organization · Reporting owner
Stonepine Capital Management, LLC
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHIASMA, INCCHMA · Entity 136487 | 10% owner | May 06, 2021 | May 14, 2021 |
| VIVEVE MEDICAL, INC.VIVE · Entity 11899 | Director · 10% owner | March 17, 2017 | March 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHIASMA, INC
Report date May 06, 2021 · Filed May 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Note 1 | 6,770,000 |
Reported balance
Holding disclosure · report date 2021-05-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,770,000 F1: The filers are Stonepine Capital Management, LLC ("Stonepine"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. Stonepine is the general partner and investment adviser of the Partnership. Mr. Plexico and Mr. Lynch are Stonepine's managers and control persons. These securities are held directly by the Partnership for the benefit of its investors and are indirectly beneficially owned by Stonepine, as the general partner and investment adviser of the Partnership, and by Mr. Plexico and Mr. Lynch, as Stonepine's control persons. Stonepine is filing this Form 3 for itself and the other filers. The filers are filing this Form 3 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each filer disclaims beneficial ownership of these securities except to the extent of that filer's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The filers are Stonepine Capital Management, LLC ("Stonepine"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. Stonepine is the general partner and investment adviser of the Partnership. Mr. Plexico and Mr. Lynch are Stonepine's managers and control persons. These securities are held directly by the Partnership for the benefit of its investors and are indirectly beneficially owned by Stonepine, as the general partner and investment adviser of the Partnership, and by Mr. Plexico and Mr. Lynch, as Stonepine's control persons. Stonepine is filing this Form 3 for itself and the other filers. The filers are filing this Form 3 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each filer disclaims beneficial ownership of these securities except to the extent of that filer's pecuniary interest therein.
VIVEVE MEDICAL, INC.
Report date March 17, 2017 · Filed March 21, 2017
Jointly reported with STONEPINE CAPITAL, L.P., Plexico Jon M, LYNCH TIMOTHY P
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 3,849,711 |
Reported balance
After 2017-03-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-03-17 · Purchase · Acquired 1,250,000 · Balance 3,849,711 F1: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds. F2: Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds.
F2: Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Quoin Pharmaceuticals Ltd.
Report date March 26, 2026 · Filed March 31, 2026
Section 16 reporting ended · disclosed 2026-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Societal CDMO, Inc.
Report date May 12, 2017 · Filed May 15, 2017
Section 16 reporting ended · disclosed 2017-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 1,976,310 |
Reported balance
After 2017-05-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-05-12 · Sale · Disposed 436,070 · Balance 1,976,310 F1: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F3: These securities were sold by the Partnership, which held 1,626,606 shares after the reported transaction. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 1,902,380 |
Reported balance
After 2017-05-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-05-12 · Sale · Disposed 73,930 · Balance 1,902,380 F1: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F4: These securities were sold by the other Funds. |
Filing footnotes · ownership attribution and instrument terms
F1: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers.
F2: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein.
F3: These securities were sold by the Partnership, which held 1,626,606 shares after the reported transaction.
F4: These securities were sold by the other Funds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2017 Filed May 15, 2017 21:33 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 73,930 | $7.40 | $547,111.57 |
DisclosureSEC source: 0001140361-17-020813 · doc1.xml · nonDerivative · entry 2 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,902,380 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F4 · ownership.nature: These securities were sold by the other Funds. Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:33 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 436,070 | $7.40 | $3,227,092.43 |
DisclosureSEC source: 0001140361-17-020813 · doc1.xml · nonDerivative · entry 1 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,976,310 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F3 · ownership.nature: These securities were sold by the Partnership, which held 1,626,606 shares after the reported transaction. Read SEC document |
| May 11, 2017 Filed May 11, 2017 23:06 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 1,304 | $7.96 | $10,385.97 |
DisclosureSEC source: 0001140361-17-019827 · doc1.xml · nonDerivative · entry 6 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,412,380 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F4 · ownership.nature: These securities were sold by the other Funds. Read SEC document |
| May 11, 2017 Filed May 11, 2017 23:06 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 7,696 | $7.96 | $61,296.33 |
DisclosureSEC source: 0001140361-17-019827 · doc1.xml · nonDerivative · entry 5 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,413,684 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F3 · ownership.nature: These securities were sold by the Partnership, which held 2,076,784 shares after the transaction on May 9, 2,070,372 shares after the transaction on May 10 and 2,062,676 shares after the transaction on May 11. Read SEC document |
| May 10, 2017 Filed May 11, 2017 23:06 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 1,088 | $7.77 | $8,456.70 |
DisclosureSEC source: 0001140361-17-019827 · doc1.xml · nonDerivative · entry 4 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,421,380 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F4 · ownership.nature: These securities were sold by the other Funds. Read SEC document |
| May 10, 2017 Filed May 11, 2017 23:06 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 6,412 | $7.77 | $49,838.55 |
DisclosureSEC source: 0001140361-17-019827 · doc1.xml · nonDerivative · entry 3 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,422,468 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F3 · ownership.nature: These securities were sold by the Partnership, which held 2,076,784 shares after the transaction on May 9, 2,070,372 shares after the transaction on May 10 and 2,062,676 shares after the transaction on May 11. Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:06 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 33,070 | $7.64 | $252,492.76 |
DisclosureSEC source: 0001140361-17-019827 · doc1.xml · nonDerivative · entry 2 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,428,880 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F4 · ownership.nature: These securities were sold by the other Funds. Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:06 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 195,059 | $7.64 | $1,489,294.97 |
DisclosureSEC source: 0001140361-17-019827 · doc1.xml · nonDerivative · entry 1 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,461,950 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F2 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F3 · ownership.nature: These securities were sold by the Partnership, which held 2,076,784 shares after the transaction on May 9, 2,070,372 shares after the transaction on May 10 and 2,062,676 shares after the transaction on May 11. Read SEC document |
| May 04, 2017 Filed May 5, 2017 22:13 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 29,160 | $7.69 | $224,269.56 |
DisclosureSEC source: 0001140361-17-018662 · doc1.xml · nonDerivative · entry 4 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,657,009 F6 · price: This is a weighted average price. These securities were sold in multiple transactions at prices ranging from $7.69 to $7.838. F2 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F3 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F5 · ownership.nature: These securities were sold by the other Funds. Read SEC document |
| May 04, 2017 Filed May 5, 2017 22:13 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 172,000 | $7.69 | $1,322,852.00 |
DisclosureSEC source: 0001140361-17-018662 · doc1.xml · nonDerivative · entry 3 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,686,169 F6 · price: This is a weighted average price. These securities were sold in multiple transactions at prices ranging from $7.69 to $7.838. F2 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F3 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F4 · ownership.nature: These securities were sold by the Partnership, which held 2,443,843 shares after the transaction on May 3 and 2,271,843 shares after the transaction on May 4. Read SEC document |
| May 03, 2017 Filed May 5, 2017 22:13 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 2,340 | $7.79 | $18,235.39 |
DisclosureSEC source: 0001140361-17-018662 · doc1.xml · nonDerivative · entry 2 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,858,169 F1 · price: This is a weighted average price. These securities were sold in multiple transactions at prices ranging from $7.7768 to $7.977. The Filers undertake to provide to the Issuer, any security holder of the issuer or the SEC staff, on request, information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 6 of this Form 4. F2 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F3 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F5 · ownership.nature: These securities were sold by the other Funds. Read SEC document |
| May 03, 2017 Filed May 5, 2017 22:13 UTC | Societal CDMO, Inc. REPH · Entity 92137 | SaleCommon Stock | 13,808 | $7.79 | $107,604.36 |
DisclosureSEC source: 0001140361-17-018662 · doc1.xml · nonDerivative · entry 1 Stonepine Capital Management, LLC · CIK 0001440771 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 2,860,509 F1 · price: This is a weighted average price. These securities were sold in multiple transactions at prices ranging from $7.7768 to $7.977. The Filers undertake to provide to the Issuer, any security holder of the issuer or the SEC staff, on request, information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 6 of this Form 4. F2 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P. (the "Partnership"), Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of investment funds, including the Partnership (collectively, the "Funds"). Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. The General Partner is filing this Form 4 for itself and the other Filers. F3 · ownership.nature: The Filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. F4 · ownership.nature: These securities were sold by the Partnership, which held 2,443,843 shares after the transaction on May 3 and 2,271,843 shares after the transaction on May 4. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 17:22 UTC | VIVEVE MEDICAL, INC. VIVE · Entity 11899 | PurchaseCommon Stock | 1,250,000 | $4.00 | $5,000,000.00 |
DisclosureSEC source: 0001140361-17-012865 · doc1.xml · nonDerivative · entry 1 Stonepine Capital Management, LLC · CIK 0001440771 · Director · 10% owner STONEPINE CAPITAL, L.P. · CIK 0001370042 · Director · 10% owner Plexico Jon M · CIK 0001462580 · Director · 10% owner LYNCH TIMOTHY P · CIK 0001270925 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 3,849,711 F1 · ownership.nature: The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds. F2 · ownership.nature: Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.