Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | CHIEF ACCOUNTING OFFICER | March 31, 2026 | April 01, 2026 |
| SVB FINANCIAL GROUPSIVB · Entity 86203 | Chief Accounting Officer | December 31, 2022 | February 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date March 31, 2026 · Filed April 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,740 |
Reported balance
After 2026-03-31 transaction · row 1
1 source rowRow 1 · 2026-03-31 · Tax withholding · Disposed 1,295 · Balance 20,740 F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.
SVB FINANCIAL GROUP
Report date December 31, 2022 · Filed February 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,669 |
Reported balance
After 2022-06-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-06-30 · Grant · Acquired 36 · Balance 3,669 F1: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| Common StockSEC Table I · non-derivative | Direct | 331 |
Reported balance
Holding disclosure · report date 2022-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 331 F2: The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: The information in this report is based on 401(k)/ESOP Plan statement dated as of December 30, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2020 Filed Feb 8, 2021 11:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantCommon Stock | 98 | $183.20 | $17,953.70 |
DisclosureSEC source: 0001562180-21-000967 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,406 F1 · shares: These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 02, 2020 Filed May 6, 2020 11:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003437 · primarydocument.xml · derivative · entry 7 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123 Underlying: Common Stock · 123 shares Expires 2024-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F4 · derivative.exercise_date: 25%/4yr beginning on 02-May-2017. Read SEC document |
| May 02, 2020 Filed May 6, 2020 11:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003437 · primarydocument.xml · derivative · entry 6 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F3 · derivative.exercise_date: 25%/4yr beginning on 02-May-2016. Read SEC document |
| May 02, 2020 Filed May 6, 2020 11:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 43 | $182.35 | $7,841.05 |
DisclosureSEC source: 0001562180-20-003437 · primarydocument.xml · nonDerivative · entry 4 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,308 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 02, 2020 Filed May 6, 2020 11:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 57 | $182.35 | $10,393.95 |
DisclosureSEC source: 0001562180-20-003437 · primarydocument.xml · nonDerivative · entry 3 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,351 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 02, 2020 Filed May 6, 2020 11:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003437 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 02, 2020 Filed May 6, 2020 11:47 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003437 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · derivative · entry 12 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266 Underlying: Common Stock · 89 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F7 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · derivative · entry 11 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462 Underlying: Common Stock · 155 shares Expires 2026-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F7 · derivative.exercise_date: 25%/4yr beginning on 01-May-2019. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionRestricted Stock Unit · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · derivative · entry 10 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236 Underlying: Common Stock · 118 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F6 · derivative.exercise_date: 25%/4yr beginning on 01-May-2018. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantRestricted Stock Unit · Derivative | 867 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · derivative · entry 9 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867 Underlying: Common Stock · 867 shares Expires 2027-05-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. F5 · derivative.exercise_date: Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | GrantStock Option · Derivative | 843 | $0.00 Strike: $184.86 | $0.00 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · derivative · entry 8 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843 Underlying: Common Stock · 843 shares Expires 2027-05-01 F4 · derivative.exercise_date: Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 31 | $184.86 | $5,730.66 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · nonDerivative · entry 6 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,123 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 54 | $184.86 | $9,982.44 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · nonDerivative · entry 5 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,154 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Tax withholdingCommon Stock | 41 | $184.86 | $7,579.26 |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · nonDerivative · entry 4 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,208 F2 · shares: Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · nonDerivative · entry 3 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:44 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-003421 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 11:23 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionStock Option · Derivative | 1,430 | $0.00 Strike: $71.11 | $0.00 |
DisclosureSEC source: 0001562180-20-001739 · primarydocument.xml · derivative · entry 3 Hon Karen · CIK 0001787570 · Interim Ch. Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,430 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25%/4yr beginning on 30-Apr-2013. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 11:23 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | Exercise / conversionCommon Stock | 1,430 | $71.11 | $101,687.30 |
DisclosureSEC source: 0001562180-20-001739 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Interim Ch. Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 15:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 352 | $263.00 | $92,576.00 |
DisclosureSEC source: 0001562180-20-001148 · primarydocument.xml · nonDerivative · entry 2 Hon Karen · CIK 0001787570 · Interim Ch. Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 15:32 UTC | SVB FINANCIAL GROUP SIVB · Entity 86203 | SaleCommon Stock | 105 | $263.00 | $27,615.00 |
DisclosureSEC source: 0001562180-20-001148 · primarydocument.xml · nonDerivative · entry 1 Hon Karen · CIK 0001787570 · Interim Ch. Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.