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Nasdaq · USD

CAPR

CAPRICOR THERAPEUTICS, INC.

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Tapewire entity
5337
SEC CIK
0001133869
Parsed reports
180

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202602
Jun 202606
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2026 Filed Jun 30, 2026 01:30 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionStock Option (Right to Buy) · Derivative 24,100 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593086-26-000012 · form4-06292026_090604.xml · derivative · entry 3

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,261

Underlying: Common Stock · 24,100 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
June 25, 2026 Filed Jun 30, 2026 01:30 UTC
Krasney KarenEVP, GENERAL COUNSEL
SaleCommon Stock 24,100 $30.38 $732,158.00
Disclosure

SEC source: 0001593086-26-000012 · form4-06292026_090604.xml · nonDerivative · entry 2

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,547

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.88, inclusive.

Read SEC document
June 25, 2026 Filed Jun 30, 2026 01:30 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 24,100 $3.18 $76,638.00
Disclosure

SEC source: 0001593086-26-000012 · form4-06292026_090604.xml · nonDerivative · entry 1

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2026 Filed Jun 30, 2026 01:30 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 24,100 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593087-26-000013 · form4-06292026_090601.xml · derivative · entry 3

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,980

Underlying: Common Stock · 24,100 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
June 25, 2026 Filed Jun 30, 2026 01:30 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
SaleCommon Stock 24,100 $30.38 $732,158.00
Disclosure

SEC source: 0001593087-26-000013 · form4-06292026_090601.xml · nonDerivative · entry 2

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,223

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.88, inclusive.

Read SEC document
June 25, 2026 Filed Jun 30, 2026 01:30 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 24,100 $3.18 $76,638.00
Disclosure

SEC source: 0001593087-26-000013 · form4-06292026_090601.xml · nonDerivative · entry 1

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2026 Filed Jun 25, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionStock Option (Right to Buy) · Derivative 400 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593086-26-000010 · form4-06242026_080605.xml · derivative · entry 6

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,361

Underlying: Common Stock · 400 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
June 24, 2026 Filed Jun 25, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
SaleCommon Stock 400 $30.00 $12,000.00
Disclosure

SEC source: 0001593086-26-000010 · form4-06242026_080605.xml · nonDerivative · entry 4

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,547

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 24, 2026 Filed Jun 25, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 400 $3.18 $1,272.00
Disclosure

SEC source: 0001593086-26-000010 · form4-06242026_080605.xml · nonDerivative · entry 3

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2026 Filed Jun 25, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 400 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593087-26-000011 · form4-06242026_080603.xml · derivative · entry 6

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,080

Underlying: Common Stock · 400 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
June 24, 2026 Filed Jun 25, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
SaleCommon Stock 400 $30.00 $12,000.00
Disclosure

SEC source: 0001593087-26-000011 · form4-06242026_080603.xml · nonDerivative · entry 4

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,223

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 24, 2026 Filed Jun 25, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 400 $3.18 $1,272.00
Disclosure

SEC source: 0001593087-26-000011 · form4-06242026_080603.xml · nonDerivative · entry 3

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593086-26-000010 · form4-06242026_080605.xml · derivative · entry 5

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,761

Underlying: Common Stock · 500 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
SaleCommon Stock 500 $30.00 $15,000.00
Disclosure

SEC source: 0001593086-26-000010 · form4-06242026_080605.xml · nonDerivative · entry 2

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,547

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 500 $3.18 $1,590.00
Disclosure

SEC source: 0001593086-26-000010 · form4-06242026_080605.xml · nonDerivative · entry 1

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593087-26-000011 · form4-06242026_080603.xml · derivative · entry 5

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,480

Underlying: Common Stock · 500 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
SaleCommon Stock 500 $30.00 $15,000.00
Disclosure

SEC source: 0001593087-26-000011 · form4-06242026_080603.xml · nonDerivative · entry 2

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,223

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 500 $3.18 $1,590.00
Disclosure

SEC source: 0001593087-26-000011 · form4-06242026_080603.xml · nonDerivative · entry 1

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2026 Filed May 29, 2026 01:55 UTC
Maurer Michael TCHIEF COMMERCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $29.36 $0.00
Disclosure

SEC source: 0002137554-26-000006 · form4-05282026_090501.xml · derivative · entry 1

Maurer Michael T · CIK 0002137554 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-05-26

F1 · derivative.exercise_date: The shares vest 25% on the first anniversary of the first day of the month following the Grant Date, with the remainder to vest at the rate of 1/36 per month thereafter. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Read SEC document
May 18, 2026 Filed May 19, 2026 20:15 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001593087-26-000009 · form4-05192026_040501.xml · derivative · entry 2

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2026-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option was granted on June 2, 2016 and was previously reported as covering 30,000 shares at an exercise price of $3.12 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice of $1.39 per share that occurred on February 12, 2020.

F2 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing as of July 1, 2016.

F1 · derivative.underlying_shares: This option was granted on June 2, 2016 and was previously reported as covering 30,000 shares at an exercise price of $3.12 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice of $1.39 per share that occurred on February 12, 2020.

Read SEC document
May 18, 2026 Filed May 19, 2026 20:15 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 3,000 $1.39 $4,170.00
Disclosure

SEC source: 0001593087-26-000009 · form4-05192026_040501.xml · nonDerivative · entry 1

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,937 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001310715-26-000004 · form4-05142026_050501.xml · derivative · entry 3

Litvack Frank · CIK 0001310715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,937 shares

Expires 2026-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was granted on June 2, 2016 and was previously reported as covering 39,375 shares at an exercise price of $3.12 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice of $1.39 per share that occurred on February 12, 2020.

F3 · derivative.exercise_date: 1,750 shares vested immediately on June 2, 2016. The remaining shares vested on December 31, 2016.

Read SEC document
May 13, 2026 Filed May 14, 2026 21:00 UTC Exercise / conversionCommon Stock 3,937 $1.39 $5,472.43
Disclosure

SEC source: 0001310715-26-000004 · form4-05142026_050501.xml · nonDerivative · entry 1

Litvack Frank · CIK 0001310715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:30 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593086-26-000008 · form4-05042026_040503.xml · derivative · entry 3

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,261

Underlying: Common Stock · 25,000 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:30 UTC
Krasney KarenEVP, GENERAL COUNSEL
SaleCommon Stock 25,000 $31.70 $792,547.50
Disclosure

SEC source: 0001593086-26-000008 · form4-05042026_040503.xml · nonDerivative · entry 2

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,547

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.88 to $33.19, inclusive.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:30 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 25,000 $3.18 $79,500.00
Disclosure

SEC source: 0001593086-26-000008 · form4-05042026_040503.xml · nonDerivative · entry 1

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:30 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593087-26-000007 · form4-05042026_040501.xml · derivative · entry 3

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,980

Underlying: Common Stock · 25,000 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:30 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
SaleCommon Stock 25,000 $31.70 $792,540.00
Disclosure

SEC source: 0001593087-26-000007 · form4-05042026_040501.xml · nonDerivative · entry 2

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,223

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.89 to $33.19, inclusive.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:30 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 25,000 $3.18 $79,500.00
Disclosure

SEC source: 0001593087-26-000007 · form4-05042026_040501.xml · nonDerivative · entry 1

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,529 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001873796-26-000006 · form4-04032026_050401.xml · derivative · entry 3

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161

Underlying: Common Stock · 7,529 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:00 UTC SaleCommon Stock 7,529 $32.00 $240,928.00
Disclosure

SEC source: 0001873796-26-000006 · form4-04032026_050401.xml · nonDerivative · entry 2

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:00 UTC Exercise / conversionCommon Stock 7,529 $3.18 $23,942.22
Disclosure

SEC source: 0001873796-26-000006 · form4-04032026_050401.xml · nonDerivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 53,735 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · derivative · entry 6

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,735 shares

Expires 2031-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares vested 25% on August 1, 2022 with the remainder vesting 1/36 per month commencing September 1, 2022.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 00:00 UTC SaleCommon Stock 53,735 $31.03 $1,667,225.10
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 4

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.28 to $31.39, inclusive.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 00:00 UTC Exercise / conversionCommon Stock 53,735 $4.86 $261,152.10
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 3

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionStock Option (Right to Buy) · Derivative 2,819 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593086-26-000006 · form4-04012026_080410.xml · derivative · entry 7

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,261

Underlying: Common Stock · 2,819 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionStock Option (Right to Buy) · Derivative 21,488 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001593086-26-000006 · form4-04012026_080410.xml · derivative · entry 6

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,205

Underlying: Common Stock · 21,488 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2021.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionStock Option (Right to Buy) · Derivative 693 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001593086-26-000006 · form4-04012026_080410.xml · derivative · entry 5

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,807

Underlying: Common Stock · 693 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was granted on January 2, 2018 and was previously reported as covering 35,000 shares at an exercise price of $1.57 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice of $1.39 per share that occurred on February 12, 2020.

F3 · shares: This option was granted on January 2, 2018 and was previously reported as covering 35,000 shares at an exercise price of $1.57 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice of $1.39 per share that occurred on February 12, 2020.

F4 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2018.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
SaleCommon Stock 25,000 $30.12 $752,935.00
Disclosure

SEC source: 0001593086-26-000006 · form4-04012026_080410.xml · nonDerivative · entry 4

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,547

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.31, inclusive.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 2,819 $3.18 $8,964.42
Disclosure

SEC source: 0001593086-26-000006 · form4-04012026_080410.xml · nonDerivative · entry 3

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 21,488 $3.74 $80,365.12
Disclosure

SEC source: 0001593086-26-000006 · form4-04012026_080410.xml · nonDerivative · entry 2

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Krasney KarenEVP, GENERAL COUNSEL
Exercise / conversionCommon Stock 693 $1.39 $963.27
Disclosure

SEC source: 0001593086-26-000006 · form4-04012026_080410.xml · nonDerivative · entry 1

Krasney Karen · CIK 0001593086 · EVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 61,265 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · derivative · entry 5

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,735

Underlying: Common Stock · 61,265 shares

Expires 2031-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Shares vested 25% on August 1, 2022 with the remainder vesting 1/36 per month commencing September 1, 2022.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC SaleCommon Stock 61,265 $30.17 $1,848,242.52
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 2

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.46, inclusive.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC Exercise / conversionCommon Stock 61,265 $4.86 $297,747.90
Disclosure

SEC source: 0001873796-26-000004 · form4-04012026_080408.xml · nonDerivative · entry 1

Sabar Karimah Es · CIK 0001873796 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.18 $0.00
Disclosure

SEC source: 0001593087-26-000005 · form4-04012026_080406.xml · derivative · entry 3

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 141,980

Underlying: Common Stock · 25,000 shares

Expires 2032-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vested 1/48th on the first day of each month commencing February 1, 2022.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
SaleCommon Stock 25,000 $30.13 $753,152.50
Disclosure

SEC source: 0001593087-26-000005 · form4-04012026_080406.xml · nonDerivative · entry 2

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,223

F1 · kind: Shares were sold pursuant to a 10b5-1 trading plan adopted in December 2025 by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.32, inclusive.

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March 31, 2026 Filed Apr 2, 2026 00:00 UTC
Bergmann AnthonyCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 25,000 $3.18 $79,500.00
Disclosure

SEC source: 0001593087-26-000005 · form4-04012026_080406.xml · nonDerivative · entry 1

Bergmann Anthony · CIK 0001593087 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:45 UTC
Marban LindaDirector · CHIEF EXECUTIVE OFFICER
GrantRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001593084-26-000002 · form4-01072026_040125.xml · derivative · entry 3

Marban Linda · CIK 0001593084 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2025 Equity Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on January 5, 2026 as part of the Issuer's annual equity grant to executive officers. The restricted stock units granted on January 5, 2026 vest annually at a rate of 25% commencing on February 1, 2027. Vesting is subject to the Reporting Person's continued service to the Issuer through the vesting date.

F4 · derivative.expiration_date: The restricted stock units were granted on January 5, 2026 as part of the Issuer's annual equity grant to executive officers. The restricted stock units granted on January 5, 2026 vest annually at a rate of 25% commencing on February 1, 2027. Vesting is subject to the Reporting Person's continued service to the Issuer through the vesting date.

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January 05, 2026 Filed Jan 7, 2026 21:45 UTC
Marban LindaDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $24.81 $0.00
Disclosure

SEC source: 0001593084-26-000002 · form4-01072026_040125.xml · derivative · entry 2

Marban Linda · CIK 0001593084 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-01-05

F2 · derivative.exercise_date: These shares of the award vest and become exercisable on the date of U.S. Food and Drug Administration approval of Deramiocel. Vesting is subject to the Reporting Person's continued service to the Issuer through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.