Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | EVP & Chief Compliance Officer | March 25, 2026 | March 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date March 25, 2026 · Filed March 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,640 |
Ending reported balance
After 2026-03-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-25 · Grant · Acquired 1,940 · Balance 102,058 F1: Shares acquired pursuant to earned performance units granted on March 20, 2023. Row 2 · 2026-03-25 · Tax withholding · Disposed 970 · Balance 101,088 F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Row 3 · 2026-03-25 · Grant · Acquired 3,552 · Balance 104,640 F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian for daughter | 780 |
Reported balance
Holding disclosure · report date 2026-03-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 780 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to earned performance units granted on March 20, 2023.
F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,900 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · derivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected an exercise price of $4.61 rather than $4.62. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 5,218 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · derivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,218 shares Expires 2019-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected an exercise price of $4.61 rather than $4.62. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,900 | $4.62 | $18,018.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 18:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 5,218 | $4.62 | $24,107.16 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 18:04 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 4,700 | $21.45 | $100,815.00 |
DisclosureSEC source: 0001568214-18-000038 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,384 F1 · kind: The proceeds of the sale reported on this Form 4 were used by Ms. Criscione with respect to the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 19:31 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 786 | $29.65 | $23,304.90 |
DisclosureSEC source: 0001568214-18-000024 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,084 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Ms. Criscione to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Ms. Criscione by the Issuer. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 2,771 | $30.00 | $83,130.00 |
DisclosureSEC source: 0001568214-18-000022 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,870 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:47 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 6,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-18-000022 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,641 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2015 Read SEC document |
| March 15, 2018 Filed Mar 20, 2019 21:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000021 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,583 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/18/19, 1/3 vesting on 3/18/20, and the final 1/3 vesting on 3/18/21 Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 21:57 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 552 | $28.78 | $15,886.23 |
DisclosureSEC source: 0001568214-18-000017 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,484 Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 7,800 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · derivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,800 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 6,204 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · derivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,204 shares Expires 2018-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 4,300 | $26.49 | $113,889.80 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,036 F1 · kind: The sale reported on this Form 4 represents the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 7,800 | $6.15 | $47,970.00 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 14:02 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 6,204 | $6.15 | $38,154.60 |
DisclosureSEC source: 0001568214-17-000030 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 451 | $21.75 | $9,809.25 |
DisclosureSEC source: 0001568214-17-000023 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,332 Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 13:37 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-17-000016 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,783 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 15:59 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 550 | $25.34 | $13,935.02 |
DisclosureSEC source: 0001568214-17-000014 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,549 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.