organization · Reporting owner
Yorktown IX Associates LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ramaco Resources, Inc.METC · Entity 2647 | 10% owner | March 27, 2026 | April 01, 2026 |
| Riley Exploration Permian, Inc.REPX · Entity 5067 | 10% owner | April 08, 2024 | April 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ramaco Resources, Inc.
Report date March 27, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 1,216,317 |
Last balance in matching sequence
After 2026-03-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-27 · Sale · Disposed 8,059 · Balance 1,218,583 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.285, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3). F4: These securities are owned directly by Yorktown Energy Partners IX L.P. ("Yorktown IX"). The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Row 2 · 2026-03-30 · Sale · Disposed 2,266 · Balance 1,216,317 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.6975, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points. F4: These securities are owned directly by Yorktown Energy Partners IX L.P. ("Yorktown IX"). The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.285, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3).
F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.6975, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points.
F4: These securities are owned directly by Yorktown Energy Partners IX L.P. ("Yorktown IX"). The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX.
Riley Exploration Permian, Inc.
Report date April 08, 2024 · Filed April 10, 2024
Jointly reported with Riley Exploration Group, LLC, YORKTOWN ENERGY PARTNERS IX, L.P., Yorktown Energy Partners X, L.P., Yorktown X Associates LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 1,965,219 |
Reported balance
After 2024-04-08 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-04-08 · Sale · Disposed 200,000 · Balance 1,965,219 F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering. F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 390,860 |
Reported balance
Holding disclosure · report date 2024-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 390,860 F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.
F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.
F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Extraction Oil & Gas, Inc.
Report date October 26, 2016 · Filed October 31, 2016
Section 16 reporting ended · disclosed 2016-10-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,700,358 |
Reported balance
After 2016-10-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-10-26 · Grant · Acquired 7,700,358 · Balance 7,700,358 F1: These shares are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown IX previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. F2: (continued from footnote 1) As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings, which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering. F3: Yorktown IX Associates LLC ("Yorktown IX Associates") is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown IX Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown IX Associates is the beneficial owner of the securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown IX previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings.
F2: (continued from footnote 1) As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings, which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering.
F3: Yorktown IX Associates LLC ("Yorktown IX Associates") is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown IX Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown IX Associates is the beneficial owner of the securities for Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 9,720 | $14.13 | $137,322.22 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 8 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,109,559 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.85, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown IX. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 109,490 | $18.05 | $1,976,776.26 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 7 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,383,833 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.41, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 1,057 | $17.52 | $18,513.46 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 6 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,119,279 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.72, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown IX. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 575 | $15.83 | $9,100.47 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 5 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,120,336 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $16.21, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown IX. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 44,337 | $19.58 | $868,180.53 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 4 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,493,323 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.93, inclusive F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 56,077 | $18.28 | $1,025,210.93 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 3 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,537,660 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.15 to $18.89, inclusive F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass B Common Stock, par value $0.01 per share | 977 | $16.11 | $15,740.84 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 2 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,120,911 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.38, inclusive. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F10 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown IX. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| November 13, 2023 Filed Nov 16, 2023 02:43 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleClass A Common Stock, par value $0.01 per share | 15,703 | $18.32 | $287,634.99 |
DisclosureSEC source: 0001140361-23-053555 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,593,737 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.56, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5) (6), (7), (8) and (9). F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F11 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| July 26, 2023 Filed Nov 17, 2023 01:31 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 6,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-053726 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,248,467 F1 · kind: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member. F1 · price: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member. F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| July 14, 2023 Filed Jul 19, 2023 01:42 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 1,075,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-035101 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,255,201 F1 · kind: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member. F1 · price: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member. F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown Energy Partners X, L.P. ("Yorktown X"). Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:06 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 177,295 | $13.69 | $2,427,682.71 |
DisclosureSEC source: 0001140361-22-021795 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,609,440 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.32 to $13.97, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 31, 2022 Filed May 31, 2022 23:40 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 5,040 | $14.42 | $72,692.42 |
DisclosureSEC source: 0001140361-22-021387 · form4.xml · nonDerivative · entry 4 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,786,735 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.73, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 31, 2022 Filed May 31, 2022 23:40 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 245,060 | $13.61 | $3,336,320.36 |
DisclosureSEC source: 0001140361-22-021387 · form4.xml · nonDerivative · entry 3 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,791,775 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $14.23, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 27, 2022 Filed May 31, 2022 23:40 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 101,911 | $14.47 | $1,474,896.76 |
DisclosureSEC source: 0001140361-22-021387 · form4.xml · nonDerivative · entry 2 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,036,835 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.22 to $15.07, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:40 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 145,801 | $15.17 | $2,211,757.43 |
DisclosureSEC source: 0001140361-22-021387 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,138,746 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.92 to $15.44, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (3), (4), (5) and (6). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 25, 2022 Filed May 25, 2022 22:52 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 196,184 | $14.62 | $2,867,307.63 |
DisclosureSEC source: 0001140361-22-020625 · form4.xml · nonDerivative · entry 3 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,284,547 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.94 to $14.90, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 24, 2022 Filed May 25, 2022 22:52 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 78,921 | $14.59 | $1,151,283.76 |
DisclosureSEC source: 0001140361-22-020625 · form4.xml · nonDerivative · entry 2 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,480,731 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.22 to $15.01, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 23, 2022 Filed May 25, 2022 22:52 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 221,841 | $15.05 | $3,337,841.87 |
DisclosureSEC source: 0001140361-22-020625 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,559,652 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.36 to $15.35, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (3), (4) and (5). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 20, 2022 Filed May 20, 2022 23:59 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 7,438 | $14.92 | $110,948.93 |
DisclosureSEC source: 0001140361-22-020144 · form4.xml · nonDerivative · entry 4 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,781,493 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.79 to $15.00, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 20, 2022 Filed May 20, 2022 23:59 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 78,375 | $14.22 | $1,114,516.01 |
DisclosureSEC source: 0001140361-22-020144 · form4.xml · nonDerivative · entry 3 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,788,931 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $14.76, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 19, 2022 Filed May 20, 2022 23:59 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 92,848 | $14.79 | $1,372,785.53 |
DisclosureSEC source: 0001140361-22-020144 · form4.xml · nonDerivative · entry 2 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,867,306 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.44 to $15.04, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 18, 2022 Filed May 19, 2022 00:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 700 | $15.25 | $10,675.00 |
DisclosureSEC source: 0001140361-22-019833 · form4.xml · nonDerivative · entry 6 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,960,654 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 18, 2022 Filed May 19, 2022 00:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 119,668 | $14.49 | $1,734,240.62 |
DisclosureSEC source: 0001140361-22-019833 · form4.xml · nonDerivative · entry 5 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,961,354 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.16 to $15.13, inclusive F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 18, 2022 Filed May 20, 2022 23:59 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 500 | $14.49 | $7,243.00 |
DisclosureSEC source: 0001140361-22-020144 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,960,154 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.49, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (3), (4), (5) and (6). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F7 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 17, 2022 Filed May 19, 2022 00:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 4,541 | $16.07 | $72,954.80 |
DisclosureSEC source: 0001140361-22-019833 · form4.xml · nonDerivative · entry 4 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,081,022 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.24, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 17, 2022 Filed May 19, 2022 00:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 191,284 | $15.23 | $2,913,810.04 |
DisclosureSEC source: 0001140361-22-019833 · form4.xml · nonDerivative · entry 3 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,085,563 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.87 to $15.86, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 16, 2022 Filed May 19, 2022 00:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 110,590 | $16.71 | $1,847,781.96 |
DisclosureSEC source: 0001140361-22-019833 · form4.xml · nonDerivative · entry 2 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,276,847 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $17.05, inclusive. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| May 16, 2022 Filed May 19, 2022 00:36 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 222,003 | $15.61 | $3,466,021.84 |
DisclosureSEC source: 0001140361-22-019833 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,387,437 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Yorktown Energy Partners IX, L.P. ("Yorktown IX") on March 17, 2022. F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.13 to $16.12, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (3), (4), (5), (6) and (7). F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F8 · ownership.nature: These securities are owned directly by Yorktown IX. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown IX. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:09 UTC | Ramaco Resources, Inc. METC · Entity 2647 | OtherCommon Stock, par value $0.01 per share | 1,350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-008213 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 7,609,440 F1 · kind: Pro rata distribution from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and the reporting person. F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P. Read SEC document |
| November 05, 2021 Filed Nov 10, 2021 01:05 UTC | Ramaco Resources, Inc. METC · Entity 2647 | OtherCommon Stock, par value $0.01 per share | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037291 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,959,440 F1 · kind: Pro rata distribution from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and the reporting person. F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 84,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 4 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,505 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F5 · ownership.direct: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 615,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 3 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,784 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F4 · ownership.direct: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 100,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 2 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,482 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F3 · ownership.direct: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:28 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 800,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,485,779 F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed. F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:01 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | ConversionExchangeable Promissory Note · Derivative | Not disclosed | $0.00 Strike: $40.89 | $5,755,202.42 |
DisclosureSEC source: 0001140361-21-026212 · form4.xml · derivative · entry 3 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:01 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | ConversionCommon Stock, par value $0.001 per share | 390,860 | $40.89 | $15,982,265.40 |
DisclosureSEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 2 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,677,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons. F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:01 UTC | Riley Exploration Permian, Inc. REPX · Entity 5067 | OtherCommon Stock, par value $0.001 per share | 390,860 | $40.89 | $15,982,265.40 |
DisclosureSEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 1 Riley Exploration Group, LLC · CIK 0001535718 · 10% owner Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner Yorktown IX Associates LLC · CIK 0001526187 · 10% owner Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner Yorktown X Associates LLC · CIK 0001687161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286,550 F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons. Read SEC document |
| March 05, 2021 Filed Nov 12, 2021 11:05 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, par value $0.01 per share | 12,085 | $4.22 | $51,018.04 |
DisclosureSEC source: 0001140361-21-037509 · form4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,459,440 F1 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.26, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P. Read SEC document |
| May 29, 2019 Filed May 31, 2019 22:19 UTC | Ramaco Resources, Inc. METC · Entity 2647 | OtherCommon Stock, par value $0.01 per share | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-015323 · doc4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,471,525 F1 · kind: Pro rata distribution from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and the reporting person. F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 22:40 UTC | Ramaco Resources, Inc. METC · Entity 2647 | OtherCommon Stock, par value $0.01 per share | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009055 · doc4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,971,525 F1 · kind: Pro rata distribution from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and the reporting person. F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 22:11 UTC | Ramaco Resources, Inc. METC · Entity 2647 | OtherCommon Stock, par value $0.01 per share | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023571 · doc4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,971,525 F1 · kind: Pro rata distribution from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and the reporting person. F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 22:33 UTC | Ramaco Resources, Inc. METC · Entity 2647 | OtherCommon Stock, par value $0.01 per share | 800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022497 · doc4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,971,525 F1 · kind: Pro rata distribution from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and the reporting person. F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 00:29 UTC | Ramaco Resources, Inc. METC · Entity 2647 | SaleCommon Stock, $0.01 par value | 227,240 | $13.50 | $3,067,740.00 |
DisclosureSEC source: 0000899243-17-003631 · doc4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,771,525 F1 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown IX Associates LLC ("Yorktown IX Associates") is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. F2 · ownership.nature: Yorktown IX Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown IX Associates is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 18:09 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCommon Stock | 7,700,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-032463 · doc4.xml · nonDerivative · entry 1 Yorktown IX Associates LLC · CIK 0001526187 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,700,358 F1 · price: These shares are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown IX previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. F2 · price: (continued from footnote 1) As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings, which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering. F1 · balance_after: These shares are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown IX previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. F2 · balance_after: (continued from footnote 1) As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings, which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering. F3 · ownership.nature: Yorktown IX Associates LLC ("Yorktown IX Associates") is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown IX Associates disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Yorktown IX Associates is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.