TapewireFind a company

organization · Reporting owner

YORKTOWN ENERGY PARTNERS IX, L.P.

Disclosed activity across 3 companies

Tapewire entity
55029
SEC CIK
0001503466

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ramaco Resources, Inc.METC · Entity 264710% ownerMarch 27, 2026April 01, 2026
Riley Exploration Permian, Inc.REPX · Entity 506710% ownerApril 08, 2024April 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ramaco Resources, Inc.

Report date March 27, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect1,216,317 Ending reported balance After 2026-03-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-27 · Sale · Disposed 8,059 · Balance 1,218,583

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.285, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2).

Row 2 · 2026-03-30 · Sale · Disposed 2,266 · Balance 1,216,317

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.6975, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.285, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2).

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.6975, inclusive. The weighted-average sale price reflected has been rounded to 4 decimal points.

Riley Exploration Permian, Inc.

Report date April 08, 2024 · Filed April 10, 2024

Jointly reported with Riley Exploration Group, LLC, Yorktown IX Associates LLC, Yorktown Energy Partners X, L.P., Yorktown X Associates LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect1,965,219 Reported balance After 2024-04-08 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2024-04-08 · Sale · Disposed 200,000 · Balance 1,965,219

F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.

F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect390,860 Reported balance Holding disclosure · report date 2024-04-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 390,860

F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering.

F2: Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

F3: Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Extraction Oil & Gas, Inc.

Report date October 26, 2016 · Filed October 31, 2016

Section 16 reporting ended · disclosed 2016-10-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,700,358 Reported balance After 2016-10-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2016-10-26 · Grant · Acquired 7,700,358 · Balance 7,700,358

F1: Yorktown Energy Partners IX, L.P. ("Yorktown IX") previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings,

F2: (continued from Footnote 1) which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering.

Filing footnotes · ownership attribution and instrument terms

F1: Yorktown Energy Partners IX, L.P. ("Yorktown IX") previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings,

F2: (continued from Footnote 1) which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2023 Filed Nov 21, 2023 02:13 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass B Common Stock, par value $0.01 per share 716 $14.89 $10,657.73
Disclosure

SEC source: 0001140361-23-054077 · form4.xml · nonDerivative · entry 5

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,104,680

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.22, inclusive.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:13 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass B Common Stock, par value $0.01 per share 4,088 $13.66 $55,831.86
Disclosure

SEC source: 0001140361-23-054077 · form4.xml · nonDerivative · entry 4

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,105,396

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.39, inclusive

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:13 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass A Common Stock, par value $0.01 per share 5,598 $18.12 $101,454.23
Disclosure

SEC source: 0001140361-23-054077 · form4.xml · nonDerivative · entry 3

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,233,137

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.31, inclusive

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:13 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass A Common Stock, par value $0.01 per share 16,099 $17.20 $276,917.29
Disclosure

SEC source: 0001140361-23-054077 · form4.xml · nonDerivative · entry 2

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,238,735

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.98, inclusive.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 02:13 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass A Common Stock, par value $0.01 per share 128,999 $16.59 $2,140,261.11
Disclosure

SEC source: 0001140361-23-054077 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,254,834

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.99, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9) and (10).

Read SEC document
November 15, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass B Common Stock, par value $0.01 per share 75 $15.01 $1,125.75
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 9

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,109,484

F9 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown Energy Partners IX, L.P.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass B Common Stock, par value $0.01 per share 9,720 $14.13 $137,322.22
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 8

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,109,559

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.85, inclusive.

F9 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown Energy Partners IX, L.P.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass A Common Stock, par value $0.01 per share 109,490 $18.05 $1,976,776.26
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 7

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,383,833

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $18.41, inclusive.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass B Common Stock, par value $0.01 per share 1,057 $17.52 $18,513.46
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 6

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,119,279

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.30 to $17.72, inclusive.

F9 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown Energy Partners IX, L.P.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass B Common Stock, par value $0.01 per share 575 $15.83 $9,100.47
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 5

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,120,336

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $16.21, inclusive.

F9 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown Energy Partners IX, L.P.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass A Common Stock, par value $0.01 per share 44,337 $19.58 $868,180.53
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 4

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,493,323

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.93, inclusive

Read SEC document
November 14, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass A Common Stock, par value $0.01 per share 56,077 $18.28 $1,025,210.93
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 3

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,537,660

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.15 to $18.89, inclusive

Read SEC document
November 13, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass B Common Stock, par value $0.01 per share 977 $16.11 $15,740.84
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 2

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,120,911

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.38, inclusive.

F9 · balance_after: On June 21, 2023, the Issuer issued and distributed via dividend to holders of existing common stock (the "Distribution") 0.2 shares of Class B Common Stock, $0.01 par value ("Class B Common Stock"), per share of existing common stock held by each holder as of May 12, 2023, the record date of the Distribution. As a result, 1,121,888 shares of Class B Common Stock were issued to Yorktown Energy Partners IX, L.P.

Read SEC document
November 13, 2023 Filed Nov 16, 2023 02:43 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleClass A Common Stock, par value $0.01 per share 15,703 $18.32 $287,634.99
Disclosure

SEC source: 0001140361-23-053553 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,593,737

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.56, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (2), (3), (4), (5), (6), (7) and (8).

Read SEC document
July 26, 2023 Filed Nov 17, 2023 01:31 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 6,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-053726 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,248,467

F1 · kind: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member.

F1 · price: On July 26, 2023, certain members of Riley Exploration Group, LLC ("REG") elected to participate in an Offer to Exchange (the "Offer to Exchange") whereby REG exchanged its membership units held by each participating member for an aggregate amount of 6,734 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged on behalf of such member.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 14, 2023 Filed Jul 19, 2023 01:42 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 1,075,254 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-035101 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,255,201

F1 · kind: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member.

F1 · price: On July 14, 2023, Riley Exploration Group, LLC ("REG") made an Offer to Exchange (the "Offer to Exchange") to each of its members whereby REG exchanged its membership units held by each participating member in exchange for an aggregate amount of 1,075,254 shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Through the Offer to Exchange, each participating member received approximately 0.58121840 shares of Common Stock for each REG membership unit that was exchanged for such member.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown Energy Partners IX, L.P. ("Yorktown IX"). Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown Energy Partners X, L.P. ("Yorktown X").

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:05 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 177,295 $13.69 $2,427,682.71
Disclosure

SEC source: 0001140361-22-021791 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609,440

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.32 to $13.97, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
May 31, 2022 Filed May 31, 2022 23:39 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 5,040 $14.42 $72,692.42
Disclosure

SEC source: 0001140361-22-021386 · form4.xml · nonDerivative · entry 4

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786,735

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.26 to $14.73, inclusive.

Read SEC document
May 31, 2022 Filed May 31, 2022 23:39 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 245,060 $13.61 $3,336,320.36
Disclosure

SEC source: 0001140361-22-021386 · form4.xml · nonDerivative · entry 3

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,775

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $14.23, inclusive.

Read SEC document
May 27, 2022 Filed May 31, 2022 23:39 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 101,911 $14.47 $1,474,896.76
Disclosure

SEC source: 0001140361-22-021386 · form4.xml · nonDerivative · entry 2

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036,835

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.22 to $15.07, inclusive.

Read SEC document
May 26, 2022 Filed May 31, 2022 23:39 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 145,801 $15.17 $2,211,757.43
Disclosure

SEC source: 0001140361-22-021386 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,138,746

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.92 to $15.44, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (2), (3), (4) and (5).

Read SEC document
May 25, 2022 Filed May 25, 2022 22:51 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 196,184 $14.62 $2,867,307.63
Disclosure

SEC source: 0001140361-22-020626 · form4.xml · nonDerivative · entry 3

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,284,547

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.94 to $14.90, inclusive.

Read SEC document
May 24, 2022 Filed May 25, 2022 22:51 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 78,921 $14.59 $1,151,283.76
Disclosure

SEC source: 0001140361-22-020626 · form4.xml · nonDerivative · entry 2

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480,731

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.22 to $15.01, inclusive.

Read SEC document
May 23, 2022 Filed May 25, 2022 22:51 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 221,841 $15.05 $3,337,841.87
Disclosure

SEC source: 0001140361-22-020626 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,559,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.36 to $15.35, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (2), (3) and (4).

Read SEC document
May 20, 2022 Filed May 20, 2022 23:59 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 7,438 $14.92 $110,948.93
Disclosure

SEC source: 0001140361-22-020145 · form4.xml · nonDerivative · entry 4

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,781,493

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.79 to $15.00, inclusive.

Read SEC document
May 20, 2022 Filed May 20, 2022 23:59 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 78,375 $14.22 $1,114,516.01
Disclosure

SEC source: 0001140361-22-020145 · form4.xml · nonDerivative · entry 3

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,788,931

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $14.76, inclusive.

Read SEC document
May 19, 2022 Filed May 20, 2022 23:59 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 92,848 $14.79 $1,372,785.53
Disclosure

SEC source: 0001140361-22-020145 · form4.xml · nonDerivative · entry 2

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,867,306

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.44 to $15.04, inclusive.

Read SEC document
May 18, 2022 Filed May 19, 2022 00:37 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 700 $15.25 $10,675.00
Disclosure

SEC source: 0001140361-22-019836 · form4.xml · nonDerivative · entry 6

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960,654

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

Read SEC document
May 18, 2022 Filed May 19, 2022 00:37 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 119,668 $14.49 $1,734,240.62
Disclosure

SEC source: 0001140361-22-019836 · form4.xml · nonDerivative · entry 5

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,961,354

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.16 to $15.13, inclusive.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:59 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 500 $14.49 $7,243.00
Disclosure

SEC source: 0001140361-22-020145 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960,154

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.49, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (2), (3), (4) and (5).

Read SEC document
May 17, 2022 Filed May 19, 2022 00:37 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 4,541 $16.07 $72,954.80
Disclosure

SEC source: 0001140361-22-019836 · form4.xml · nonDerivative · entry 4

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,081,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.24, inclusive.

Read SEC document
May 17, 2022 Filed May 19, 2022 00:37 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 191,284 $15.23 $2,913,810.04
Disclosure

SEC source: 0001140361-22-019836 · form4.xml · nonDerivative · entry 3

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,085,563

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.87 to $15.86, inclusive.

Read SEC document
May 16, 2022 Filed May 19, 2022 00:37 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 110,590 $16.71 $1,847,781.96
Disclosure

SEC source: 0001140361-22-019836 · form4.xml · nonDerivative · entry 2

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,276,847

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $17.05, inclusive.

Read SEC document
May 16, 2022 Filed May 19, 2022 00:37 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 222,003 $15.61 $3,466,021.84
Disclosure

SEC source: 0001140361-22-019836 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,387,437

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2022.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.13 to $16.12, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (2), (3), (4), (5) and (6).

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:09 UTC Ramaco Resources, Inc. METC · Entity 2647 OtherCommon Stock, par value $0.01 per share 1,350,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-008214 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,609,440

F1 · kind: Pro rata distribution to its general and limited partners.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 01:08 UTC Ramaco Resources, Inc. METC · Entity 2647 OtherCommon Stock, par value $0.01 per share 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-037293 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,959,440

F1 · kind: Pro rata distribution to its general and limited partners.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 84,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 4

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,505

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F5 · ownership.direct: Shares owned directly by Yorktown VI. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 615,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,784

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F4 · ownership.direct: Shares owned directly by Yorktown V. Yorktown V Company LLC is the sole general partner of Yorktown V.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 100,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,482

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F3 · ownership.direct: Shares owned directly by Yorktown IV. Yorktown IV Company LLC is the sole general partner of Yorktown IV.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 23:28 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 800,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-034657 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485,779

F1 · kind: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F1 · price: On October 13, 2021, Riley Exploration Group, LLC ("REG") entered into Redemption Agreements with each of Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V") and Yorktown Energy Partners VI, L.P. ("Yorktown VI"), pursuant to which REG redeemed all of its membership units held by each of Yorktown IV, Yorktown V and Yorktown VI in exchange for shares of common stock, par value $0.001 per share, of Riley Exploration Permian, Inc. (the "Common Stock"). Yorktown IV, Yorktown V and Yorktown VI each received approximately 0.704 shares of Common Stock for each REG membership unit that was redeemed.

F2 · ownership.direct: Shares owned directly by REG. Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") collectively own approximately 98.93% of REG. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII. Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionExchangeable Promissory Note · Derivative Not disclosed $0.00 Strike: $40.89 $5,755,202.42
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · derivative · entry 3

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 390,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 ConversionCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 2

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

F2 · ownership.direct: Includes 390,860 shares owned directly by Yorktown X and 4,286,550 shares owned directly by REG following exchange of the Note. Yorktown Energy Partners IV, L.P. ("Yorktown IV"), Yorktown Energy Partners V, L.P. ("Yorktown V"), Yorktown Energy Partners VI, L.P. ("Yorktown VI"), Yorktown Energy Partners VII, L.P. ("Yorktown VII"), Yorktown Energy Partners VIII, L.P. ("Yorktown VIII"), Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown X collectively own approximately 94% of REG. Yorktown IV Company LLC is the sole general partner of Yorktown IV. Yorktown V Company LLC is the sole general partner of Yorktown V. Yorktown VI Associates LLC is the sole general partner of Yorktown VI Company LP, the sole general partner of Yorktown VI. Yorktown VII Associates LLC is the sole general partner of Yorktown VII Company LP, the sole general partner of Yorktown VII.

F3 · ownership.direct: (continuation of footnote 2) Yorktown VIII Associates LLC is the sole general partner of Yorktown VIII Company LP, the sole general partner of Yorktown VIII. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 18:01 UTC Riley Exploration Permian, Inc. REPX · Entity 5067 OtherCommon Stock, par value $0.001 per share 390,860 $40.89 $15,982,265.40
Disclosure

SEC source: 0001140361-21-026212 · form4.xml · nonDerivative · entry 1

Riley Exploration Group, LLC · CIK 0001535718 · 10% owner

Yorktown VIII Associates LLC · CIK 0001473117 · 10% owner

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

Yorktown Energy Partners X, L.P. · CIK 0001577919 · 10% owner

Yorktown X Associates LLC · CIK 0001687161 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,286,550

F1 · kind: Riley Exploration Group, LLC ("REG") and Yorktown Energy Partners X, L.P. ("Yorktown X") are parties to a Second Amended and Restated Exchangeable Promissory Note (the "Note"), dated as of July 22, 2021, whereby REG promises to pay to Yorktown X a principal sum plus interest. Interest accrues at a rate of fifteen percent (15.00%) per annum. There is no expiration or maturity of the Note, and Yorktown X can demand payment with 30 days written notice. REG can prepay the Note at any time. Pursuant to the terms of the Note, the Note is exchangeable for Common Stock of the Issuer. On July 28, 2021, Yorktown X elected to exchange the Note. See footnote 2 for the nature of the beneficial ownership of the reporting persons.

Read SEC document
March 05, 2021 Filed Nov 12, 2021 11:05 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, par value $0.01 per share 12,085 $4.22 $51,018.04
Disclosure

SEC source: 0001140361-21-037510 · form4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,459,440

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.26, inclusive. The reporting person undertakes to Ramaco Resources, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:23 UTC Ramaco Resources, Inc. METC · Entity 2647 OtherCommon Stock, par value $0.01 per share 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015325 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,471,525

F1 · kind: Pro rata distribution to its general and limited partners.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 22:39 UTC Ramaco Resources, Inc. METC · Entity 2647 OtherCommon Stock, par value $0.01 per share 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009054 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,971,525

F1 · kind: Pro rata distribution to its general and limited partners.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:11 UTC Ramaco Resources, Inc. METC · Entity 2647 OtherCommon Stock, par value $0.01 per share 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-023572 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,971,525

F1 · kind: Pro rata distribution to its general and limited partners.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 22:31 UTC Ramaco Resources, Inc. METC · Entity 2647 OtherCommon Stock, par value $0.01 per share 800,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022495 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,971,525

F1 · kind: Pro rata distribution to its general and limited partners.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 00:26 UTC Ramaco Resources, Inc. METC · Entity 2647 SaleCommon Stock, $0.01 par value 227,240 $13.50 $3,067,740.00
Disclosure

SEC source: 0000899243-17-003623 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,771,525

Read SEC document
October 26, 2016 Filed Oct 31, 2016 18:09 UTC Extraction Oil & Gas, Inc. XOG · Entity 11932 GrantCommon Stock 7,700,358 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-032464 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700,358

F1 · price: Yorktown Energy Partners IX, L.P. ("Yorktown IX") previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings,

F2 · price: (continued from Footnote 1) which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering.

F1 · balance_after: Yorktown Energy Partners IX, L.P. ("Yorktown IX") previously reported indirect beneficial ownership of 108,460,231 shares of common stock of Extraction Oil & Gas, Inc. ("XOG"). These shares were owned directly by Extraction Oil & Gas Holdings, LLC ("Holdings"). Yorktown Energy Partners X, L.P. ("Yorktown X"), Yorktown Energy Partners XI, L.P. ("Yorktown XI"), Yorktown IX and YT Extraction Co Investment Partners, LP ("YT Co Invest" and together with Yorktown IX, Yorktown X and Yorktown XI, collectively, the "Yorktown Funds") shared the right to appoint a majority of the representatives to the board of managers of Holdings. As a result, the Yorktown Funds were deemed to share the power to vote or direct the vote or to dispose or direct the disposition of the common stock owned by Holdings. In connection with the closing of the initial public offering of XOG, 7,700,358 shares were issued to Yorktown IX based on (i) Yorktown IX's equity ownership in Holdings,

F2 · balance_after: (continued from Footnote 1) which merged with and into XOG in connection with the closing of the offering, and (ii) the 10-day volume weighted average price of XOG's common stock following the closing of the offering.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.