rd of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 541 shares from such grant shall vest in one final installment on October 1, 2020, subject to Reporting Person's continuous service through each application vesting date.

F4 · derivative.expiration_date: This is the 3rd of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 541 shares from such grant shall vest in one final installment on October 1, 2020, subject to Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2019 Filed Dec 11, 2019 15:57 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 1,739 $67.55 $117,469.45
Disclosure

SEC source: 0001179110-19-012639 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

F2 · kind: Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.

F2 · shares: Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.

Read SEC document
October 01, 2019 Filed Dec 11, 2019 15:57 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 3,510 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012639 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

Read SEC document
May 08, 2019 Filed May 10, 2019 15:22 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 122.8344 $58.50 $7,185.81
Disclosure

SEC source: 0001179110-19-005861 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Cubic 401(k)

Disclosed balance after: 122.8344

F1 · ownership.nature: Represents shares held by the Reporting Person's 401(k).

Read SEC document
May 08, 2019 Filed Dec 11, 2019 15:56 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 122.8344 $58.50 $7,185.81
Disclosure

SEC source: 0001179110-19-012638 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Cubic 401(k)

Disclosed balance after: 122.8344

F1 · ownership.nature: Represents shares held by the Reporting Person's 401(k).

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December 06, 2018 Filed Dec 6, 2018 12:53 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 300 $54.40 $16,320.51
Disclosure

SEC source: 0001179110-18-013504 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453

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November 21, 2018 Filed Nov 26, 2018 14:29 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 7,796 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013175 · edgar.xml · derivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,796

Underlying: Common Stock · 7,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F3 · derivative.exercise_date: The time-based RSUs vest in four equal installments on each of October 1, 2019, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

F3 · derivative.expiration_date: The time-based RSUs vest in four equal installments on each of October 1, 2019, 2020, 2021 and 2022, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

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November 21, 2018 Filed Nov 26, 2018 14:29 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 7,796 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013175 · edgar.xml · derivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,796

Underlying: Common Stock · 7,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F2 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2021, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% on sales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.

F2 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and Total Shareholder Return for the three-year performance period ending on September 30, 2021, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 50% on sales growth and 50% on EBITDA growth, adjusted for a Total Shareholder Return factor, achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.

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October 01, 2018 Filed Oct 3, 2018 15:54 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011996 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F4 · derivative.exercise_date: This is the first of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 3054 shares from such grant shall vest in 3 equal installments on October 1, 2019, 2020 and 2021, subject to the Reporting Person's continuous service through each application vesting date.

F4 · derivative.expiration_date: This is the first of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 3054 shares from such grant shall vest in 3 equal installments on October 1, 2019, 2020 and 2021, subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2018 Filed Oct 3, 2018 15:54 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011996 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F3 · derivative.exercise_date: This is the second of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 1084 shares from such grant shall vest in 2 equal installments on October 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date.

F3 · derivative.expiration_date: This is the second of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 1084 shares from such grant shall vest in 2 equal installments on October 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2018 Filed Oct 3, 2018 15:54 UTC CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 746 $72.29 $53,928.34
Disclosure

SEC source: 0001179110-18-011996 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

F2 · shares: Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.

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October 01, 2018 Filed Oct 3, 2018 15:54 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 1,561 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011996 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

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October 01, 2018 Filed Dec 11, 2019 15:56 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Unit · Derivative 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012637 · edgar.xml · derivative · entry 4

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,054

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F4 · derivative.exercise_date: This is the first of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 3054 shares from such grant shall vest in 3 equal installments onOctober 1, 2019, 2020 and 2021, subject to the Reporting Person's continuous service through each application vesting date.

F4 · derivative.expiration_date: This is the first of 4 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 3054 shares from such grant shall vest in 3 equal installments onOctober 1, 2019, 2020 and 2021, subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2018 Filed Dec 11, 2019 15:56 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Unit · Derivative 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012637 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F3 · derivative.exercise_date: This is the second of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 1084 shares from such grant shall vest in 2 equal installments onOctober 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date.

F3 · derivative.expiration_date: This is the second of 4 vesting installments of RSUs granted to the Reporting Person on July 17, 2017. The remaining 1084 shares from such grant shall vest in 2 equal installments onOctober 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2018 Filed Dec 11, 2019 15:56 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 746 $72.79 $54,301.34
Disclosure

SEC source: 0001179110-19-012637 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

F2 · kind: Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.

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October 01, 2018 Filed Dec 11, 2019 15:56 UTC Amendment CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 1,561 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-012637 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

Read SEC document
November 27, 2017 Filed Dec 13, 2017 18:02 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 4,072 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015332 · edgar.xml · derivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,072

Underlying: Common Stock · 4,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F3 · derivative.exercise_date: The time-based RSUs vest in four equal installments on each of October 1, 2018, 2019, 2020 and 2021, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

F3 · derivative.expiration_date: The time-based RSUs vest in four equal installments on each of October 1, 2018, 2019, 2020 and 2021, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

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November 27, 2017 Filed Dec 13, 2017 18:02 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 4,072 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015332 · edgar.xml · derivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,072

Underlying: Common Stock · 4,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F2 · derivative.exercise_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and return on equity for the three-year performance period ending on September 30, 2020, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 40% on sales growth, 40% on EBITDA growth, and 20% on the return on equity achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.

F2 · derivative.expiration_date: The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and return on equity for the three-year performance period ending on September 30, 2020, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the applicable RSU agreement. The RSUs vest based 40% on sales growth, 40% on EBITDA growth, and 20% on the return on equity achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.

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October 01, 2017 Filed Oct 3, 2017 18:42 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-013034 · edgar.xml · derivative · entry 3

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F3 · derivative.exercise_date: This is the first of 4 vesting installments of RSU's granted to the Reporting Person on July 17, 2017. The remaining 1627 shares from such grant shall vest in 3 equal installments on October 1, 2018, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date.

F3 · derivative.expiration_date: This is the first of 4 vesting installments of RSU's granted to the Reporting Person on July 17, 2017. The remaining 1627 shares from such grant shall vest in 3 equal installments on October 1, 2018, 2019 and 2020, subject to the Reporting Person's continuous service through each application vesting date.

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October 01, 2017 Filed Oct 3, 2017 18:42 UTC CUBIC CORP /DE/ CUB · Entity 139094 Tax withholdingCommon Stock 205 $51.00 $10,455.00
Disclosure

SEC source: 0001179110-17-013034 · edgar.xml · nonDerivative · entry 2

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338

F2 · shares: Shares withheld by CUB to satisfy the minimum statutory tax withholding obligations that arose upon the vesting of the RSUs.

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October 01, 2017 Filed Oct 3, 2017 18:42 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-013034 · edgar.xml · nonDerivative · entry 1

Aga Anshooman · CIK 0001711750 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

Read SEC document
July 27, 2017 Filed Jul 28, 2017 17:52 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 2,171 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010794 · edgar.xml · derivative · entry 1

Aga Anshooman · CIK 0001711750 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,171

Underlying: Common Stock · 2,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of CUB stock.

F2 · derivative.exercise_date: The RSU vests in four equal installments, on October 1, 2017, 2018, 2019, 2020, subject to the Reporting Person's continued services as an officer with CUB through such date. Dividends accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares will be delivered to the Reporting Person following each vesting date.

F2 · derivative.expiration_date: The RSU vests in four equal installments, on October 1, 2017, 2018, 2019, 2020, subject to the Reporting Person's continued services as an officer with CUB through such date. Dividends accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares will be delivered to the Reporting Person following each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.