person · Reporting owner
Swenson Nicholas John
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR T INCAIRT · Entity 6862 | Director · CEO · 10% owner | August 11, 2025 | August 12, 2025 |
| BLOOMIA HOLDINGS, INC.TULP · Entity 7768 | Director · 10% owner | April 02, 2026 | April 07, 2026 |
| PRO DEX INCPDEX · Entity 6340 | Director · 10% owner | November 20, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR T INC
Report date August 11, 2025 · Filed August 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2045-08-06 | Direct | 4,000 |
Reported balance
After 2025-08-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-08-11 · Grant · Acquired 4,000 · Balance 4,000 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $50.00 · Expires 2045-08-06 | Direct | 4,000 |
Reported balance
After 2025-08-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-08-11 · Grant · Acquired 4,000 · Balance 4,000 |
| Common StockSEC Table I · non-derivative | Direct | 62,920 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 62,920 |
| Common StockSEC Table I · non-derivative | IndirectBy AO Partners I, LP | 972,584 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 972,584 F1: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Glenhurst Co. | 94,938 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,938 F2: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation. Nick Swenson is the President and sole director of Glenhurst Co. Nick Swenson directs the voting of all shares owned by Glenhurst Co. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Groveland Capital, LLC | 52,690 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,690 F3: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Groveland DST, LLC | 169,806 |
Reported balance
Holding disclosure · report date 2025-08-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 169,806 F4: The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are owned directly by AO Partners I, L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I, L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation. Nick Swenson is the President and sole director of Glenhurst Co. Nick Swenson directs the voting of all shares owned by Glenhurst Co. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
BLOOMIA HOLDINGS, INC.
Report date April 02, 2026 · Filed April 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectAO Partners I, L.P. | 836,134 |
Reported balance
After 2026-04-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-04-02 · Other · Acquired 696,690 · Balance 836,134 F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst. F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.05 · Expires 2026-04-02 | Direct | 0 |
Reported balance
After 2026-04-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-02 · Other · Disposed 696,690 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 3,300 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,300 F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
| Common StockSEC Table I · non-derivative | IndirectGroveland Capital LLC | 60,284 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,284 F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst. F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
| Common StockSEC Table I · non-derivative | IndirectGlenhurst Co | 11,428 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,428 F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst. F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Note the following with regard to Groveland Capital LLC ("Groveland Capital"); AO Partners I, L.P. ("AO Partners Fund"); AO Partners, LLC, the General Partner to the AO Partners Fund ("AO Partners"); and Glenhurst Co. ("Glenhurst"): Mr. Swenson is the Managing Member of Groveland Capital and may direct Groveland Capital as to the vote and disposition of the shares of Common Stock it holds; Mr. Swenson is the Managing Member of AO Partners, the General Partner of AO Partners Fund, and has the power to direct the affairs of AO Partners Fund, including the voting and disposition of shares of Common Stock held in the name of AO Partners Fund; and Mr. Swenson is the sole owner of Glenhurst, and he has the power to direct the affairs of Glenhurst, including the voting and disposition of shares of Common Stock held in the name of Glenhurst.
F2: Each of the parties herein may be deemed to be a member of a Section 13(d) group disclosed in a Schedule 13D filed on behalf of the parties and Air T, Inc., the other member of such group. The members of this Section 13(d) group collectively own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the parties disclaims beneficial ownership of the shares of Common Stock held by the other members of this Section 13(d) group except to the extent of his or its pecuniary interest therein. The securities reported herein do not include any securities held by Air T, Inc., as such shares are reported in a separate filing.
PRO DEX INC
Report date November 20, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,613 |
Reported balance
After 2025-11-20 transaction · row 1
1 source rowRow 1 · 2025-11-20 · Grant · Acquired 1,000 · Balance 97,613 F1: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period. |
| Common StockSEC Table I · non-derivative | IndirectBy AO Partners I. LP | 926,730 |
Reported balance
Holding disclosure · report date 2025-11-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 926,730 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted shares under the Issuer's 2016 Equity Incentive Plan. The shares vest in equal installments over the five years following the date of grant, subject to the Reporting Person's continued service to Pro-Dex, Inc. over the applicable vesting period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2019 Filed Jan 10, 2019 22:11 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 170 | $28.63 | $4,866.44 |
DisclosureSEC source: 0000353184-19-000003 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 34,180 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 18:11 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 76 | $26.00 | $1,976.00 |
DisclosureSEC source: 0000353184-19-000002 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 34,010 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:11 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 113 | $24.45 | $2,763.14 |
DisclosureSEC source: 0000353184-19-000002 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 33,934 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 16:20 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 296 | $25.26 | $7,477.70 |
DisclosureSEC source: 0000353184-19-000001 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 33,821 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 16:05 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 222 | $27.73 | $6,156.06 |
DisclosureSEC source: 0000353184-18-000052 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 33,525 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 17:44 UTC Amendment | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 222 | $28.73 | $6,378.06 |
DisclosureSEC source: 0000353184-18-000051 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 33,303 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund, LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 17:05 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 222 | $28.73 | $6,378.06 |
DisclosureSEC source: 0000353184-18-000050 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 33,177 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 20:22 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 126 | $27.41 | $3,453.81 |
DisclosureSEC source: 0000353184-18-000049 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital LLC Disclosed balance after: 33,081 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| December 12, 2018 Filed Dec 18, 2018 20:22 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 651 | $28.53 | $18,574.33 |
DisclosureSEC source: 0000353184-18-000049 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital LLC Disclosed balance after: 32,955 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 00:09 UTC | PRO DEX INC PDEX · Entity 6340 | SaleCommon Stock | 20,333 | $14.25 | $289,661.88 |
DisclosureSEC source: 0001567619-18-006966 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 972,738 Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 00:09 UTC | PRO DEX INC PDEX · Entity 6340 | SaleCommon Stock | 18,797 | $14.05 | $264,178.68 |
DisclosureSEC source: 0001567619-18-006966 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · 10% owner AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 993,071 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 20:37 UTC | PRO DEX INC PDEX · Entity 6340 | SaleCommon Stock | 2,200 | $14.09 | $30,995.58 |
DisclosureSEC source: 0001567619-18-006840 · doc1.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 1,011,868 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 20:37 UTC | PRO DEX INC PDEX · Entity 6340 | SaleCommon Stock | 23,916 | $14.25 | $340,867.57 |
DisclosureSEC source: 0001567619-18-006840 · doc1.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director AO Partners I, LP · CIK 0001542769 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By AO Partners I, LP Disclosed balance after: 1,014,068 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 14:01 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 30,000 | $33.55 | $1,006,500.00 |
DisclosureSEC source: 0000353184-18-000047 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Capital, LLC Disclosed balance after: 32,304 F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 15:33 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 200 | $34.10 | $6,820.00 |
DisclosureSEC source: 0000353184-18-000046 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 116,083 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 15:33 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 375 | $33.49 | $12,558.75 |
DisclosureSEC source: 0000353184-18-000046 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 115,883 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $33.45 to $33.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2018 Filed May 14, 2018 21:18 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 50 | $29.60 | $1,480.00 |
DisclosureSEC source: 0000353184-18-000035 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 115,508 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2018 Filed May 14, 2018 21:18 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 1,550 | $29.68 | $46,004.00 |
DisclosureSEC source: 0000353184-18-000035 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 115,458 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 18:32 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 32 | $25.18 | $805.79 |
DisclosureSEC source: 0000353184-18-000034 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 113,908 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 13, 2018 Filed Apr 18, 2018 18:32 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 20 | $24.90 | $498.00 |
DisclosureSEC source: 0000353184-18-000034 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 113,876 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 11, 2018 Filed Apr 12, 2018 20:18 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 47 | $24.90 | $1,170.30 |
DisclosureSEC source: 0000353184-18-000033 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 113,856 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 10, 2018 Filed Apr 11, 2018 16:43 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 4 | $24.85 | $99.40 |
DisclosureSEC source: 0000353184-18-000032 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 113,809 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 04, 2018 Filed Apr 4, 2018 21:17 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 1 | $24.75 | $24.75 |
DisclosureSEC source: 0000353184-18-000028 · primary_doc.xml · nonDerivative · entry 3 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 171,759 F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2018 Filed Apr 4, 2018 21:17 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 4 | $24.75 | $99.00 |
DisclosureSEC source: 0000353184-18-000028 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Glenhurst Co. Disclosed balance after: 6 F1 · ownership.nature: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:17 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 2 | $24.75 | $49.50 |
DisclosureSEC source: 0000353184-18-000028 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Glenhurst Co. Disclosed balance after: 2 F1 · ownership.nature: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 16:53 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 5,212 | $24.99 | $130,247.88 |
DisclosureSEC source: 0000353184-18-000024 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 171,758 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.575 to $25.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2018 Filed Apr 9, 2018 20:01 UTC Amendment | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 5,212 | $24.99 | $130,247.88 |
DisclosureSEC source: 0000353184-18-000031 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Glenhurst Co. Disclosed balance after: 57,960 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.575 to $25.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F5 · balance_after: As of the date of this filing, Glenhurst Co. holds 57,960 shares of common stock and Gloveland Hedged Credit Fund, LLC holds 113,805 shares of common stock. F2 · ownership.nature: The Form 4 filed on March 28, 2018 reported the purchase of 5,212 shares by Groveland Hedged Credit Fund, LLC. This amended Form 4 is being filed to report that these shares were actually purchased by Glenhurst Co. Read SEC document |
| March 26, 2018 Filed Mar 26, 2018 21:52 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 100 | $25.89 | $2,589.00 |
DisclosureSEC source: 0000353184-18-000023 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 166,546 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 22:53 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 400 | $26.28 | $10,510.00 |
DisclosureSEC source: 0000353184-18-000022 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 166,446 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $26.10 to $26.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 22:53 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 400 | $26.40 | $10,560.00 |
DisclosureSEC source: 0000353184-18-000022 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 166,046 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 18:07 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 200 | $26.99 | $5,398.00 |
DisclosureSEC source: 0000353184-18-000018 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 165,646 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 18:17 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 600 | $26.69 | $16,014.00 |
DisclosureSEC source: 0000353184-18-000016 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 165,446 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 19:26 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 300 | $26.82 | $8,046.00 |
DisclosureSEC source: 0000353184-18-000015 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 164,846 F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $26.7 to $27.3. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 19:26 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 300 | $24.80 | $7,440.00 |
DisclosureSEC source: 0000353184-18-000015 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 164,546 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 15:06 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 1,462 | $25.00 | $36,550.00 |
DisclosureSEC source: 0000353184-18-000014 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 164,246 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:11 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 1,731 | $25.03 | $43,320.01 |
DisclosureSEC source: 0000353184-18-000013 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 162,784 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.95 to $25.082. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 16:34 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 300 | $27.26 | $8,178.00 |
DisclosureSEC source: 0000353184-18-000012 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 161,053 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $27.00 to $27.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 23:13 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 200 | $28.27 | $5,654.40 |
DisclosureSEC source: 0000353184-18-000011 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 160,753 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.00 to $28.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 20:01 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 100 | $29.75 | $2,975.00 |
DisclosureSEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 4 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 160,553 F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 20:01 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 200 | $28.83 | $5,765.00 |
DisclosureSEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 3 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 160,453 F4 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.70 to $28.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:01 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 200 | $28.85 | $5,770.00 |
DisclosureSEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 2 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 160,253 F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $28.80 to $28.90. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:01 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 600 | $28.00 | $16,799.40 |
DisclosureSEC source: 0000353184-18-000010 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 160,053 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $27.70 to $28.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:22 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 400 | $29.55 | $11,820.00 |
DisclosureSEC source: 0000353184-18-000009 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 159,453 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 22:26 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 101 | $30.00 | $3,030.00 |
DisclosureSEC source: 0000353184-18-000006 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 159,053 F1 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 03, 2018 Filed Jan 3, 2018 23:05 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 400 | $24.61 | $9,845.20 |
DisclosureSEC source: 0000353184-18-000003 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 158,952 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.5 to $24.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:03 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 1,010 | $24.86 | $25,103.55 |
DisclosureSEC source: 0000353184-18-000002 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 158,552 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.825 to $24.9. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 22:08 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 52,742 | $24.74 | $1,304,879.27 |
DisclosureSEC source: 0000353184-17-000058 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 157,542 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.35 to $24.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2017 Filed Apr 6, 2018 21:29 UTC Amendment | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 52,742 | $24.74 | $1,304,879.27 |
DisclosureSEC source: 0000353184-18-000030 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Glenhurst Co. Disclosed balance after: 52,742 F5 · shares: The Form 4 filed on December 27, 2017 reported the purchase of 52,742 shares by Groveland Hedged Credit Fund, LLC. This amended Form 4 is being filed to report that these shares were actually purchased by Glenhurst Co. F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.35 to $24.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:54 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 3,101 | $24.39 | $75,641.14 |
DisclosureSEC source: 0000353184-17-000054 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 104,800 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $24.00 to $24.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 17:57 UTC | AIR T INC AIRT · Entity 6862 | PurchaseCommon Stock | 6,199 | $23.62 | $146,438.98 |
DisclosureSEC source: 0000353184-17-000053 · primary_doc.xml · nonDerivative · entry 1 Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Groveland Hedged Credit Fund, LLC Disclosed balance after: 101,699 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $23.60 to $23.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: The reported securities are owned directly by Groveland Hedged Credit Fund LLC, and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital LLC, the investment adviser to the Groveland Hedged Credit Fund LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.