Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ConnectOne Bancorp, Inc.CNOB · Entity 4669 | EVP & Chief Compliance Officer | March 25, 2026 | March 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ConnectOne Bancorp, Inc.
Report date March 25, 2026 · Filed March 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,640 |
Ending reported balance
After 2026-03-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-03-25 · Grant · Acquired 1,940 · Balance 102,058 F1: Shares acquired pursuant to earned performance units granted on March 20, 2023. Row 2 · 2026-03-25 · Tax withholding · Disposed 970 · Balance 101,088 F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Row 3 · 2026-03-25 · Grant · Acquired 3,552 · Balance 104,640 F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian for daughter | 780 |
Reported balance
Holding disclosure · report date 2026-03-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 780 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to earned performance units granted on March 20, 2023.
F2: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2026 Filed Mar 27, 2026 16:01 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000015 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,640 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/27, 1/3 vesting on 3/25/28, and the final 1/3 vesting on 3/25/29. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 16:01 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 970 | $26.27 | $25,481.90 |
DisclosureSEC source: 0001619964-26-000015 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,088 F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 16:01 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001619964-26-000015 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,058 F1 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2023. Read SEC document |
| March 23, 2026 Filed Mar 24, 2026 18:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 560 | $26.72 | $14,963.20 |
DisclosureSEC source: 0001619964-26-000006 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,118 F3 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 508 | $25.95 | $13,182.60 |
DisclosureSEC source: 0001619964-26-000006 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,678 F2 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025. Read SEC document |
| March 20, 2026 Filed Mar 24, 2026 18:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 832 | $25.95 | $21,590.40 |
DisclosureSEC source: 0001619964-26-000006 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,186 F1 · shares: Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 16:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 434 | $23.73 | $10,298.82 |
DisclosureSEC source: 0001568214-25-000007 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,018 F2 · shares: Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 22, 2025 Filed Mar 26, 2025 16:45 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 560 | $23.55 | $13,188.00 |
DisclosureSEC source: 0001568214-25-000007 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,452 F1 · shares: Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 16:33 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,012 F4 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28. Read SEC document |
| March 20, 2025 Filed Mar 21, 2025 16:33 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 832 | $23.59 | $19,626.88 |
DisclosureSEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,965 F3 · shares: Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 16:33 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,200 | $24.01 | $28,812.00 |
DisclosureSEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,797 F2 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 16:33 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-25-000004 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,997 F1 · shares: Shares acquired pursuant to earned performance units granted on March 25, 2022. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 19:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 434 | $18.98 | $8,237.32 |
DisclosureSEC source: 0001568214-24-000009 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,597 F3 · shares: Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 23, 2024 Filed Mar 26, 2024 19:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 448 | $19.01 | $8,516.48 |
DisclosureSEC source: 0001568214-24-000009 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,031 F2 · shares: Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,612 | $19.01 | $30,644.12 |
DisclosureSEC source: 0001568214-24-000002 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,119 F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 20:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000002 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,731 F2 · shares: Shares acquired pursuant to earned performance units granted on March 22, 2021. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 19:49 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-24-000009 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,479 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:21 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 832 | $19.57 | $16,282.24 |
DisclosureSEC source: 0001568214-24-000002 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,507 F1 · shares: Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 14:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 434 | $18.00 | $7,812.00 |
DisclosureSEC source: 0001568214-23-000009 · primary_doc.xml · nonDerivative · entry 6 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,339 F6 · shares: Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022. Read SEC document |
| March 23, 2023 Filed Mar 29, 2023 14:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 538 | $17.35 | $9,334.30 |
DisclosureSEC source: 0001568214-23-000009 · primary_doc.xml · nonDerivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,773 F5 · shares: Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,260 | $17.93 | $22,591.80 |
DisclosureSEC source: 0001568214-23-000009 · primary_doc.xml · nonDerivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,311 F4 · shares: Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 3,778 | $17.93 | $67,739.54 |
DisclosureSEC source: 0001568214-23-000009 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,571 F3 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 7,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000009 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,349 F2 · shares: Shares acquired pursuant to earned performance units granted on March 20, 2020. Read SEC document |
| March 20, 2023 Filed Mar 29, 2023 14:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 4,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-23-000009 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,793 F1 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26 Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 6 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,801 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/25/23, 1/3 vesting on 3/25/24, and the final 1/3 vesting on 3/25/25. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,894 | $32.80 | $62,123.20 |
DisclosureSEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,200 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 25, 2022 Filed Apr 5, 2022 20:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,094 F4 · shares: Shares acquired pursuant to earned performance units granted on March 19, 2019. Read SEC document |
| March 23, 2022 Filed Apr 5, 2022 20:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 359 | $32.04 | $11,502.36 |
DisclosureSEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,306 F3 · shares: Reflects tax withholding on March 23, 2022 with respect to shares vested on March 23, 2022 pursuant to a grant of restricted stock units on March 23, 2021. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 20:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,259 | $32.53 | $40,955.27 |
DisclosureSEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,665 F2 · shares: Reflects tax withholding on March 21, 2022 with respect to shares vested on March 20, 2022 pursuant to a grant of restricted stock units on March 20, 2020. Read SEC document |
| March 21, 2022 Filed Apr 5, 2022 20:19 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 631 | $32.53 | $20,526.43 |
DisclosureSEC source: 0001568214-22-000009 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,924 F1 · shares: Reflects the tax withholding on March 21, 2022 with respect to shares vested on March 19, 2022, pursuant to a grant of restricted stock units on March 19, 2019. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 16:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Option · Derivative | 3,640 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-21-000031 · primary_doc.xml · derivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,640 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 16:29 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 3,640 | $6.99 | $25,443.60 |
DisclosureSEC source: 0001568214-21-000031 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 6 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,915 F6 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,041 | $25.24 | $26,274.84 |
DisclosureSEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,228 F5 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,269 F4 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2018. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,259 | $26.45 | $33,300.55 |
DisclosureSEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,188 F3 · shares: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020. Read SEC document |
| March 19, 2021 Filed Mar 25, 2021 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 631 | $26.45 | $16,689.95 |
DisclosureSEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,447 F2 · shares: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2021 Filed Mar 25, 2021 20:05 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 347 | $26.57 | $9,219.79 |
DisclosureSEC source: 0001568214-21-000012 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,078 F1 · shares: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 17:10 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionStock Options · Derivative | 1,976 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001568214-21-000006 · primary_doc.xml · derivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,640 Underlying: Common Stock · 1,976 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 17:10 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Exercise / conversionCommon Stock | 1,976 | $6.99 | $13,812.24 |
DisclosureSEC source: 0001568214-21-000006 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 21:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 7,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000011 · primary_doc.xml · nonDerivative · entry 5 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,449 F5 · shares: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 21:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 1,072 | $10.77 | $11,545.44 |
DisclosureSEC source: 0001568214-20-000011 · primary_doc.xml · nonDerivative · entry 4 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,893 F4 · shares: Reflects tax withholding of shares acquired pursuant to performance units reported above. Read SEC document |
| March 20, 2020 Filed Mar 31, 2020 21:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 2,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-20-000011 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,965 F3 · shares: Shares acquired pursuant to earned performance units granted on March 23, 2017. Read SEC document |
| March 19, 2020 Filed Mar 31, 2020 21:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 505 | $10.75 | $5,428.75 |
DisclosureSEC source: 0001568214-20-000011 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,284 F2 · shares: Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019. Read SEC document |
| March 15, 2020 Filed Mar 31, 2020 21:08 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 254 | $15.30 | $3,886.20 |
DisclosureSEC source: 0001568214-20-000011 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,789 F1 · shares: Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018. Read SEC document |
| April 30, 2019 Filed May 2, 2019 14:55 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | SaleCommon Stock | 873 | $21.96 | $19,171.08 |
DisclosureSEC source: 0001568214-19-000036 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,043 F1 · shares: The proceeds of the sale reported on this Form 4 were used by Ms. Criscione to satisfy estimated personal income tax obligations with respect to the vesting of certain shares of restricted stock granted to Ms. Criscione by the Issuer. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 3,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000025 · primary_doc.xml · nonDerivative · entry 3 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,916 F3 · shares: Represents a grant of deferred stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/19/20, 1/3 vesting on 3/19/21, and the final 1/3 vesting on 3/19/22. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 891 | $20.79 | $18,523.89 |
DisclosureSEC source: 0001568214-19-000025 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,128 F2 · shares: Reflects withholding of shares acquired above so as to satisfy personal income tax obligations. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:17 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | GrantCommon Stock | 1,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001568214-19-000025 · primary_doc.xml · nonDerivative · entry 1 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,019 F1 · shares: Shares acquired pursuant to earned performance units granted on March 31, 2016. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:12 UTC | ConnectOne Bancorp, Inc. CNOB · Entity 4669 | Tax withholdingCommon Stock | 346 | $21.28 | $7,362.88 |
DisclosureSEC source: 0001568214-19-000021 · primary_doc.xml · nonDerivative · entry 2 Criscione Laura · CIK 0001568214 · EVP & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,237 F2 · shares: Reflects withholding of shares acquired upon settlement of deferred stock grant above so as to satisfy personal income tax obligations Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.