person · Reporting owner
NEVENS THOMAS MICHAEL
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIENA CORPCIEN · Entity 1071 | Director | September 23, 2026 | September 25, 2026 |
| NetApp, Inc.NTAP · Entity 3101 | Director | September 11, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIENA CORP
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,492 |
Last balance in matching sequence
After 2026-09-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-09-23 · Sale · Disposed 3,738 · Balance 6,289 F1: Shares reported include unvested Restricted Stock Units (RSUs). Row 2 · 2026-09-24 · Gift · Disposed 2,797 · Balance 3,492 F2: These shares were given as a gift for which no consideration was received by the Reporting Person. F1: Shares reported include unvested Restricted Stock Units (RSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported include unvested Restricted Stock Units (RSUs).
F2: These shares were given as a gift for which no consideration was received by the Reporting Person.
NetApp, Inc.
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectThe Nevens Family 1997 Trust | 7,747 |
Reported balance
After 2026-09-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-11 · Sale · Disposed 5,940 · Balance 7,747 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $194.75 to $195.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $194.75 to $195.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2026 Filed Sep 25, 2026 19:18 UTC | CIENA CORP CIEN · Entity 1071 | GiftCommon Stock | 2,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001251445-26-000004 · edgardoc.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,492 F2 · price: These shares were given as a gift for which no consideration was received by the Reporting Person. F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 19:18 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,738 | $359.04 | $1,342,091.52 |
DisclosureSEC source: 0001251445-26-000004 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,289 F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| September 11, 2026 Filed Sep 14, 2026 20:31 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 5,940 | $195.21 | $1,159,547.40 |
DisclosureSEC source: 0001193125-26-390659 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Nevens Family 1997 Trust Disclosed balance after: 7,747 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $194.75 to $195.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 09, 2026 Filed Sep 10, 2026 21:09 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 1,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-388037 · ownership.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,948 Underlying: Common Shares · 1,948 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 9, 2026, the reporting person was granted 1,948 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 9, 2026, the reporting person was granted 1,948 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 21:09 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-388037 · ownership.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 10, 2025, the reporting person was granted 2,914 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On September 10, 2025, the reporting person was granted 2,914 restricted stock units, which vested on September 8, 2026, the day immediately preceding the date of the 2026 Annual Meeting of Stockholders. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 21:09 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 2,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-388037 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Nevens Family 1997 Trust Disclosed balance after: 13,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 21:48 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001251445-26-000002 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,027 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 19:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 8,554 | $224.66 | $1,921,741.64 |
DisclosureSEC source: 0001251445-25-000006 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,422 F1 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:14 UTC | CIENA CORP CIEN · Entity 1071 | GiftCommon Stock | 5,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001251445-25-000004 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,976 F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 2,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-201399 · ownership.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,914 Underlying: Common Shares · 2,914 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 10, 2025, the reporting person was granted 2,914 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 10, 2025, the reporting person was granted 2,914 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-201399 · ownership.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 11, 2024, the reporting person was granted 3,026 restricted stock units, which vested on September 9, 2025, the day immediately preceding the date of the 2025 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On September 11, 2024, the reporting person was granted 3,026 restricted stock units, which vested on September 9, 2025, the day immediately preceding the date of the 2025 Annual Meeting of Stockholders. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 3,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-201399 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Nevens Family 1997 Trust Disclosed balance after: 10,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:30 UTC | NetApp, Inc. NTAP · Entity 3101 | GiftCommon Shares | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-194995 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Nevens Family 1997 Trust Disclosed balance after: 7,747 F1 · kind: Represents a gift (charitable contribution) of shares of common stock to a charitable organization. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 16:45 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 3,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000936395-25-000013 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,746 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 504 | $119.62 | $60,288.48 |
DisclosureSEC source: 0000950170-24-129260 · ownership.xml · nonDerivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 9,277 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F4 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $119.51 to $119.81. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 2,535 | $119.27 | $302,349.45 |
DisclosureSEC source: 0000950170-24-129260 · ownership.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 9,781 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F3 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $118.54 to $119.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 294 | $118.21 | $34,753.74 |
DisclosureSEC source: 0000950170-24-129260 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 12,316 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $117.54 to $118.52. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 1,246 | $120.63 | $150,304.98 |
DisclosureSEC source: 0000950170-24-108413 · ownership.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 12,610 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F3 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $120.30 to $121.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 20:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 2,087 | $119.96 | $250,356.52 |
DisclosureSEC source: 0000950170-24-108413 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 13,856 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $119.38 to $120.29. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 22:35 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 3,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106050 · ownership.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,026 Underlying: Common Shares · 3,026 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 11, 2024, the reporting person was granted 3,026 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 11, 2024, the reporting person was granted 3,026 restricted stock units which vest on the day immediately preceding the date of the next Annual Meeting of Stockholders of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 22:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 4,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106050 · ownership.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 4,488 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders. F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 4,488 restricted stock units, which vested on September 10, 2024, the day immediately preceding the date of the 2024 Annual Meeting of Stockholders. Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 22:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Shares | 4,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-106050 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 15,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 20:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 1,199 | $127.88 | $153,328.12 |
DisclosureSEC source: 0000950170-24-077288 · ownership.xml · nonDerivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 11,455 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F4 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $127.52 to $128.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 20:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 1,802 | $127.12 | $229,070.24 |
DisclosureSEC source: 0000950170-24-077288 · ownership.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 12,654 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F3 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $126.85 to $127.50. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 20:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Shares | 333 | $126.53 | $42,134.49 |
DisclosureSEC source: 0000950170-24-077288 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By The Nevens Family 1997 Trust Disclosed balance after: 14,456 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 21, 2024. F2 · price: The price in Column 4 is a weighted average price of all sales by the reporting person on the transaction date within a one dollar range. The prices actually received ranged from $125.96 to $126.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 20:54 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,438 | $0.00 | $0.00 |
DisclosureSEC source: 0000936395-24-000010 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,008 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:00 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon shares | 7,000 | $75.80 | $530,596.50 |
DisclosureSEC source: 0001209191-23-052018 · doc4.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Trust Disclosed balance after: 14,789 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 28, 2023. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.55 to $76.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 00:20 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 4,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049524 · doc4.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,488 Underlying: Common Stock · 4,488 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 4,488 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 4,488 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. Read SEC document |
| September 12, 2023 Filed Sep 12, 2023 21:21 UTC | CIENA CORP CIEN · Entity 1071 | GiftCommon Stock | 3,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-047787 · ownership.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,570 F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 00:20 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 4,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049524 · doc4.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 4,485 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 4,485 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 00:20 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 4,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049524 · doc4.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 21,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 21:21 UTC | CIENA CORP CIEN · Entity 1071 | GiftCommon Stock | 2,086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-047787 · ownership.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,699 F1 · price: These shares were given as a gift for which no consideration was received by the Reporting Person. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 20:16 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000936395-23-000016 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,785 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:29 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 4,485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049497 · doc4.xml · derivative · entry 4 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,485 Underlying: Common Stock · 4,485 shares Expires 2029-09-09 F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 4,485 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:29 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 3,520 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049497 · doc4.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2028-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:29 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049497 · doc4.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Sep 12, 2022 20:29 UTC | NetApp, Inc. NTAP · Entity 3101 | GiftCommon Stock | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049497 · doc4.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 13,784 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:16 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 3,722 | $0.00 | $0.00 |
DisclosureSEC source: 0000936395-22-000032 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,454 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| January 12, 2022 Filed Feb 1, 2023 01:47 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 21,737 | $74.31 | $1,615,219.95 |
DisclosureSEC source: 0000899243-23-003080 · doc4.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,732 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 12/13/2021. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $73.88 to $74.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs). Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 22:29 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 7,500 | $89.94 | $674,571.00 |
DisclosureSEC source: 0001614094-21-000087 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,584 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2021. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $88.08 to $90.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 3,520 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000068 · edgardoc.xml · derivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Underlying: Common Stock · 3,520 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000068 · edgardoc.xml · derivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date F3 · derivative.expiration_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000068 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held in trust by T. Michael Nevens and Yvonne Nevens, as Trustees of the Nevens Family 1997 Trust UAD 8/16/1997. Read SEC document |
| June 16, 2021 Filed Jul 6, 2021 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | GiftCommon Stock | 3,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-21-000051 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,760 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:35 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 4,116 | $0.00 | $0.00 |
DisclosureSEC source: 0000936395-21-000012 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,469 F1 · shares: Restricted stock units (RSUs) vest in full on the first anniversary of the date of the grant. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:33 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 16,000 | $58.88 | $942,049.60 |
DisclosureSEC source: 0001614094-20-000077 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,810 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Octobrt 1, 2020 . F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.09 to $59.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,831 | $44.62 Strike: $43.77 | $1,018,712.37 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · derivative · entry 4 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,831 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 22,831 | $44.62 | $1,018,712.37 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.04 to $44.93. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 22,831 | $43.77 | $999,312.87 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:42 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 7,324 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000069 · edgardoc.xml · derivative · entry 6 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324 Underlying: Common Stock · 7,324 shares Expires not disclosed F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date F6 · derivative.expiration_date: On September 9, 2020, the reporting person was granted 7,324 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.