Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2026 Filed Sep 23, 2026 20:32 UTC |
Great Elm Group, Inc.10% owner
|
OtherCommon Stock | 111,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-014396 · dp253789_4-gegigecc.xml · nonDerivative · entry 1 Great Elm Group, Inc. · CIK 0001831096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,244,167 F1 · kind: Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof). F2 · ownership.direct: Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:30 UTC |
Davis KeriCFO
|
Tax withholdingCommon Stock | 2,972 | $5.37 | $15,959.64 |
DisclosureSEC source: 0000950103-26-014393 · dp253787_4-davisgecc.xml · nonDerivative · entry 3 Davis Keri · CIK 0001770670 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,939 F3 · kind: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:30 UTC |
Davis KeriCFO
|
GrantCommon Stock | 1,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-014393 · dp253787_4-davisgecc.xml · nonDerivative · entry 2 Davis Keri · CIK 0001770670 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,911 F2 · kind: Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:30 UTC |
Davis KeriCFO
|
GrantCommon Stock | 7,646 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-014393 · dp253787_4-davisgecc.xml · nonDerivative · entry 1 Davis Keri · CIK 0001770670 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,539 F1 · kind: Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 7,646 shares of common stock of GECC as equity compensation for her position at GECM, 1,911 of which vested on the grant date, September 21, 2026, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2029, subject to continued service with GECM. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:27 UTC |
Kleinman Adam MCCO and Secretary
|
Tax withholdingCommon Stock | 3,451 | $5.37 | $18,531.87 |
DisclosureSEC source: 0000950103-26-014391 · dp253785_4-kleinmangecc.xml · nonDerivative · entry 3 Kleinman Adam M · CIK 0001715823 · CCO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,229 F3 · kind: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:27 UTC |
Kleinman Adam MCCO and Secretary
|
GrantCommon Stock | 791 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-014391 · dp253785_4-kleinmangecc.xml · nonDerivative · entry 2 Kleinman Adam M · CIK 0001715823 · CCO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,680 F2 · kind: Represents the exempt acquisition of shares of common stock of GECC as a result of a stock dividend associated with the portion of the equity compensation awarded to Mr. Kleinman in previous years that vested on the anniversary of those grant dates. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:27 UTC |
Kleinman Adam MCCO and Secretary
|
GrantCommon Stock | 15,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-014391 · dp253785_4-kleinmangecc.xml · nonDerivative · entry 1 Kleinman Adam M · CIK 0001715823 · CCO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,889 F1 · kind: Mr. Kleinman is the Chief Compliance Officer and Secretary of Great Elm Capital Corp. ("GECC"). Mr. Kleinman received the exempt grant of an award of 15,292 shares of common stock of GECC as equity compensation for his position at GECC, 3,823 of which vested on the grant date, September 21, 2026, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2029, subject to continued service with GECM. Read SEC document |
| June 29, 2026 Filed Jul 1, 2026 00:49 UTC | OtherCommon Stock | 180,000 | $5.45 | $981,000.00 |
DisclosureSEC source: 0000950103-26-009870 · ownership.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,378,260 F1 · kind: The reported transaction reflects a private sale of shares of Common Stock of the Issuer not effectuated on the open market. Read SEC document |
|
| November 07, 2025 Filed Nov 10, 2025 21:13 UTC |
Kaplan Matthew DCEO and President
|
PurchaseCommon Stock | 19,650 | $7.64 | $150,126.00 |
DisclosureSEC source: 0000950103-25-014514 · dp237151_4-kaplan.xml · nonDerivative · entry 1 Kaplan Matthew D · CIK 0001916576 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,400 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.55 to $7.74, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| September 26, 2025 Filed Sep 26, 2025 22:30 UTC | SaleCommon Stock | 2,313 | $11.45 | $26,483.85 |
DisclosureSEC source: 0000950103-25-012333 · dp235039_4-greatelmstrat.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,558,260 Read SEC document |
|
| September 25, 2025 Filed Sep 26, 2025 22:30 UTC | SaleCommon Stock | 1,696 | $11.45 | $19,419.20 |
DisclosureSEC source: 0000950103-25-012333 · dp235039_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,560,573 Read SEC document |
|
| September 23, 2025 Filed Sep 24, 2025 01:53 UTC |
Davis KeriCFO
|
Tax withholdingCommon Stock | 2,725 | $11.43 | $31,146.75 |
DisclosureSEC source: 0000950103-25-012105 · dp234798_4-davisgecc.xml · nonDerivative · entry 3 Davis Keri · CIK 0001770670 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,893 F3 · kind: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. Read SEC document |
| September 23, 2025 Filed Sep 24, 2025 01:53 UTC |
Kleinman Adam MCCO and Secretary
|
Tax withholdingCommon Stock | 1,361 | $11.43 | $15,556.23 |
DisclosureSEC source: 0000950103-25-012104 · dp234796_4-kleinmangecc.xml · nonDerivative · entry 3 Kleinman Adam M · CIK 0001715823 · CCO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,597 F3 · kind: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. Read SEC document |
| September 23, 2025 Filed Sep 24, 2025 01:52 UTC |
Kaplan Matthew DCEO and President
|
Tax withholdingCommon Stock | 8,211 | $11.43 | $93,851.73 |
DisclosureSEC source: 0000950103-25-012102 · dp234797_4-kaplangecc.xml · nonDerivative · entry 3 Kaplan Matthew D · CIK 0001916576 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,750 F3 · kind: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. Read SEC document |
| September 23, 2025 Filed Sep 23, 2025 23:14 UTC | SaleCommon Stock | 1,490 | $11.45 | $17,060.50 |
DisclosureSEC source: 0000950103-25-012085 · dp234794_4-greatelmstrat.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,562,269 Read SEC document |
|
| September 22, 2025 Filed Sep 23, 2025 23:14 UTC | SaleCommon Stock | 48,248 | $11.45 | $552,439.60 |
DisclosureSEC source: 0000950103-25-012085 · dp234794_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,563,759 Read SEC document |
|
| September 20, 2025 Filed Sep 24, 2025 01:51 UTC |
Great Elm Group, Inc.10% owner
|
OtherCommon Stock | 63,189 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012100 · dp234795_4-gegigecc.xml · nonDerivative · entry 2 Great Elm Group, Inc. · CIK 0001831096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,358,278 F1 · kind: Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof). F2 · ownership.direct: Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings. Read SEC document |
| September 19, 2025 Filed Sep 19, 2025 21:49 UTC | SaleCommon Stock | 14,737 | $11.45 | $168,738.65 |
DisclosureSEC source: 0000950103-25-011905 · dp234618_4.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,612,007 Read SEC document |
|
| September 19, 2025 Filed Sep 24, 2025 01:51 UTC |
Great Elm Group, Inc.10% owner
|
OtherCommon Stock | 16,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012100 · dp234795_4-gegigecc.xml · nonDerivative · entry 1 Great Elm Group, Inc. · CIK 0001831096 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,421,467 F1 · kind: Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof). F2 · ownership.direct: Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 01:53 UTC |
Davis KeriCFO
|
GrantCommon Stock | 1,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012105 · dp234798_4-davisgecc.xml · nonDerivative · entry 2 Davis Keri · CIK 0001770670 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,618 F2 · kind: Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Ms. Davis in previous years that vested on the anniversary of those grant dates. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 01:53 UTC |
Davis KeriCFO
|
GrantCommon Stock | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012105 · dp234798_4-davisgecc.xml · nonDerivative · entry 1 Davis Keri · CIK 0001770670 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,212 F1 · kind: Ms. Davis is the CFO of Great Elm Capital Management, Inc. ("GECM"), the external investment manager of Great Elm Capital Corp. ("GECC"). Ms. Davis received an award of 3,820 shares of common stock of GECC as equity compensation for her position at GECM, 955 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECM. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 01:53 UTC |
Kleinman Adam MCCO and Secretary
|
GrantCommon Stock | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012104 · dp234796_4-kleinmangecc.xml · nonDerivative · entry 2 Kleinman Adam M · CIK 0001715823 · CCO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,958 F2 · kind: Represents the exempt acquisition of shares of common stock of GECC as a result of a stock dividend associated with the portion of the equity compensation awarded to Mr. Kleinman in previous years that vested on the anniversary of those grant dates. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 01:53 UTC |
Kleinman Adam MCCO and Secretary
|
GrantCommon Stock | 5,458 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012104 · dp234796_4-kleinmangecc.xml · nonDerivative · entry 1 Kleinman Adam M · CIK 0001715823 · CCO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,802 F1 · kind: Mr. Kleinman is the Chief Compliance Officer and Secretary of Great Elm Capital Corp. ("GECC"). Mr. Kleinman received the exempt grant of an award of 5,458 shares of common stock of GECC as equity compensation for his position at GECC, 1,365 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECM. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 01:52 UTC |
Kaplan Matthew DCEO and President
|
GrantCommon Stock | 1,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012102 · dp234797_4-kaplangecc.xml · nonDerivative · entry 2 Kaplan Matthew D · CIK 0001916576 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,961 F2 · kind: Represents the exempt acquisition of shares of common stock of GECC as a result of a stock dividend associated with the portion of the equity compensation awarded to Mr. Kaplan in previous years that vested on the anniversary of those grant dates. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 01:52 UTC |
Kaplan Matthew DCEO and President
|
GrantCommon Stock | 37,117 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012102 · dp234797_4-kaplangecc.xml · nonDerivative · entry 1 Kaplan Matthew D · CIK 0001916576 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,906 F1 · kind: Mr. Kaplan is the President and Chief Executive Officer of Great Elm Capital Corp. ("GECC"). Mr. Kaplan received an award of 37,117 shares of common stock of GECC as equity compensation for his position at GECC, 9,280 of which vested on the grant date, September 19, 2025, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2028, subject to continued service with GECC. Read SEC document |
| September 18, 2025 Filed Sep 19, 2025 21:49 UTC | SaleCommon Stock | 100 | $11.45 | $1,145.00 |
DisclosureSEC source: 0000950103-25-011905 · dp234618_4.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626,744 Read SEC document |
|
| September 15, 2025 Filed Sep 17, 2025 21:58 UTC | SaleCommon Stock | 20,938 | $11.45 | $239,740.10 |
DisclosureSEC source: 0000950103-25-011784 · dp234506_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,626,844 Read SEC document |
|
| August 26, 2025 Filed Aug 28, 2025 00:08 UTC | SaleCommon Stock | 21,472 | $11.20 | $240,486.40 |
DisclosureSEC source: 0000950103-25-010822 · dp233577_4-greatelmstrat.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,647,782 Read SEC document |
|
| August 25, 2025 Filed Aug 28, 2025 00:08 UTC | SaleCommon Stock | 25,711 | $11.20 | $287,963.20 |
DisclosureSEC source: 0000950103-25-010822 · dp233577_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,669,254 Read SEC document |
|
| August 22, 2025 Filed Aug 23, 2025 01:33 UTC | SaleCommon Stock | 17,956 | $11.20 | $201,107.20 |
DisclosureSEC source: 0000950103-25-010633 · dp233377_4-greatelmstrat.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,694,965 Read SEC document |
|
| August 21, 2025 Filed Aug 23, 2025 01:33 UTC | SaleCommon Stock | 26,705 | $11.20 | $299,096.00 |
DisclosureSEC source: 0000950103-25-010633 · dp233377_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,712,921 Read SEC document |
|
| August 20, 2025 Filed Aug 20, 2025 21:38 UTC | SaleCommon Stock | 7,793 | $11.20 | $87,281.60 |
DisclosureSEC source: 0000950103-25-010530 · dp233274_4-greatelmstrat.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,739,626 Read SEC document |
|
| August 18, 2025 Filed Aug 20, 2025 21:38 UTC | SaleCommon Stock | 363 | $11.20 | $4,065.60 |
DisclosureSEC source: 0000950103-25-010530 · dp233274_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,747,419 Read SEC document |
|
| July 11, 2025 Filed Jul 14, 2025 23:02 UTC | SaleCommon Stock | 38,793 | $10.95 | $424,783.35 |
DisclosureSEC source: 0000950103-25-008781 · dp231561_4-gespillc.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,747,782 Read SEC document |
|
| July 10, 2025 Filed Jul 11, 2025 00:24 UTC | SaleCommon Stock | 8,661 | $10.95 | $94,837.95 |
DisclosureSEC source: 0000950103-25-008698 · dp231462_4-gespillc.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,786,575 Read SEC document |
|
| July 09, 2025 Filed Jul 11, 2025 00:24 UTC | SaleCommon Stock | 3,129 | $10.95 | $34,262.55 |
DisclosureSEC source: 0000950103-25-008698 · dp231462_4-gespillc.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,795,236 Read SEC document |
|
| July 08, 2025 Filed Jul 8, 2025 22:08 UTC | SaleCommon Stock | 3,218 | $10.95 | $35,237.10 |
DisclosureSEC source: 0000950103-25-008587 · dp231370_4-greatelmstrat.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,798,365 Read SEC document |
|
| July 07, 2025 Filed Jul 8, 2025 22:08 UTC | SaleCommon Stock | 11,852 | $10.95 | $129,779.40 |
DisclosureSEC source: 0000950103-25-008587 · dp231370_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,801,583 Read SEC document |
|
| July 03, 2025 Filed Jul 4, 2025 00:48 UTC | SaleCommon Stock | 11,021 | $10.95 | $120,679.95 |
DisclosureSEC source: 0000950103-25-008489 · dp231272_4-greatelmstrat.xml · nonDerivative · entry 5 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,813,435 Read SEC document |
|
| July 02, 2025 Filed Jul 4, 2025 00:48 UTC | SaleCommon Stock | 13,324 | $10.95 | $145,897.80 |
DisclosureSEC source: 0000950103-25-008489 · dp231272_4-greatelmstrat.xml · nonDerivative · entry 4 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,824,456 Read SEC document |
|
| June 13, 2025 Filed Jun 13, 2025 20:22 UTC |
COHEN RICHARD MDirector
|
PurchaseCommon Stock | 36 | $11.01 | $396.30 |
DisclosureSEC source: 0001140361-25-022458 · form4.xml · nonDerivative · entry 1 COHEN RICHARD M · CIK 0001075891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,136 Read SEC document |
| June 13, 2025 Filed Jul 4, 2025 00:48 UTC | SaleCommon Stock | 2,714 | $11.00 | $29,854.00 |
DisclosureSEC source: 0000950103-25-008489 · dp231272_4-greatelmstrat.xml · nonDerivative · entry 3 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,837,780 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
|
| June 12, 2025 Filed Jun 13, 2025 00:30 UTC |
COHEN RICHARD MDirector
|
PurchaseCommon Stock | 3,100 | $10.95 | $33,945.00 |
DisclosureSEC source: 0001140361-25-022349 · form4.xml · nonDerivative · entry 2 COHEN RICHARD M · CIK 0001075891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,100 Read SEC document |
| June 12, 2025 Filed Jul 4, 2025 00:48 UTC | SaleCommon Stock | 7,288 | $10.97 | $79,949.36 |
DisclosureSEC source: 0000950103-25-008489 · dp231272_4-greatelmstrat.xml · nonDerivative · entry 2 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,840,494 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.95 to $11.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
|
| June 11, 2025 Filed Jun 13, 2025 00:30 UTC |
COHEN RICHARD MDirector
|
PurchaseCommon Stock | 5,000 | $11.18 | $55,908.50 |
DisclosureSEC source: 0001140361-25-022349 · form4.xml · nonDerivative · entry 1 COHEN RICHARD M · CIK 0001075891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.1150 to $11.2000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2025 Filed Jul 4, 2025 00:48 UTC | SaleCommon Stock | 2,642 | $11.20 | $29,590.40 |
DisclosureSEC source: 0000950103-25-008489 · dp231272_4-greatelmstrat.xml · nonDerivative · entry 1 Great Elm Strategic Partnership I, LLC · CIK 0002005039 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,847,782 Read SEC document |
|
| June 10, 2025 Filed Jun 11, 2025 23:57 UTC |
COHEN RICHARD MDirector
|
PurchaseCommon Stock | 3,500 | $11.13 | $38,956.40 |
DisclosureSEC source: 0001140361-25-022237 · form4.xml · nonDerivative · entry 5 COHEN RICHARD M · CIK 0001075891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.1150 to $11.2000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 23:57 UTC |
COHEN RICHARD MDirector
|
PurchaseCommon Stock | 2,500 | $11.12 | $27,803.00 |
DisclosureSEC source: 0001140361-25-022237 · form4.xml · nonDerivative · entry 4 COHEN RICHARD M · CIK 0001075891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.0500 to $11.1700, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 23:57 UTC |
COHEN RICHARD MDirector
|
PurchaseCommon Stock | 1,500 | $10.83 | $16,240.05 |
DisclosureSEC source: 0001140361-25-022237 · form4.xml · nonDerivative · entry 3 COHEN RICHARD M · CIK 0001075891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.7950 to $10.8400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 06, 2025 Filed Jun 11, 2025 23:57 UTC |
COHEN RICHARD MDirector
|
PurchaseCommon Stock | 1,500 | $10.74 | $16,111.50 |
DisclosureSEC source: 0001140361-25-022237 · form4.xml · nonDerivative · entry 2 COHEN RICHARD M · CIK 0001075891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.7050 to $10.7500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.