person · Reporting owner
NEVENS THOMAS MICHAEL
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director | September 23, 2026 | September 25, 2026 |
| NetApp, Inc.NTAP · Entity 3101 | Director | September 11, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,492 |
Last balance in matching sequence
After 2026-09-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-23 · Sale · Disposed 3,738 · Balance 6,289 F1: Shares reported include unvested Restricted Stock Units (RSUs). Row 2 · 2026-09-24 · Gift · Disposed 2,797 · Balance 3,492 F2: These shares were given as a gift for which no consideration was received by the Reporting Person. F1: Shares reported include unvested Restricted Stock Units (RSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported include unvested Restricted Stock Units (RSUs).
F2: These shares were given as a gift for which no consideration was received by the Reporting Person.
NetApp, Inc.
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectThe Nevens Family 1997 Trust | 7,747 |
Reported balance
After 2026-09-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-11 · Sale · Disposed 5,940 · Balance 7,747 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $194.75 to $195.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $194.75 to $195.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 5,766 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · derivative · entry 5 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F5 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 5,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · nonDerivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 19:07 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001403694-20-000014 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,353 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 21:16 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $41.98 | $83,960.00 |
DisclosureSEC source: 0000936395-20-000002 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 19:58 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $34.63 | $69,260.00 |
DisclosureSEC source: 0000936395-19-000053 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:34 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $37.17 | $74,340.00 |
DisclosureSEC source: 0000936395-19-000049 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 14:32 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $37.75 | $75,500.00 |
DisclosureSEC source: 0000936395-19-000047 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 5,766 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000065 · edgardoc.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Underlying: Common Stock · 5,766 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 12, 2019, the reporting person was granted 5,766 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 19:56 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $40.10 | $80,200.00 |
DisclosureSEC source: 0000936395-19-000042 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000065 · edgardoc.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000065 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 19:06 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.23 | $86,460.00 |
DisclosureSEC source: 0000936395-19-000031 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 21:59 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $43.40 | $86,800.00 |
DisclosureSEC source: 0000936395-19-000029 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 14:19 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,000 | $44.36 | $88,720.00 |
DisclosureSEC source: 0000936395-19-000023 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| May 13, 2019 Filed May 15, 2019 19:25 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 7,000 | $34.24 | $239,680.00 |
DisclosureSEC source: 0001285617-19-000012 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,675 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 4/5/2019. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 15:38 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 5,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001403694-19-000010 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,675 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:28 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 2,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000106 · edgardoc.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,924 Underlying: Common Stock · 2,924 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:28 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 6,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000106 · edgardoc.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 20:28 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 6,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000106 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 17:53 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 7,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001215181-18-000024 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,391 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,000 | $55.67 Strike: $37.62 | $946,371.30 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · derivative · entry 6 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $55.67 Strike: $34.52 | $167,006.70 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · derivative · entry 5 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 20,000 | $55.67 | $1,113,378.00 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · nonDerivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.43 to $56.035. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,000 | $34.52 | $103,560.00 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 17,000 | $37.62 | $639,540.00 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 6,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000085 · edgardoc.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150 Underlying: Common Stock · 6,150 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000085 · edgardoc.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000085 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 18:46 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 8,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000936395-17-000022 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,765 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:34 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $42.39 Strike: $40.38 | $847,830.00 |
DisclosureSEC source: 0001614094-17-000015 · edgardoc.xml · derivative · entry 4 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:34 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 20,000 | $42.39 | $847,830.00 |
DisclosureSEC source: 0001614094-17-000015 · edgardoc.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.35 to $42.48. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:34 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 20,000 | $40.38 | $807,600.00 |
DisclosureSEC source: 0001614094-17-000015 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000172 · edgardoc.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000172 · edgardoc.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000172 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.