person · Reporting owner

SHAFER THOMAS C

Disclosed activity across 4 companies

Tapewire entity: 54247
SEC CIK: 0001454988

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FIRSTSUN CAPITAL BANCORPFSUN · Entity 4610	Director	April 01, 2026	April 02, 2026
HUNTINGTON BANCSHARES INC /MD/HBAN · Entity 3125	Senior Exec. V.P.	August 09, 2022	August 11, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRSTSUN CAPITAL BANCORP

Report date April 01, 2026 · Filed April 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivative	Direct	80,415	Reported balance After 2026-04-01 transaction · row 1 1 source row Row 1 · 2026-04-01 · Grant · Acquired 80,415 · Balance 80,415 F1: Received in exchange for 500,000 unvested restricted stock units ("RSUs") of First Foundation Inc. ("First Foundation") that were assumed by FirstSun Capital Bancorp ("FirstSun") and replaced with RSUs of FirstSun, in connection with the merger of First Foundation with and into FirstSun. Each unvested RSU of First Foundation was converted into an RSU of FirstSun with respect to FirstSun common stock, based on the exchange ratio in the merger of 0.16083 of a share of FirstSun common stock for each share of First Foundation common stock.
Common Stock, $0.0001 par valueSEC Table I · non-derivative	IndirectThomas C. Shafer Revocable Living Trust	7,105	Reported balance Holding disclosure · report date 2026-04-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 7,105

Filing footnotes · ownership attribution and instrument terms

F1: Received in exchange for 500,000 unvested restricted stock units ("RSUs") of First Foundation Inc. ("First Foundation") that were assumed by FirstSun Capital Bancorp ("FirstSun") and replaced with RSUs of FirstSun, in connection with the merger of First Foundation with and into FirstSun. Each unvested RSU of First Foundation was converted into an RSU of FirstSun with respect to FirstSun common stock, based on the exchange ratio in the merger of 0.16083 of a share of FirstSun common stock for each share of First Foundation common stock.

HUNTINGTON BANCSHARES INC /MD/

Report date August 09, 2022 · Filed August 11, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	517,940.312	Reported balance After 2022-08-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-08-09 · Tax withholding · Disposed 474 · Balance 517,940.312 F1: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award. F2: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

First Foundation Inc.

Report date April 01, 2026 · Filed April 01, 2026

Section 16 reporting ended · disclosed 2026-04-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-04-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-04-01 · Disposition to issuer · Disposed 500,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F2: Includes restricted stock units with respect to 500,000 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

F2: Includes restricted stock units with respect to 500,000 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio.

TCF FINANCIAL CORP

Report date June 08, 2021 · Filed June 09, 2021

Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2021-06-09 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2021-06-08 · Sale · Disposed 66,969 · Balance 157,289 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.39, inclusive. The reporting person undertakes to provide to TCF Financial Corporation, any shareholder of TCF Financial Corporation, or the Staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2021-06-09 · Grant · Acquired 29,224 · Balance 186,513 F2: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21. Row 3 · 2021-06-09 · Disposition to issuer · Disposed 186,513 · Balance 0 F3: Includes 173,148 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs"). F4: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F5: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock.
Restricted Stock Service-Based Units (1/2017)SEC Table II · derivative / convertible security	Direct	Reported balance After 2021-06-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-06-09 · Disposition to issuer · Disposed 3,671 · Balance 0 F5: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F6: These Issuer RSUs provided for cliff vesting on 8/31/2021.
Restricted Stock Service-Based Units (2/2017)SEC Table II · derivative / convertible security	Direct	Reported balance After 2021-06-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-06-09 · Disposition to issuer · Disposed 632 · Balance 0 F5: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F7: These Issuer RSUs provided for cliff vesting on 2/21/2022.
Restricted Stock Service-Based Units (8/2017)SEC Table II · derivative / convertible security	Direct	Reported balance After 2021-06-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-06-09 · Disposition to issuer · Disposed 343 · Balance 0 F5: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F8: These Issuer RSUs provided for cliff vesting on 8/9/2022.
Restricted Stock Service-Based Units (2018)SEC Table II · derivative / convertible security	Direct	Reported balance After 2021-06-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-06-09 · Disposition to issuer · Disposed 3,210 · Balance 0 F5: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F9: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/27/2019.
Restricted Stock Service-Based Units (2019)SEC Table II · derivative / convertible security	Direct	Reported balance After 2021-06-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-06-09 · Disposition to issuer · Disposed 5,348 · Balance 0 F5: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F10: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/25/2020.
Stock Options (2/2017)SEC Table II · derivative / convertible security · Conversion / exercise price $53.72 · Expires 2027-02-22	Direct	Reported balance After 2021-06-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-06-09 · Disposition to issuer · Disposed 8,881 · Balance 0 F12: Pursuant to the terms of the Merger Agreement, each issuer option outstanding and unexercised immediately prior to the Effective Time (an "Issuer Stock Option") was assumed and converted automatically into an option (an "Adjusted Stock Option") to purchase, on the same terms and conditions as were applicable under such Issuer Stock Option immediately prior to the Effective Time (including vesting terms), the number of shares of Huntington common stock (rounded down to the nearest whole number of shares of Huntington common stock) equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer Stock Option immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, which Adjusted Stock Option shall have an exercise price equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (1) the exercise price of such Issuer Stock Option immediately prior to the Effective Time, by (2) the Exchange Ratio. F11: This option provided for vesting in 5 equal annual installments beginning on 2/21/2018.
Stock Options (8/2017)SEC Table II · derivative / convertible security · Conversion / exercise price $46.95 · Expires 2027-08-10	Direct	Reported balance After 2021-06-09 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2021-06-09 · Disposition to issuer · Disposed 5,723 · Balance 0 F12: Pursuant to the terms of the Merger Agreement, each issuer option outstanding and unexercised immediately prior to the Effective Time (an "Issuer Stock Option") was assumed and converted automatically into an option (an "Adjusted Stock Option") to purchase, on the same terms and conditions as were applicable under such Issuer Stock Option immediately prior to the Effective Time (including vesting terms), the number of shares of Huntington common stock (rounded down to the nearest whole number of shares of Huntington common stock) equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer Stock Option immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, which Adjusted Stock Option shall have an exercise price equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (1) the exercise price of such Issuer Stock Option immediately prior to the Effective Time, by (2) the Exchange Ratio. F13: This option provided for vesting in 5 equal annual installments beginning on 8/9/2018.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.39, inclusive. The reporting person undertakes to provide to TCF Financial Corporation, any shareholder of TCF Financial Corporation, or the Staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21.

F3: Includes 173,148 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs").

F4: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash.

F5: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock.

F6: These Issuer RSUs provided for cliff vesting on 8/31/2021.

F7: These Issuer RSUs provided for cliff vesting on 2/21/2022.

F8: These Issuer RSUs provided for cliff vesting on 8/9/2022.

F9: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/27/2019.

F10: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/25/2020.

F11: This option provided for vesting in 5 equal annual installments beginning on 2/21/2018.

F12: Pursuant to the terms of the Merger Agreement, each issuer option outstanding and unexercised immediately prior to the Effective Time (an "Issuer Stock Option") was assumed and converted automatically into an option (an "Adjusted Stock Option") to purchase, on the same terms and conditions as were applicable under such Issuer Stock Option immediately prior to the Effective Time (including vesting terms), the number of shares of Huntington common stock (rounded down to the nearest whole number of shares of Huntington common stock) equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer Stock Option immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, which Adjusted Stock Option shall have an exercise price equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (1) the exercise price of such Issuer Stock Option immediately prior to the Effective Time, by (2) the Exchange Ratio.

F13: This option provided for vesting in 5 equal annual installments beginning on 8/9/2018.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 01, 2026 Filed Apr 1, 2026 19:18 UTC	First Foundation Inc. FFWM · Entity 54649	Disposition to issuerCommon Stock	500,000	$0.00	$0.00	Disclosure SEC source: 0001104659-26-038698 · tm2610919-11_4seq1.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F2 · balance_after: Includes restricted stock units with respect to 500,000 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Read SEC document
April 01, 2026 Filed Apr 2, 2026 15:18 UTC	FIRSTSUN CAPITAL BANCORP FSUN · Entity 4610	GrantCommon Stock, $0.0001 par value	80,415	Not disclosed	Not disclosed	Disclosure SEC source: 0001454988-26-000004 · wk-form4_1775157531.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,415 F1 · price: Received in exchange for 500,000 unvested restricted stock units ("RSUs") of First Foundation Inc. ("First Foundation") that were assumed by FirstSun Capital Bancorp ("FirstSun") and replaced with RSUs of FirstSun, in connection with the merger of First Foundation with and into FirstSun. Each unvested RSU of First Foundation was converted into an RSU of FirstSun with respect to FirstSun common stock, based on the exchange ratio in the merger of 0.16083 of a share of FirstSun common stock for each share of First Foundation common stock. Read SEC document
November 21, 2024 Filed Nov 22, 2024 19:09 UTC	First Foundation Inc. FFWM · Entity 54649	GrantCommon Stock	500,000	$0.00	$0.00	Disclosure SEC source: 0001104659-24-122205 · tm2429383-2_4seq1.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 500,000 restricted stock units under First Foundation Inc.'s 2024 Equity Incentive Plan. Read SEC document
August 09, 2022 Filed Aug 11, 2022 20:20 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	474	$13.58	$6,436.92	Disclosure SEC source: 0001225208-22-009433 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Senior Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,940.312 F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award. F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document
May 06, 2022 Filed May 10, 2022 20:20 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	5,520	$13.35	$73,692.00	Disclosure SEC source: 0001225208-22-006776 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Senior Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,743.716 F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:24 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	20,712	$14.39	$298,045.68	Disclosure SEC source: 0001225208-22-004110 · doc4.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,707.759 Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:24 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	GrantCommon Stock	34,746	$0.00	$0.00	Disclosure SEC source: 0001225208-22-004110 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,419.759 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:17 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	2,404	$15.57	$37,430.28	Disclosure SEC source: 0001225208-22-003710 · doc4.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,673.759 F1 · date: The vesting date of the RSUs was February 25. Normally the shares will issue on the same date as the vesting date, however, due to processing required by the Issuer the shares resulting were not issued until February 28, as reported in this Form 4. Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:17 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	2,165	$15.57	$33,709.05	Disclosure SEC source: 0001225208-22-003710 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,077.759 Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:21 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	560	$15.85	$8,876.00	Disclosure SEC source: 0001225208-22-003093 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,242.759 F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:23 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	12,108	$15.80	$191,306.40	Disclosure SEC source: 0001225208-22-000458 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,116.933 F1 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. F2 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends. Read SEC document
August 31, 2021 Filed Sep 1, 2021 20:34 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	4,856	$15.53	$75,413.68	Disclosure SEC source: 0001225208-21-011912 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,951.401 F1 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document
August 01, 2021 Filed Aug 3, 2021 23:12 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	Tax withholdingCommon Stock	72,014	$14.08	$1,013,957.12	Disclosure SEC source: 0001225208-21-011087 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,807.401 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. F2 · balance_after: Total includes 2,111.401 accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerStock Options (8/2017) · Derivative	5,723	Not disclosed Strike: $46.95	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · derivative · entry 10 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,723 shares Expires 2027-08-10 F12 · price: Pursuant to the terms of the Merger Agreement, each issuer option outstanding and unexercised immediately prior to the Effective Time (an "Issuer Stock Option") was assumed and converted automatically into an option (an "Adjusted Stock Option") to purchase, on the same terms and conditions as were applicable under such Issuer Stock Option immediately prior to the Effective Time (including vesting terms), the number of shares of Huntington common stock (rounded down to the nearest whole number of shares of Huntington common stock) equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer Stock Option immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, which Adjusted Stock Option shall have an exercise price equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (1) the exercise price of such Issuer Stock Option immediately prior to the Effective Time, by (2) the Exchange Ratio. F13 · derivative.exercise_date: This option provided for vesting in 5 equal annual installments beginning on 8/9/2018. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerStock Options (2/2017) · Derivative	8,881	Not disclosed Strike: $53.72	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · derivative · entry 9 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,881 shares Expires 2027-02-22 F12 · price: Pursuant to the terms of the Merger Agreement, each issuer option outstanding and unexercised immediately prior to the Effective Time (an "Issuer Stock Option") was assumed and converted automatically into an option (an "Adjusted Stock Option") to purchase, on the same terms and conditions as were applicable under such Issuer Stock Option immediately prior to the Effective Time (including vesting terms), the number of shares of Huntington common stock (rounded down to the nearest whole number of shares of Huntington common stock) equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer Stock Option immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, which Adjusted Stock Option shall have an exercise price equal to the quotient (rounded up to the nearest whole cent) obtained by dividing (1) the exercise price of such Issuer Stock Option immediately prior to the Effective Time, by (2) the Exchange Ratio. F11 · derivative.exercise_date: This option provided for vesting in 5 equal annual installments beginning on 2/21/2018. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerRestricted Stock Service-Based Units (2019) · Derivative	5,348	Not disclosed	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · derivative · entry 8 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,348 shares Expires not disclosed F5 · derivative.exercise_price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F5 · price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F10 · derivative.exercise_date: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/25/2020. F10 · derivative.expiration_date: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/25/2020. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerRestricted Stock Service-Based Units (2018) · Derivative	3,210	Not disclosed	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · derivative · entry 7 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,210 shares Expires not disclosed F5 · derivative.exercise_price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F5 · price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F9 · derivative.exercise_date: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/27/2019. F9 · derivative.expiration_date: These Issuer RSUs provided for vesting in 5 equal annual installments beginning on 2/27/2019. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerRestricted Stock Service-Based Units (8/2017) · Derivative	343	Not disclosed	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · derivative · entry 6 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 343 shares Expires not disclosed F5 · derivative.exercise_price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F5 · price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F8 · derivative.exercise_date: These Issuer RSUs provided for cliff vesting on 8/9/2022. F8 · derivative.expiration_date: These Issuer RSUs provided for cliff vesting on 8/9/2022. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerRestricted Stock Service-Based Units (2/2017) · Derivative	632	Not disclosed	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · derivative · entry 5 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 632 shares Expires not disclosed F5 · derivative.exercise_price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F5 · price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F7 · derivative.exercise_date: These Issuer RSUs provided for cliff vesting on 2/21/2022. F7 · derivative.expiration_date: These Issuer RSUs provided for cliff vesting on 2/21/2022. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerRestricted Stock Service-Based Units (1/2017) · Derivative	3,671	Not disclosed	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · derivative · entry 4 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,671 shares Expires not disclosed F5 · derivative.exercise_price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F5 · price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. F6 · derivative.exercise_date: These Issuer RSUs provided for cliff vesting on 8/31/2021. F6 · derivative.expiration_date: These Issuer RSUs provided for cliff vesting on 8/31/2021. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Disposition to issuerCommon Stock	186,513	Not disclosed	Not disclosed	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · nonDerivative · entry 3 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Includes 173,148 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs"). F4 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F5 · price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. Read SEC document
June 09, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	GrantCommon Stock	29,224	$0.00	$0.00	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,513 F2 · shares: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	GrantEmployee/Director Stock Option (Right to Buy) · Derivative	17,185	$0.00 Strike: $15.64	$0.00	Disclosure SEC source: 0001225208-21-009299 · doc4.xml · derivative · entry 3 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,185 Underlying: Common Stock · 17,185 shares Expires 2027-08-10 F3 · price: Pursuant to the terms of the Merger Agreement, each TCF option outstanding and unexercised under TCF stock plans immediately prior to the Effective Time (a TCF Stock Option) was assumed and converted automatically into an option (an Adjusted Stock Option) to purchase, on the same terms and conditions as were applicable under such TCF Stock Option immediately prior to the Effective Time (including vesting terms), the number of shares of Huntington common stock (rounded down to the nearest whole number of shares of Huntington common stock) equal to the product of (A) the number of shares of TCF common stock subject to such TCF Stock Option immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, which Adjusted Stock Option shall have an exercise price equal to the quotient (rounded up tothe nearest whole cent) obtained by dividing (1) the exercise price of such TCF Stock Option immediately prior to the Effective Time, by (2) the Exchange Ratio. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	GrantEmployee/Director Stock Option (Right to Buy) · Derivative	26,667	$0.00 Strike: $17.89	$0.00	Disclosure SEC source: 0001225208-21-009299 · doc4.xml · derivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 26,667 shares Expires 2027-02-22 F3 · price: Pursuant to the terms of the Merger Agreement, each TCF option outstanding and unexercised under TCF stock plans immediately prior to the Effective Time (a TCF Stock Option) was assumed and converted automatically into an option (an Adjusted Stock Option) to purchase, on the same terms and conditions as were applicable under such TCF Stock Option immediately prior to the Effective Time (including vesting terms), the number of shares of Huntington common stock (rounded down to the nearest whole number of shares of Huntington common stock) equal to the product of (A) the number of shares of TCF common stock subject to such TCF Stock Option immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, which Adjusted Stock Option shall have an exercise price equal to the quotient (rounded up tothe nearest whole cent) obtained by dividing (1) the exercise price of such TCF Stock Option immediately prior to the Effective Time, by (2) the Exchange Ratio. Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC	HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125	GrantCommon Stock	599,710	$0.00	$0.00	Disclosure SEC source: 0001225208-21-009299 · doc4.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,710 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of December 13, 2020 (the Merger Agreement), by and between Huntington Bancshares Incorporated (Huntington) and TCF Financial Corporation (TCF), pursuant to which TCF merged with and into Huntington, with Huntington continuing as the surviving corporation (Merger), on June 9, 2021 (the Closing Date). Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock, par value $1.00 per share, of TCF (TCF Common Stock) issued and outstanding immediately prior to the Effective Time, was converted into the right to receive 3.0028 shares (the Exchange Ratio and such shares the Merger Consideration) of common stock, par value $0.01 per share of Huntington (Huntington Common Stock). (Continued in Remarks section below.) F2 · balance_after: Total includes 559, 578 service-based RSU awards, including the impact of dividend equivalents, that will vest in shares of common stock over the passage of time. Read SEC document
June 08, 2021 Filed Jun 9, 2021 19:34 UTC	TCF FINANCIAL CORP TCF · Entity 106138	SaleCommon Stock	66,969	$46.16	$3,091,570.31	Disclosure SEC source: 0000019612-21-000173 · wf-form4_162328163222894.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,289 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.39, inclusive. The reporting person undertakes to provide to TCF Financial Corporation, any shareholder of TCF Financial Corporation, or the Staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document
May 06, 2021 Filed May 10, 2021 17:04 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	1,839	$46.88	$86,212.32	Disclosure SEC source: 0000019612-21-000135 · wf-form4_162068063103374.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,258 F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units. F2 · balance_after: Includes 407 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
February 27, 2021 Filed Mar 2, 2021 16:33 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionRestricted Stock Service Based Units · Derivative	1,428	$0.00	$0.00	Disclosure SEC source: 0000019612-21-000071 · wf-form4_161472074504094.xml · derivative · entry 3 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,855 Underlying: Common Stock · 1,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the third year of a 5-year vesting period. F3 · derivative.exercise_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the third year of a 5-year vesting period. F3 · derivative.expiration_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the third year of a 5-year vesting period. Read SEC document
February 27, 2021 Filed Mar 2, 2021 16:33 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	693	$44.82	$31,060.26	Disclosure SEC source: 0000019612-21-000071 · wf-form4_161472074504094.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,690 F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights. F2 · balance_after: Includes 160 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
February 27, 2021 Filed Mar 2, 2021 16:33 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionCommon Stock	1,428	$0.00	$0.00	Disclosure SEC source: 0000019612-21-000071 · wf-form4_161472074504094.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:31 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionRestricted Stock Service-Based Units · Derivative	1,629	$0.00	$0.00	Disclosure SEC source: 0000019612-21-000064 · wf-form4_161463427328857.xml · derivative · entry 3 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,887 Underlying: Common Stock · 1,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the second year of a 5-year vesting period. F3 · derivative.exercise_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the second year of a 5-year vesting period. F3 · derivative.expiration_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the second year of a 5-year vesting period. Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:31 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	770	$45.93	$35,366.10	Disclosure SEC source: 0000019612-21-000064 · wf-form4_161463427328857.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,795 F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights. F2 · balance_after: Includes 136 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:31 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionCommon Stock	1,629	$0.00	$0.00	Disclosure SEC source: 0000019612-21-000064 · wf-form4_161463427328857.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:01 UTC	TCF FINANCIAL CORP TCF · Entity 106138	GrantCommon Stock	63,278	Not disclosed	Not disclosed	Disclosure SEC source: 0000019612-21-000056 · wf-form4_161437683873545.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,800 F1 · shares: Reflects an award of service-based restricted stock units that are convertible into shares of issuer's common stock on a one-for-one basis. The units will vest in four equal installments on March 1 of 2022, 2023, 2024, and 2025, subject to certain exceptions. Dividend equivalents will accrue under this award and be paid in cash upon vesting. F2 · price: Price is not applicable. F3 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:50 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	3,911	$37.02	$144,785.22	Disclosure SEC source: 0000019612-21-000003 · wf-form4_160988342837710.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · COO, Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,522 F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units. F2 · balance_after: Includes 1,232 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
August 01, 2020 Filed Aug 4, 2020 16:51 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	23,022	$27.49	$632,874.78	Disclosure SEC source: 0000019612-20-000159 · wf-form4_159657396428926.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,201 F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights. F2 · balance_after: Includes 2,184 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
May 06, 2020 Filed May 8, 2020 16:43 UTC	TCF FINANCIAL CORP TCF · Entity 106138	GrantCommon Stock	16,866	$0.00	$0.00	Disclosure SEC source: 0000019612-20-000110 · wf-form4_158897056923880.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,039 F1 · shares: Reflects an award of service-based restricted stock units that are convertible into shares of issuer's common stock on a one-for-one basis. The units will vest in four equal installments on May 6 of 2021, 2022, 2023, and 2024, subject to certain exceptions. Dividend equivalents will accrue under this award and be paid in cash upon vesting. Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:39 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionRestricted Stock Service-Based Units · Derivative	1,428	$0.00	$0.00	Disclosure SEC source: 0000019612-20-000053 · wf-form4_158318516652631.xml · derivative · entry 3 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,283 Underlying: Common Stock · 1,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the second year of a five-year vesting period. F3 · derivative.exercise_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the second year of a five-year vesting period. F3 · derivative.expiration_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the second year of a five-year vesting period. Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:39 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	661	$38.49	$25,441.89	Disclosure SEC source: 0000019612-20-000053 · wf-form4_158318516652631.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,173 F2 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights. Read SEC document
February 27, 2020 Filed Mar 2, 2020 16:39 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionCommon Stock	1,428	$0.00	$0.00	Disclosure SEC source: 0000019612-20-000053 · wf-form4_158318516652631.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 87 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:43 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionRestricted Stock Service-Based Units · Derivative	1,630	$0.00	$0.00	Disclosure SEC source: 0000019612-20-000041 · wf-form4_158283980225204.xml · derivative · entry 3 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,516 Underlying: Common Stock · 1,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the first year of a 5-year vesting period. F3 · derivative.exercise_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the first year of a 5-year vesting period. F3 · derivative.expiration_date: Service-based restricted stock units converted into shares of common stock on a 1-for-1 basis at the end of the first year of a 5-year vesting period. Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:43 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	736	$39.67	$29,197.12	Disclosure SEC source: 0000019612-20-000041 · wf-form4_158283980225204.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,319 F2 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights. Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:43 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Exercise / conversionCommon Stock	1,630	$0.00	$0.00	Disclosure SEC source: 0000019612-20-000041 · wf-form4_158283980225204.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,856 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:31 UTC	TCF FINANCIAL CORP TCF · Entity 106138	Tax withholdingCommon Stock	1,679	$46.80	$78,577.20	Disclosure SEC source: 0000019612-20-000015 · wf-form4_157808708248086.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,569 F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of service-based restricted stock unit awards. Read SEC document
August 01, 2019 Filed Aug 5, 2019 16:33 UTC	TCF FINANCIAL CORP TCF · Entity 106138	GrantCommon Stock	32,076	$0.00	$0.00	Disclosure SEC source: 0000019612-19-000193 · wf-form4_156503719907360.xml · nonDerivative · entry 2 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,248 F2 · shares: Reflects the conversion of restricted stock performance units, previously included in Table II of Forms 4 filed by the reporting person on February 23, 2017, August 10, 2017, March 1, 2018 and February 26, 2019, into service-based restricted stock units as a result of the closing of the issuer's merger with legacy TCF Financial Corporation, a Delaware corporation. The units will convert into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. Read SEC document
August 01, 2019 Filed Aug 5, 2019 16:33 UTC	TCF FINANCIAL CORP TCF · Entity 106138	GrantCommon Stock	101,617	$0.00	$0.00	Disclosure SEC source: 0000019612-19-000193 · wf-form4_156503719907360.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,172 F1 · shares: Reflects a retention award of service-based restricted stock units that are convertible into shares of the issuer's common stock on a one-for-one basis. The units will vest in equal installments on the first and second anniversary of the August 1 grant date, subject to certain exceptions. Dividend equivalents will accrue under this award. Read SEC document
June 13, 2019 Filed Jun 17, 2019 09:17 UTC	TCF FINANCIAL CORP CHFC · Entity 106138	PurchaseCommon Stock	6,380	$39.12	$249,611.12	Disclosure SEC source: 0000019612-19-000130 · wf-form4_156077742363730.xml · nonDerivative · entry 1 SHAFER THOMAS C · CIK 0001454988 · Director · Officer of Principal Bus. Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,555 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.97 to $39.20, inclusive. The reporting person undertakes to provide to Chemical Financial Corporation, any security holder of Chemical Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document
February 28, 2019 Filed Mar 1, 2019 16:08 UTC	TCF FINANCIAL CORP CHFC · Entity 106138	Exercise / conversionRestricted Stock Performance Units · Derivative	3,218	$0.00	$0.00	Disclosure SEC source: 0000019612-19-000062 · wf-form4_155147448908524.xml · derivative · entry 6 SHAFER THOMAS C · CIK 0001454988 · Director · Officer of Principal Bus. Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock performance units converted into shares of common stock upon the attainment by the Company of certain financial performance criteria upon completion of the year ended December 31, 2018 and the reporting person's satisfaction of the service requirement as of February 28, 2019. Each restricted stock performance unit was converted to 0.9 share of common stock, as performance targets were achieved at below the targeted level. F3 · derivative.exercise_date: Restricted stock performance units converted into shares of common stock upon the attainment by the Company of certain financial performance criteria upon completion of the year ended December 31, 2018 and the reporting person's satisfaction of the service requirement as of February 28, 2019. Each restricted stock performance unit was converted to 0.9 share of common stock, as performance targets were achieved at below the targeted level. F3 · derivative.expiration_date: Restricted stock performance units converted into shares of common stock upon the attainment by the Company of certain financial performance criteria upon completion of the year ended December 31, 2018 and the reporting person's satisfaction of the service requirement as of February 28, 2019. Each restricted stock performance unit was converted to 0.9 share of common stock, as performance targets were achieved at below the targeted level. Read SEC document
February 28, 2019 Filed Mar 1, 2019 16:08 UTC	TCF FINANCIAL CORP CHFC · Entity 106138	Tax withholdingCommon Stock	829	$45.83	$37,993.07	Disclosure SEC source: 0000019612-19-000062 · wf-form4_155147448908524.xml · nonDerivative · entry 4 SHAFER THOMAS C · CIK 0001454988 · Director · Officer of Principal Bus. Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,175 F4 · shares: Shares withheld to satisfy applicable withholding taxes in connection with conversion of restricted stock performance units. Read SEC document
February 28, 2019 Filed Mar 1, 2019 16:08 UTC	TCF FINANCIAL CORP CHFC · Entity 106138	Exercise / conversionCommon Stock	2,896	$0.00	$0.00	Disclosure SEC source: 0000019612-19-000062 · wf-form4_155147448908524.xml · nonDerivative · entry 3 SHAFER THOMAS C · CIK 0001454988 · Director · Officer of Principal Bus. Unit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted stock performance units converted into shares of common stock upon the attainment by the Company of certain financial performance criteria upon completion of the year ended December 31, 2018 and the reporting person's satisfaction of the service requirement as of February 28, 2019. Each restricted stock performance unit was converted to 0.9 share of common stock, as performance targets were achieved at below the targeted level. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.