Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF ACCOUNTING OFFICER | March 31, 2026 | April 01, 2026 |
| SVB FINANCIAL GROUPSIVB · Entity 86203 | Chief Accounting Officer | December 31, 2022 | February 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date March 31, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,740 |
Reported balance
After 2026-03-31 transaction · row 1
1 source rowRow 1 · 2026-03-31 · Tax withholding · Disposed 1,295 · Balance 20,740 F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.
SVB FINANCIAL GROUP
Report date December 31, 2022 · Filed February 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,669 |
Reported balance
After 2022-06-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-06-30 · Grant · Acquired 36 · Balance 3,669 F1: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| Common StockSEC Table I · non-derivative | Direct | 331 |
Reported balance
Holding disclosure · report date 2022-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 331 F2: The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Apr 1, 2026 21:15 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | Tax withholdingCommon Stock | 1,295 | $17.40 | $22,533.00 |
DisclosureSEC source: 0001787570-26-000004 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,740 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 21:21 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantPerformance Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001787570-26-000002 · primarydocument.xml · derivative · entry 2 Hon Karen · CIK 0001787570 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-05-23 F2 · derivative.exercise_price: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. F2 · kind: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. F2 · derivative.exercise_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. F2 · derivative.expiration_date: Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $28.73 per share by no later than May 23, 2028, and (b) the Reporting Persons' continued service through May 23, 2028. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 21:21 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 11,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001787570-26-000002 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,035 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on February 28, 2027. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 22:59 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 10,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002771 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,820 F1 · kind: Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 31, 2026. Read SEC document |
| June 30, 2022 Filed Feb 8, 2023 11:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 36 | $335.74 | $12,086.71 |
DisclosureSEC source: 0001562180-23-001102 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,669 F1 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 03, 2022 Filed May 5, 2022 19:41 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003839 · primarydocument.xml · derivative · entry 4 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266 Underlying: Common Stock · 89 shares Expires 2028-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F3 · derivative.exercise_date: 25%/4yr beginning on 03-May-2021. Read SEC document |
| May 03, 2022 Filed May 5, 2022 19:41 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 29 | $512.62 | $14,865.98 |
DisclosureSEC source: 0001562180-22-003839 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,633 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 03, 2022 Filed May 5, 2022 19:41 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003839 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 599 | $0.00 Strike: $497.67 | $0.00 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · derivative · entry 15 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599 Underlying: Common Stock · 599 shares Expires 2029-05-02 F8 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 728 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · derivative · entry 14 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728 Underlying: Common Stock · 728 shares Expires 2029-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F7 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · derivative · entry 13 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433 Underlying: Common Stock · 217 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2020. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · derivative · entry 12 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88 Underlying: Common Stock · 89 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · derivative · entry 11 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154 Underlying: Common Stock · 154 shares Expires 2026-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · derivative · entry 10 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 118 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F4 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 31 | $497.67 | $15,427.77 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 8 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,573 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 41 | $497.67 | $20,404.47 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 7 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 54 | $497.67 | $26,874.18 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 6 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,645 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 76 | $497.67 | $37,822.92 |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 5 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,699 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 154 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 4 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 3 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2022 Filed May 4, 2022 20:59 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003791 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 14:14 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 64 | $329.24 | $21,071.30 |
DisclosureSEC source: 0001562180-21-004699 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,197 F2 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 14:14 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 127 | $551.85 | $70,084.95 |
DisclosureSEC source: 0001562180-21-004699 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,133 F1 · shares: The transaction reported was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021. Read SEC document |
| May 05, 2021 Filed May 7, 2021 15:54 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 93 | $567.81 | $52,805.87 |
DisclosureSEC source: 0001562180-21-003325 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,260 Read SEC document |
| May 03, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · derivative · entry 20 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355 Underlying: Common Stock · 355 shares Expires 2028-05-03 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F10 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 03, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 356 | $0.00 Strike: $564.63 | $0.00 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · derivative · entry 19 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356 Underlying: Common Stock · 356 shares Expires 2028-05-03 F9 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 03, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 236 | $576.71 | $136,103.56 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 12 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,353 F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021. Read SEC document |
| May 03, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 185 | $576.71 | $106,691.35 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 11 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,589 F3 · shares: These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021. Read SEC document |
| May 02, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · derivative · entry 18 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123 shares Expires 2024-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F8 · derivative.exercise_date: 25%/4yr beginning on 02-May-2017. Read SEC document |
| May 02, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 61 | $564.63 | $34,442.43 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 10 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 02, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 5 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · derivative · entry 17 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 Underlying: Common Stock · 217 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F7 · derivative.exercise_date: 25%/4yr beginning on 01-May-2020. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · derivative · entry 16 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177 Underlying: Common Stock · 89 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · derivative · entry 15 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 154 shares Expires 2026-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · derivative · entry 14 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118 Underlying: Common Stock · 118 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 91 | $564.63 | $51,381.33 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 9 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 45 | $564.63 | $25,408.35 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 8 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,926 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 77 | $564.63 | $43,476.51 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 7 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,971 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 59 | $564.63 | $33,313.17 |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 6 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,048 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 217 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 4 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 3 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 154 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2021 Filed May 5, 2021 18:56 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-003277 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 11:49 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 975 | $0.00 Strike: $107.98 | $0.00 |
DisclosureSEC source: 0001562180-21-001845 · primarydocument.xml · derivative · entry 7 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 975 shares Expires 2021-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25%/4yr beginning on 29-Apr-2014. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 11:49 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 416 | $0.00 Strike: $129.81 | $0.00 |
DisclosureSEC source: 0001562180-21-001845 · primarydocument.xml · derivative · entry 6 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 416 shares Expires 2022-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25%/4yr beginning on 01-May-2015. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 11:49 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 520 | $531.88 | $276,579.21 |
DisclosureSEC source: 0001562180-21-001845 · primarydocument.xml · nonDerivative · entry 4 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 F2 · price: This transaction was executed in multiple trades at prices ranging from $531.84 to $531.95; the price reported above reflects the weighted average sale price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 11:49 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 871 | $531.11 | $462,596.29 |
DisclosureSEC source: 0001562180-21-001845 · primarydocument.xml · nonDerivative · entry 3 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $530.80 to $531.77; the price reported above reflects the weighted average sale price. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 11:49 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 975 | $107.98 | $105,280.50 |
DisclosureSEC source: 0001562180-21-001845 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 11:49 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 416 | $129.81 | $54,000.96 |
DisclosureSEC source: 0001562180-21-001845 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.