Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSMR · Entity 4088 | Chief Accounting Officer | March 24, 2026 | March 26, 2026 |
| Transocean Ltd.RIG · Entity 3732 | SVP - CHIEF ACCOUNTING OFFICER | March 01, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date March 24, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,420 |
Ending reported balance
After 2026-03-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-24 · Exercise / conversion · Acquired 9,710 · Balance 9,710 F1: Restricted stock units convert into Class A Common stock on a one-for-one basis. Row 2 · 2026-03-25 · Sale · Disposed 2,290 · Balance 7,420 F2: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 19,421 |
Reported balance
After 2026-03-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-24 · Exercise / conversion · Disposed 9,710 · Balance 19,421 F1: Restricted stock units convert into Class A Common stock on a one-for-one basis. F3: On March 25, 2025, the reporting person was granted 29,131 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.
F2: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F3: On March 25, 2025, the reporting person was granted 29,131 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.
Transocean Ltd.
Report date March 01, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Registered SharesSEC Table I · non-derivative | Direct | 727,088 |
Ending reported balance
After 2024-03-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-01 · Exercise / conversion · Acquired 64,735 · Balance 688,220 F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. Row 2 · 2024-03-01 · Exercise / conversion · Acquired 71,002 · Balance 759,222 F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 71,002 on March 1, 2025. Row 3 · 2024-03-01 · Exercise / conversion · Acquired 35,655 · Balance 794,877 F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 35,656 on March 1, 2025 and 35,656 on March 1, 2026. Row 4 · 2024-03-04 · Tax withholding · Disposed 67,789 · Balance 727,088 F4: Shares sold upon vesting to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.
F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 71,002 on March 1, 2025.
F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 35,656 on March 1, 2025 and 35,656 on March 1, 2026.
F4: Shares sold upon vesting to satisfy tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2020 Filed Feb 11, 2020 21:22 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 10,000 | $4.68 | $46,800.00 |
DisclosureSEC source: 0001179110-20-001440 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,083 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 19, 2019. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:35 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 16,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001405 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,083 F2 · shares: Shares withheld upon vesting and release to satisfy tax withholding obligations. Read SEC document |
| February 07, 2020 Filed Feb 16, 2021 23:21 UTC Amendment | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 17,303 | $4.71 | $81,497.13 |
DisclosureSEC source: 0001179110-21-001729 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,577 F1 · shares: Shares sold upon vesting and release to satisfy tax withholding obligations. F2 · shares: Number of shares corrected from the reporting person's original Form 4. F2 · balance_after: Number of shares corrected from the reporting person's original Form 4. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:35 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 40,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001405 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Share Units awarded on February 10, 2017, and released on February 6, 2020, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2017-2019 performance cycle. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 22:25 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 6,200 | $9.65 | $59,830.00 |
DisclosureSEC source: 0001179110-19-005131 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,736 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017, as amended on December 22, 2017, and March 19, 2019. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 22:25 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 10,361 | $9.01 | $93,352.61 |
DisclosureSEC source: 0001179110-19-005131 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,936 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017, as amended on December 22, 2017, and March 19, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 10,426 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003323 · edgar.xml · derivative · entry 6 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,853 Underlying: Registered Shares · 10,426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 10,426 on March 1, 2020 and 10,427 on March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 8,069 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003323 · edgar.xml · derivative · entry 5 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,069 Underlying: Registered Shares · 8,069 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 8,069 on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:45 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 10,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003323 · edgar.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,297 F4 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 10,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003323 · edgar.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 10,426 on March 1, 2020 and 10,427 on March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 8,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003323 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 8,069 on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:45 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003323 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 38,594 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · derivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,594 Underlying: Registered Shares · 38,594 shares Expires not disclosed F4 · derivative.exercise_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,864 on March 1, 2020; 12,865 on March 1, 2021; and 12,865 on March 1, 2022. F4 · derivative.expiration_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,864 on March 1, 2020; 12,865 on March 1, 2021; and 12,865 on March 1, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | GrantStock Options · Derivative | 82,716 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,716 Underlying: Registered Shares · 82,716 shares Expires 2029-02-07 F3 · derivative.exercise_date: On February 7, 2019, the reporting person was awarded 82,716 stock options which vest as follows: 27,572 on February 7, 2020; 27,572 on February 7, 2021; and 27,572 on February 7, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 20,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,853 F2 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 51,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001715 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Deferred Units awarded on February 11, 2016 vested on February 7, 2019 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2016-2018 performance cycle. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 18:49 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 1,350 | $14.40 | $19,440.00 |
DisclosureSEC source: 0001179110-18-012109 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,026 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| May 17, 2018 Filed May 18, 2018 15:27 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 2,443 | $14.00 | $34,202.00 |
DisclosureSEC source: 0001179110-18-007097 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,376 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| May 16, 2018 Filed May 18, 2018 15:27 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 5,000 | $13.70 | $68,500.00 |
DisclosureSEC source: 0001179110-18-007097 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:54 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 6,695 | $9.20 | $61,594.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,819 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:54 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 8,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · derivative · entry 7 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,137 Underlying: Registered Shares · 8,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,068 on March 1, 2019 and 8,069 on March 1, 2020. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:54 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 8,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · derivative · entry 6 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621 Underlying: Registered Shares · 8,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,621 on March 1, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:54 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 7,308 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · derivative · entry 5 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Registered Shares · 7,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:54 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 8,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,068 on March 1, 2019 and 8,069 on March 1, 2020. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:54 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 8,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 8,621 on March 1, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:54 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003461 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:10 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 8,832 | $9.39 | $82,932.48 |
DisclosureSEC source: 0001179110-18-002157 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,517 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:10 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 168 | $9.39 | $1,577.52 |
DisclosureSEC source: 0001179110-18-002157 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,349 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017 and amended on December 22, 2017. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 02:10 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 9,831 | $9.40 | $92,411.40 |
DisclosureSEC source: 0001179110-18-001975 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,517 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 02:10 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 31,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001975 · edgar.xml · derivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,279 Underlying: Registered Shares · 31,279 shares Expires not disclosed F2 · derivative.exercise_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 10,426 on March 1, 2019; 10,426 on March 1, 2020; and 10,427 on March 1, 2021. F2 · derivative.expiration_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 10,426 on March 1, 2019; 10,426 on March 1, 2020; and 10,427 on March 1, 2021. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 02:10 UTC | Transocean Ltd. RIG · Entity 3732 | GrantStock Options · Derivative | 62,970 | $0.00 Strike: $9.18 | $0.00 |
DisclosureSEC source: 0001179110-18-001975 · edgar.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,970 Underlying: Registered Shares · 62,970 shares Expires 2028-02-07 F1 · derivative.exercise_date: On February 8, 2018, the reporting person was awarded 62,970 stock options which vest as follows: 20,990 on February 7, 2019; 20,990 on February 7, 2020; and 20,990 on February 7, 2021. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 02:10 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 34,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001975 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Deferred Units awarded on February 13, 2015 vested on February 8, 2018 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2015-2017 performance cycle. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:52 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 557 | $11.28 | $6,282.96 |
DisclosureSEC source: 0001179110-17-006305 · edgar.xml · nonDerivative · entry 7 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,644 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:52 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 1,236 | $11.28 | $13,942.08 |
DisclosureSEC source: 0001179110-17-006305 · edgar.xml · nonDerivative · entry 6 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,201 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:52 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 1,188 | $11.28 | $13,400.64 |
DisclosureSEC source: 0001179110-17-006305 · edgar.xml · nonDerivative · entry 5 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,437 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:52 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 350 | $11.28 | $3,948.00 |
DisclosureSEC source: 0001179110-17-006305 · edgar.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,625 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:52 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 1,048 | $11.28 | $11,821.44 |
DisclosureSEC source: 0001179110-17-006305 · edgar.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,975 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:52 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 2,822 | $11.28 | $31,832.16 |
DisclosureSEC source: 0001179110-17-006305 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,023 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017. Read SEC document |
| April 27, 2017 Filed May 1, 2017 19:52 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 2,249 | $11.28 | $25,368.72 |
DisclosureSEC source: 0001179110-17-006305 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,845 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 19:42 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 5,612 | $13.60 | $76,323.20 |
DisclosureSEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 4 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,094 F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:42 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 8,620 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003804 · edgar.xml · derivative · entry 7 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,242 Underlying: Registered Shares · 8,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:42 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 7,308 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003804 · edgar.xml · derivative · entry 6 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,308 Underlying: Registered Shares · 7,308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:42 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 3,887 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003804 · edgar.xml · derivative · entry 5 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Registered Shares · 3,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:42 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 3 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:42 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:42 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 3,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003804 · edgar.xml · nonDerivative · entry 1 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 13, 2014, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 22:27 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 3,928 | $13.23 | $51,967.44 |
DisclosureSEC source: 0001179110-17-002281 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,449 F1 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 13, 2017 Filed Mar 2, 2017 20:57 UTC Amendment | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 3,928 | $13.23 | $51,967.44 |
DisclosureSEC source: 0001179110-17-003596 · edgar.xml · nonDerivative · entry 2 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,891 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. F1 · balance_after: This Form 4/A is being filed to report the amount of securities beneficially owned by the Reporting Person following the reported transactions (column 5). This amount was incorrect in the original Form 4 filed by the Reporting Person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:27 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 24,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002281 · edgar.xml · derivative · entry 4 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,205 Underlying: Registered Shares · 24,205 shares Expires not disclosed F3 · derivative.exercise_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 8,068 on March 1, 2018; 8,068 on March 1, 2019; and 8,069 on March 1, 2020. F3 · derivative.expiration_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 8,068 on March 1, 2018; 8,068 on March 1, 2019; and 8,069 on March 1, 2020. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:27 UTC | Transocean Ltd. RIG · Entity 3732 | GrantStock Options · Derivative | 46,657 | $0.00 Strike: $13.35 | $0.00 |
DisclosureSEC source: 0001179110-17-002281 · edgar.xml · derivative · entry 3 Tonnel David A · CIK 0001318251 · SVP, Controller & Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,657 Underlying: Registered Shares · 46,657 shares Expires 2027-02-10 F2 · derivative.exercise_date: On February 10, 2017, the reporting person was awarded 46,657 stock options which vest as follows: 15,552 on February 10, 2018; 15,552 on February 10, 2019; and 15,553 on February 10, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.