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person · Reporting owner

Sabar Karimah Es

Disclosed activity across 1 company

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53940
SEC CIK
0001873796

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPRICOR THERAPEUTICS, INC.CAPR · Entity 5337DirectorApril 02, 2026April 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPRICOR THERAPEUTICS, INC.

Report date April 02, 2026 · Filed April 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-04-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-02 · Exercise / conversion · Acquired 7,529 · Balance 7,529

Row 2 · 2026-04-02 · Sale · Disposed 7,529 · Balance 0

F1: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.18 · Expires 2032-01-03Direct161 Reported balance After 2026-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-02 · Exercise / conversion · Disposed 7,529 · Balance 161

F2: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2026 Filed Apr 3, 2026 21:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 Exercise / conversionStock Option (Right to Buy) · Derivative 7,529 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001873796-26-000006 · form4-04032026_050401.xml · derivative · entry 3

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161

Underlying: Common Stock · 7,529 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 SaleCommon Stock 7,529 $32.00 $240,928.00
Disclosure

SEC source: 0001873796-26-000006 · form4-04032026_050401.xml · nonDerivative · entry 2

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 Exercise / conversionCommon Stock 7,529 $3.18 $23,942.22
Disclosure

SEC source: 0001873796-26-000006 · form4-04032026_050401.xml · nonDerivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 Exercise / conversionStock Option (Right to Buy) · Derivative 53,735 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · derivative · entry 6

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,735 shares

Expires 2031-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares vested 25% on August 1, 2022 with the remainder vesting 1/36 per month commencing September 1, 2022.

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April 01, 2026 Filed Apr 2, 2026 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 SaleCommon Stock 53,735 $31.03 $1,667,225.10
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 4

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.28 to $31.39, inclusive.

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April 01, 2026 Filed Apr 2, 2026 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 Exercise / conversionCommon Stock 53,735 $4.86 $261,152.10
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 3

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 Exercise / conversionStock Option (Right to Buy) · Derivative 61,265 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · derivative · entry 5

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,735

Underlying: Common Stock · 61,265 shares

Expires 2031-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares vested 25% on August 1, 2022 with the remainder vesting 1/36 per month commencing September 1, 2022.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 SaleCommon Stock 61,265 $30.17 $1,848,242.52
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 2

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.46, inclusive.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 Exercise / conversionCommon Stock 61,265 $4.86 $297,747.90
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:45 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 15,500 $0.00 Strike: $24.81 $0.00
Disclosure

SEC source: 0001873796-26-000002 · form4-01072026_040113.xml · derivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2036-01-05

F1 · derivative.exercise_date: The shares vest 1/12th of the first day of each month, commencing February 1, 2026, with the last month vesting on December 31, 2026, until the stock option becomes fully vested and exercisable. The award pertains to annual board service. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 5,750 $0.00 Strike: $14.96 $0.00
Disclosure

SEC source: 0001415889-25-000871 · form4-01062025_070111.xml · derivative · entry 3

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 5,750 shares

Expires 2035-01-02

F3 · derivative.exercise_date: The shares of the award are fully vested and exercisable as of January 2, 2025, the date of the grant. The award pertains to annual board service.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 2,520 $0.00 Strike: $14.96 $0.00
Disclosure

SEC source: 0001415889-25-000871 · form4-01062025_070111.xml · derivative · entry 2

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,520

Underlying: Common Stock · 2,520 shares

Expires 2035-01-02

F2 · derivative.exercise_date: The shares of the award are fully vested and exercisable as of January 2, 2025, the date of the grant. The award pertains to annual board committee service.

Read SEC document
January 02, 2025 Filed Jan 7, 2025 00:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 11,940 $0.00 Strike: $14.96 $0.00
Disclosure

SEC source: 0001415889-25-000871 · form4-01062025_070111.xml · derivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,940

Underlying: Common Stock · 11,940 shares

Expires 2035-01-02

F1 · derivative.exercise_date: The shares vest 1/12th of the first day of each month, commencing February 1, 2025, with the last month vesting on December 31, 2025, until the stock option becomes fully vested and exercisable. The award pertains to annual board service. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:15 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 14,280 $0.00 Strike: $5.12 $0.00
Disclosure

SEC source: 0001415889-24-000655 · form4-01042024_050116.xml · derivative · entry 3

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,280

Underlying: Common Stock · 14,280 shares

Expires 2034-01-02

F3 · derivative.exercise_date: The shares of the award are fully vested and exercisable as of January 2, 2024, the date of the grant. The award pertains to annual board service.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:15 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 4,460 $0.00 Strike: $5.12 $0.00
Disclosure

SEC source: 0001415889-24-000655 · form4-01042024_050116.xml · derivative · entry 2

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,460

Underlying: Common Stock · 4,460 shares

Expires 2034-01-02

F2 · derivative.exercise_date: The shares of the award are fully vested and exercisable as of January 2, 2024, the date of the grant. The award pertains to annual board committee service.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:15 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 29,250 $0.00 Strike: $5.12 $0.00
Disclosure

SEC source: 0001415889-24-000655 · form4-01042024_050116.xml · derivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,250

Underlying: Common Stock · 29,250 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The shares vest 1/12th of the first day of each month, commencing February 1, 2024, with the last month vesting on December 31, 2024, until the stock option becomes fully vested and exercisable. The award pertains to annual board service. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:01 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 19,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001415889-23-000597 · form4-01052023_080158.xml · derivative · entry 2

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2033-01-03

F2 · derivative.exercise_date: The shares of the award are fully vested and exercisable as of January 3, 2023, the date of the grant. The award pertains to annual board service.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 01:01 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 37,770 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001415889-23-000597 · form4-01052023_080158.xml · derivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,770

Underlying: Common Stock · 37,770 shares

Expires 2033-01-03

F1 · derivative.exercise_date: The shares vest 1/12th of the first day of each month, commencing February 1, 2023, with the last month vesting on December 31, 2023, until the stock option becomes fully vested and exercisable. The award pertains to annual board service. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 22:00 UTC Amendment CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 3,560 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001415889-23-000634 · form4a-01062023_050101.xml · derivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

Underlying: Common Stock · 3,560 shares

Expires 2033-01-03

F1 · derivative.exercise_date: The shares of the award are fully vested and exercisable as of January 3, 2023, the date of the grant.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:00 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 7,690 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001415889-22-000283 · form4-01042022_090148.xml · derivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,690

Underlying: Common Stock · 7,690 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The shares vest 1/48th of the first day of each month, commencing February 1, 2022, until the stock option becomes fully vested and exercisable. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 22:31 UTC CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 GrantStock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001104659-21-096408 · tm2123420-1_4seq1.xml · derivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2031-07-23

F1 · derivative.exercise_date: The shares vest 25% on the first anniversary of the first day of the month following the Grant Date, with the remainder to vest at the rate of 1/36 per month thereafter. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.