organization · Reporting owner

KAYNE ANDERSON CAPITAL ADVISORS LP

Disclosed activity across 11 companies

Tapewire entity: 53298
SEC CIK: 0000949615

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Kayne Anderson BDC, Inc.KBDC · Entity 5031	Affiliate of Adviser	May 22, 2024	May 23, 2024
Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334	Manager of Adviser	April 07, 2026	April 08, 2026
Kayne Anderson NextGen Energy & Infrastructure, Inc.KMF · Entity 108252	See remarks	October 02, 2018	October 04, 2018
Kayne DL 2021, Inc.None · Entity 76473	Managing Member of the Adviser	August 13, 2025	August 13, 2025
Magnolia Oil & Gas CorpMGY · Entity 1979	10% owner	September 10, 2026	September 16, 2026
PLAINS GP HOLDINGS LPPAGP · Entity 3737	See remarks	December 31, 2021	January 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Kayne Anderson BDC, Inc.

Report date May 22, 2024 · Filed May 23, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectKAPC Investment Holdings, L.P.	957,217	Reported balance After 2024-05-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-05-22 · Purchase · Acquired 957,217 · Balance 957,217 F1: Shares held by KAPC Investment Holdings, L.P., a controlled affiliate of Kayne Anderson Capital Advisors, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held by KAPC Investment Holdings, L.P., a controlled affiliate of Kayne Anderson Capital Advisors, L.P.

Kayne Anderson Energy Infrastructure Fund, Inc.

Report date April 07, 2026 · Filed April 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-04-07 transaction · row 1 1 source row Row 1 · 2026-04-07 · Other · Disposed 808,748 · Balance 0 F1: On April 7, 2026, Kayne Anderson Capital Advisors, L.P. ("KACALP") made an in-kind distribution of KYN shares to limited partners of KACALP. The $14.2139 price per share for the distribution was calculated on a volume weighted average price for the last 10 trading days of March.
Common StockSEC Table I · non-derivative	IndirectKA Associates, LLC	11,235	Reported balance Holding disclosure · report date 2026-04-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 11,235 F2: Shares owned by KA Associates, LLC ("KAA"), a FINRA registered broker-dealer. KAA is an affiliate of Kayne Anderson Capital Advisors, L.P. under common control.

Filing footnotes · ownership attribution and instrument terms

F1: On April 7, 2026, Kayne Anderson Capital Advisors, L.P. ("KACALP") made an in-kind distribution of KYN shares to limited partners of KACALP. The $14.2139 price per share for the distribution was calculated on a volume weighted average price for the last 10 trading days of March.

F2: Shares owned by KA Associates, LLC ("KAA"), a FINRA registered broker-dealer. KAA is an affiliate of Kayne Anderson Capital Advisors, L.P. under common control.

Kayne Anderson NextGen Energy & Infrastructure, Inc.

Report date October 02, 2018 · Filed October 04, 2018

Jointly reported with KAYNE RICHARD A, KA Fund Advisors LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	4,000	Last balance in matching sequence After 2018-10-02 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-10-02 · Sale · Disposed 20,000 · Balance 113,568 F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. Row 3 · 2018-10-02 · Sale · Disposed 109,568 · Balance 4,000 F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	203,844	Reported balance Holding disclosure · report date 2018-10-02 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 203,844

Filing footnotes · ownership attribution and instrument terms

F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018.

F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA.

F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.

Kayne DL 2021, Inc.

Report date August 13, 2025 · Filed August 13, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	611.71	Reported balance After 2025-08-13 transaction · row 1 1 source row Row 1 · 2025-08-13 · Purchase · Acquired 47.54 · Balance 611.71

Magnolia Oil & Gas Corp

Report date September 10, 2026 · Filed September 16, 2026

Jointly reported with WildFire Energy I LLC, Hawkwood HoldCo, L.P., Hawkwood HoldCo GP, LLC, Warburg Pincus & Co US, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	32,203,000	Reported balance Holding disclosure · report date 2026-09-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 32,203,000 F1: The reported securities are directly held by WildFire Energy I LLC (the "Shareholder"). Hawkwood HoldCo, L.P., Kayne Private Energy Income Fund II, L.P., Kayne Private Energy Income Fund II-B, L.P., Kayne Anderson Energy Fund VIII, L.P. and certain management individuals hold 100% of the equity interests in the Shareholder. The Warburg Entities and the Kayne Entities (each as defined below) jointly control the Shareholder. F2: Warburg Pincus & Company US, LLC ("Warburg Pincus") is the general partner of Warburg Pincus Partners II (US), L.P., which is the managing member of Warburg Pincus Partners (E&P) XI LLC, which is the sole member of Warburg Pincus (E&P) XI LLC, which is the general partner of Warburg Pincus (E&P) XI, L.P., which is the general partner of Warburg Pincus Private Equity (E&P) XI - A, L.P., which is the managing member of Hawkwood HoldCo GP, LLC, which is the general partner of Hawkwood HoldCo, L.P., which holds the securities on behalf of various funds and accounts indirectly managed by Warburg Pincus (the entities in this footnote 2, the "Warburg Entities"). Each of the Warburg Entities disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Warburg Entities are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. F3: Kayne Private Energy Income Fund II, L.P., Kayne Private Energy Income Fund II-B, L.P. and Kayne Anderson Energy Fund VIII, L.P. are managed, with discretion to purchase or sell securities, by Kayne Anderson Capital Advisors, L.P. (or controlled affiliates thereof) (collectively, the "Kayne Entities"), as a registered investment adviser. Each of the Kayne Entities disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Kayne Entities are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities are directly held by WildFire Energy I LLC (the "Shareholder"). Hawkwood HoldCo, L.P., Kayne Private Energy Income Fund II, L.P., Kayne Private Energy Income Fund II-B, L.P., Kayne Anderson Energy Fund VIII, L.P. and certain management individuals hold 100% of the equity interests in the Shareholder. The Warburg Entities and the Kayne Entities (each as defined below) jointly control the Shareholder.

F2: Warburg Pincus & Company US, LLC ("Warburg Pincus") is the general partner of Warburg Pincus Partners II (US), L.P., which is the managing member of Warburg Pincus Partners (E&P) XI LLC, which is the sole member of Warburg Pincus (E&P) XI LLC, which is the general partner of Warburg Pincus (E&P) XI, L.P., which is the general partner of Warburg Pincus Private Equity (E&P) XI - A, L.P., which is the managing member of Hawkwood HoldCo GP, LLC, which is the general partner of Hawkwood HoldCo, L.P., which holds the securities on behalf of various funds and accounts indirectly managed by Warburg Pincus (the entities in this footnote 2, the "Warburg Entities"). Each of the Warburg Entities disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Warburg Entities are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

F3: Kayne Private Energy Income Fund II, L.P., Kayne Private Energy Income Fund II-B, L.P. and Kayne Anderson Energy Fund VIII, L.P. are managed, with discretion to purchase or sell securities, by Kayne Anderson Capital Advisors, L.P. (or controlled affiliates thereof) (collectively, the "Kayne Entities"), as a registered investment adviser. Each of the Kayne Entities disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Kayne Entities are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.

PLAINS GP HOLDINGS LP

Report date December 31, 2021 · Filed January 03, 2022

Jointly reported with KAFU Holdings (QP), L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A SharesSEC Table I · non-derivative	IndirectSee footnotes	0	Last balance in matching sequence After 2021-12-31 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-12-31 · Other · Acquired 29,700 · Balance 29,700 F1: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Row 2 · 2021-12-31 · Other · Disposed 29,700 · Balance 0 F1: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P.
Class B Shares/Class A Units/GP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectSee footnotes	11,722,210	Reported balance After 2021-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-12-31 · Exercise / conversion · Disposed 29,700 · Balance 11,722,210 F1: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F4: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 140,505 Class A units. As a result, such Class A units were cancelled and 140,505 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.

Filing footnotes · ownership attribution and instrument terms

F1: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units.

F2: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security.

F3: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P.

F4: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 140,505 Class A units. As a result, such Class A units were cancelled and 140,505 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Kimbell Royalty Partners, LP

Report date May 01, 2019 · Filed May 03, 2019

Jointly reported with Haymaker Minerals & Royalties, LLC, KAYNE RICHARD A

Section 16 reporting ended · disclosed 2019-05-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common units representing limited partner interestsSEC Table I · non-derivative	Direct	800,000	Reported balance After 2019-05-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2019-05-01 · Sale · Disposed 3,200,000 · Balance 800,000 F1: As reported on Form 3 filed 7/23/2019 the reporting persons on 7/12/2019 became the beneficial owners of the Common Units as a result of the closing of the transactions contemplated by the May 28, 2018 asset purchase agreement with the Kimbell Royalty Partners, LP ("KRP"). F2: Includes 400,000 Class B Units and related OpCo Common Units that remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under the May 28, 2018 purchase agreement with KRP. Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the Issuer's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. F3: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. F4: (Continued from footnote 3) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI.

Filing footnotes · ownership attribution and instrument terms

F1: As reported on Form 3 filed 7/23/2019 the reporting persons on 7/12/2019 became the beneficial owners of the Common Units as a result of the closing of the transactions contemplated by the May 28, 2018 asset purchase agreement with the Kimbell Royalty Partners, LP ("KRP").

F2: Includes 400,000 Class B Units and related OpCo Common Units that remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under the May 28, 2018 purchase agreement with KRP. Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the Issuer's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled.

F3: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP.

F4: (Continued from footnote 3) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI.

Kinetik Holdings Inc.

Report date June 28, 2019 · Filed June 28, 2019

Jointly reported with KAYNE RICHARD A

Section 16 reporting ended · disclosed 2019-06-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
CLASS A COMMON STOCKSEC Table I · non-derivative	IndirectSEE FOOTNOTE	7,235,947	Reported balance Holding disclosure · report date 2019-06-28 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 7,235,947 F1: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES.
CLASS A COMMON STOCKSEC Table I · non-derivative	Direct	200,000	Reported balance Holding disclosure · report date 2019-06-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 200,000
WARRANTS FOR COMMON STOCKSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2023-11-09	Direct	1,122,020	Reported balance Holding disclosure · report date 2019-06-28 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 1,122,020

Filing footnotes · ownership attribution and instrument terms

F1: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES.

MACH NATURAL RESOURCES LP

Report date April 08, 2026 · Filed April 08, 2026

Jointly reported with Sabinal Energy Operating, LLC

Section 16 reporting ended · disclosed 2026-04-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common UnitsSEC Table I · non-derivative	IndirectSabinal Energy Operating, LLC	15,517,713	Reported balance After 2026-04-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-04-08 · Other · Disposed 3,442,321 · Balance 15,517,713 F1: On April 6, 2026, Mach Natural Resources LP (the "Company") entered into an underwriting agreement (the "Underwriting Agreement"), by and among the Company, Mach Natural Resources GP LLC, the general partner of the Company, the selling unitholders party thereto (the "Selling Unitholders", of which Sabinal Energy Operating, LLC is one) and Morgan Stanley & Co. LLC (the "Underwriter"), pursuant to which the Selling Unitholders agreed to sell to the Underwriter, and the Underwriter agreed to purchase from the Selling Unitholders, an aggregate of 9,000,000 common units representing limited partner interests ("Common Units") in the Company (such offering, the "Offering"). F2: The reported units are held by Sabinal Energy Operating, LLC, a portfolio company of a private investment fund managed by Kayne Anderson Capital Advisors, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: On April 6, 2026, Mach Natural Resources LP (the "Company") entered into an underwriting agreement (the "Underwriting Agreement"), by and among the Company, Mach Natural Resources GP LLC, the general partner of the Company, the selling unitholders party thereto (the "Selling Unitholders", of which Sabinal Energy Operating, LLC is one) and Morgan Stanley & Co. LLC (the "Underwriter"), pursuant to which the Selling Unitholders agreed to sell to the Underwriter, and the Underwriter agreed to purchase from the Selling Unitholders, an aggregate of 9,000,000 common units representing limited partner interests ("Common Units") in the Company (such offering, the "Offering").

F2: The reported units are held by Sabinal Energy Operating, LLC, a portfolio company of a private investment fund managed by Kayne Anderson Capital Advisors, L.P.

PLAINS ALL AMERICAN PIPELINE LP

Report date December 31, 2021 · Filed January 03, 2022

Jointly reported with KAFU Holdings (QP), L.P.

Section 16 reporting ended · disclosed 2021-10-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	0	Last balance in matching sequence After 2021-12-31 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-12-31 · Other · Acquired 140,505 · Balance 140,505 F1: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Row 2 · 2021-12-31 · Other · Disposed 140,505 · Balance 0 F1: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P.
Class B Shares/Class A Units/GP UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectSee footnote	11,722,210	Reported balance After 2021-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-12-31 · Exercise / conversion · Disposed 140,505 · Balance 11,722,210 F1: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F4: In a simultaneous transaction, KAFU exercised the exchange right provided for in the limited partnership agreement of AAP with respect to 29,700 Class A units. As a result, such Class A units were cancelled and 29,700 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the redemption transaction reported herein and the simultaneous exchange transaction.

Filing footnotes · ownership attribution and instrument terms

F1: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units.

F2: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU.

F3: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P.

F4: In a simultaneous transaction, KAFU exercised the exchange right provided for in the limited partnership agreement of AAP with respect to 29,700 Class A units. As a result, such Class A units were cancelled and 29,700 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the redemption transaction reported herein and the simultaneous exchange transaction.

RSP Permian, Inc.

Report date May 24, 2017 · Filed May 26, 2017

Section 16 reporting ended · disclosed 2017-05-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	10,626,089	Reported balance After 2014-05-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2014-05-24 · Sale · Disposed 17,250,000 · Balance 10,626,089 F1: Includes 5,134,925 shares of common stock, par value $0.01 per share (the "Common Stock"), of RSP Permian, Inc. (the "Issuer") owned directly by Silver Hill Energy Partners Holdings, LLC ("SHEP Holdings") and 5,491,164 shares of the Common Stock owned directly by Silver Hill Energy Partners II, LLC ("SHEP II"). Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI LP"), and Kayne Anderson Energy Fund VII LP ("KAEF VII LP"). KAEF VI LP is a member of SHEP Holdings that holds the right to appoint five of the nine representatives to the board of managers of SHEP Holdings. The five representatives to the board of managers of SHEP Holdings appointed by KAEF VI LP possess the majority vote of the board of managers of SHEP Holdings. KAEF VII LP is a member of SHEP II that holds the right to appoint three of the five representatives to the board of managers of SHEP II. F2: (continued from footnote 1) The three representatives to the board of managers of SHEP II appointed by KAEF VII LP possess the majority vote of the board of managers of SHEP II. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by SHEP Holdings and by SHEP II. F3: On May 18, 2017, the Issuer and SHEP Holdings and SHEP II (the "Selling Stockholders") entered into an Underwriting Agreement (the "Underwriting Agreement") with Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Underwriter") relating to the offer and sale (the "Offering") of 15,000,000 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") by the Selling Stockholders at a price to the Underwriter of $38.78 per share, to be resold by the Underwriter to the public at variable prices. Pursuant to the Underwriting Agreement, the Selling Stockholders granted the Underwriter a 30-day option to purchase up to an additional 2,250,000 shares of the Common Stock (the "Upsize"), which option was exercised in full by the Underwriter on May 23, 2017. The Offering and Upsize were settled on May 24, 2017. F4: KACALP disclaims beneficial ownership of the securities owned by SHEP Holdings and SHEP II in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Stock for the purposes of Section 13(d) of the Exchange Act or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 5,134,925 shares of common stock, par value $0.01 per share (the "Common Stock"), of RSP Permian, Inc. (the "Issuer") owned directly by Silver Hill Energy Partners Holdings, LLC ("SHEP Holdings") and 5,491,164 shares of the Common Stock owned directly by Silver Hill Energy Partners II, LLC ("SHEP II"). Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI LP"), and Kayne Anderson Energy Fund VII LP ("KAEF VII LP"). KAEF VI LP is a member of SHEP Holdings that holds the right to appoint five of the nine representatives to the board of managers of SHEP Holdings. The five representatives to the board of managers of SHEP Holdings appointed by KAEF VI LP possess the majority vote of the board of managers of SHEP Holdings. KAEF VII LP is a member of SHEP II that holds the right to appoint three of the five representatives to the board of managers of SHEP II.

F2: (continued from footnote 1) The three representatives to the board of managers of SHEP II appointed by KAEF VII LP possess the majority vote of the board of managers of SHEP II. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by SHEP Holdings and by SHEP II.

F3: On May 18, 2017, the Issuer and SHEP Holdings and SHEP II (the "Selling Stockholders") entered into an Underwriting Agreement (the "Underwriting Agreement") with Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Underwriter") relating to the offer and sale (the "Offering") of 15,000,000 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") by the Selling Stockholders at a price to the Underwriter of $38.78 per share, to be resold by the Underwriter to the public at variable prices. Pursuant to the Underwriting Agreement, the Selling Stockholders granted the Underwriter a 30-day option to purchase up to an additional 2,250,000 shares of the Common Stock (the "Upsize"), which option was exercised in full by the Underwriter on May 23, 2017. The Offering and Upsize were settled on May 24, 2017.

F4: KACALP disclaims beneficial ownership of the securities owned by SHEP Holdings and SHEP II in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Stock for the purposes of Section 13(d) of the Exchange Act or any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 08, 2026 Filed Apr 8, 2026 22:38 UTC	MACH NATURAL RESOURCES LP MNR · Entity 4469	OtherCommon Units	3,442,321	$12.81	$44,096,132.01	Disclosure SEC source: 0001638397-26-000003 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Former 10% Owner Sabinal Energy Operating, LLC · CIK 0002083178 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Sabinal Energy Operating, LLC Disclosed balance after: 15,517,713 F1 · kind: On April 6, 2026, Mach Natural Resources LP (the "Company") entered into an underwriting agreement (the "Underwriting Agreement"), by and among the Company, Mach Natural Resources GP LLC, the general partner of the Company, the selling unitholders party thereto (the "Selling Unitholders", of which Sabinal Energy Operating, LLC is one) and Morgan Stanley & Co. LLC (the "Underwriter"), pursuant to which the Selling Unitholders agreed to sell to the Underwriter, and the Underwriter agreed to purchase from the Selling Unitholders, an aggregate of 9,000,000 common units representing limited partner interests ("Common Units") in the Company (such offering, the "Offering"). F2 · ownership.direct: The reported units are held by Sabinal Energy Operating, LLC, a portfolio company of a private investment fund managed by Kayne Anderson Capital Advisors, L.P. Read SEC document
April 07, 2026 Filed Apr 8, 2026 19:15 UTC	Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334	OtherCommon Stock	808,748	$14.21	$11,495,463.20	Disclosure SEC source: 0000949615-26-000002 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Manager of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 7, 2026, Kayne Anderson Capital Advisors, L.P. ("KACALP") made an in-kind distribution of KYN shares to limited partners of KACALP. The $14.2139 price per share for the distribution was calculated on a volume weighted average price for the last 10 trading days of March. Read SEC document
February 09, 2026 Filed Feb 11, 2026 19:19 UTC	MACH NATURAL RESOURCES LP MNR · Entity 4469	OtherCommon Units	227,547	$14.56	$3,313,084.32	Disclosure SEC source: 0001638397-26-000001 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Sabinal Energy Operating, LLC · CIK 0002083178 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Sabinal Energy Operating, LLC Disclosed balance after: 18,960,034 F1 · kind: As part of the purchase and sale agreement between Mach Natural Resources ("MNR") and Sabinal Energy Operating, LLC ("Sabinal") (the "PSA"), MNR issued Sabinal 19,187,581 Common Units (the "Sabinal Common Units"), as previously disclosed in the Form 3 filed on 9/22/25. In accordance with the final purchase price adjustment mechanics contained in the PSA, Sabinal has agreed to deliver to MNR 227,547 Sabinal Common Units. F2 · ownership.direct: The reported units are held by Sabinal Energy Operating, LLC, a portfolio company of a private investment fund managed by Kayne Anderson Capital Advisors, L.P. Read SEC document
August 13, 2025 Filed Aug 13, 2025 23:00 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.54	$5,259.00	$250,012.86	Disclosure SEC source: 0001638397-25-000025 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611.71 Read SEC document
April 30, 2025 Filed May 1, 2025 16:38 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.6	$5,252.00	$249,995.20	Disclosure SEC source: 0001638397-25-000011 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564.17 Read SEC document
April 04, 2025 Filed Apr 7, 2025 18:08 UTC	Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334	OtherCommon Stock	805,374	$12.85	$10,349,055.90	Disclosure SEC source: 0001638397-25-000007 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Manager of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 805,373 F1 · kind: On April 4, 2025, Kayne Anderson Capital Advisors, L.P. ("KACALP") made an in-kind distribution of KYN shares to limited partners of KACALP. The $12.85 price per share for the distribution was calculated on a volume weighted average price for the last 10 trading days of March. Read SEC document
February 13, 2025 Filed Feb 13, 2025 21:05 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.54	$5,259.00	$250,012.86	Disclosure SEC source: 0001638397-25-000002 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 516.57 Read SEC document
October 23, 2024 Filed Oct 24, 2024 20:25 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.54	$5,259.00	$250,012.86	Disclosure SEC source: 0001638397-24-000021 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 469.04 Read SEC document
July 24, 2024 Filed Jul 25, 2024 18:33 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.447	$5,269.00	$249,998.24	Disclosure SEC source: 0001638397-24-000016 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421.5 F1 · date: The effective purchase date of these shares is July 3, 2024, however, the number of shares purchased was not known until the net asset value of the fund was finalized on July 24, 2024. Read SEC document
May 22, 2024 Filed May 23, 2024 20:30 UTC	Kayne Anderson BDC, Inc. KBDC · Entity 5031	PurchaseCommon Stock	957,217	$16.63	$15,918,518.71	Disclosure SEC source: 0001638397-24-000012 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Affiliate of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · KAPC Investment Holdings, L.P. Disclosed balance after: 957,217 F1 · ownership.nature: Shares held by KAPC Investment Holdings, L.P., a controlled affiliate of Kayne Anderson Capital Advisors, L.P. Read SEC document
February 15, 2024 Filed Feb 20, 2024 17:37 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.099	$5,308.00	$250,001.49	Disclosure SEC source: 0001638397-24-000002 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374.051 Read SEC document
December 19, 2023 Filed Dec 26, 2023 17:16 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	28.153	$5,328.00	$149,999.18	Disclosure SEC source: 0001638397-23-000037 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326.953 Read SEC document
November 28, 2023 Filed Nov 29, 2023 22:03 UTC	Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334	PurchaseCommon Stock	1,610,747	$10.03	$16,155,792.41	Disclosure SEC source: 0001638397-23-000035 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Manager of Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,610,747 Read SEC document
November 13, 2023 Filed Nov 21, 2023 02:35 UTC	Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334	GrantCommon Stock	3,289	$9.93	$32,666.35	Disclosure SEC source: 0001638397-23-000024 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Manager of Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · KA Fund Advisors, LLC Disclosed balance after: 3,375 F3 · kind: Shares received as stock consideration in connection with the completion of the merger of Kayne Anderson NextGen Energy & Infrastructure Inc. The exchange rate (0.82245226) for stock consideration was based on each fund's relative net asset value per share as of November 10, 2023. F1 · ownership.nature: Shares owned by KA Fund Advisors, LLC ("KAFA"). KAFA is a controlled affiliate of Kayne Anderson Capital Advisors, L.P. Read SEC document
August 10, 2023 Filed Aug 11, 2023 18:41 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.737	$5,237.00	$249,998.67	Disclosure SEC source: 0001638397-23-000016 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298.799 Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:08 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	47.746	$5,236.00	$249,998.06	Disclosure SEC source: 0001638397-23-000003 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251.062 Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:39 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	48.031	$5,205.00	$250,001.36	Disclosure SEC source: 0001638397-22-000032 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203.316 Read SEC document
October 14, 2022 Filed Oct 18, 2022 15:53 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	49.329	$5,068.00	$249,999.37	Disclosure SEC source: 0001638397-22-000023 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155.285 Read SEC document
June 29, 2022 Filed Jun 30, 2022 18:34 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	19.956	$5,011.02	$99,999.92	Disclosure SEC source: 0001638397-22-000013 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107.956 Read SEC document
March 09, 2022 Filed Mar 9, 2022 22:41 UTC	Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334	SaleCommon Stock	54,040	$8.47	$457,799.86	Disclosure SEC source: 0001638397-22-000008 · primary_doc.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Member/Manager of the Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,235 F2 · ownership.nature: 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer and a controlled affiliate of Kayne Anderson Capital Advisors, L.P. Read SEC document
March 07, 2022 Filed Mar 9, 2022 22:41 UTC	Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334	OtherCommon Stock	54,040	$0.00	$0.00	Disclosure SEC source: 0001638397-22-000008 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Member/Manager of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,275 F1 · kind: Fiduciary/Claymore Energy Infrastructure Fund ("FMO") was merged with and into KYN. FMO was previously held by certain funds and accounts under the management of Kayne Anderson Capital Advisors, L.P. FMO shareholders received newly issued common shares of KYN common stock in exchange for their FMO shares, the aggregate net asset value ("NAV") of which equal the aggregate NAV of FMO common shares, as determined at the close of business on March 4, 2022. The prevailing exchange rate was 1.36622086 per share of FMO. F2 · balance_after: 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer and a controlled affiliate of Kayne Anderson Capital Advisors, L.P. Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:02 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	29,700	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-22-000002 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,722,210 Underlying: Class A Shares · 29,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2 · derivative.exercise_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F1 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2 · derivative.expiration_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F4 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 140,505 Class A units. As a result, such Class A units were cancelled and 140,505 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:02 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	29,700	$0.00	$0.00	Disclosure SEC source: 0001638397-22-000002 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:02 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	29,700	$0.00	$0.00	Disclosure SEC source: 0001638397-22-000002 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 29,700 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 29,700 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:53 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	140,505	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-22-000001 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,722,210 Underlying: Common Units · 140,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F1 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F4 · balance_after: In a simultaneous transaction, KAFU exercised the exchange right provided for in the limited partnership agreement of AAP with respect to 29,700 Class A units. As a result, such Class A units were cancelled and 29,700 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the redemption transaction reported herein and the simultaneous exchange transaction. F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:53 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	140,505	$0.00	$0.00	Disclosure SEC source: 0001638397-22-000001 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:53 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	140,505	$0.00	$0.00	Disclosure SEC source: 0001638397-22-000001 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 140,505 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 140,505 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 20, 2021 Filed Dec 20, 2021 16:47 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	80	$5,000.00	$400,000.00	Disclosure SEC source: 0001638397-21-000039 · primary_doc.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88 Read SEC document
December 16, 2021 Filed Dec 20, 2021 16:47 UTC	Kayne DL 2021, Inc. None · Entity 76473	PurchaseCommon Stock	6	$5,000.00	$30,000.00	Disclosure SEC source: 0001638397-21-000039 · primary_doc.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Managing Member of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8 Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:08 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	3,381,046	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-21-000032 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,892,415 Underlying: Common Units · 3,381,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On September 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 3,381,046 Class A Units. F2 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F1 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On September 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 3,381,046 Class A Units. F2 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On September 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 3,381,046 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:08 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	3,381,046	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000032 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On September 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 3,381,046 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:08 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	3,381,046	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000032 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,381,046 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On September 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 3,381,046 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:53 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	535,009	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-21-000028 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,273,461 Underlying: Common Units · 535,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 535,009 Class A Units. F2 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F1 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 535,009 Class A Units. F2 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F4 · balance_after: In a simultaneous transaction, KAFU exercised the exchange right provided for in the limited partnership agreement of AAP with respect to 25,554 Class A units. As a result, such Class A units were cancelled and 25,554 Class A Shares of PAGP were issued to KAFU. The number of derivative securities owned reflects both the redemption transaction reported herein and the simultaneous exchange transaction. F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 535,009 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:53 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	535,009	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000028 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 535,009 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:53 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	535,009	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000028 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 535,009 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 535,009 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	25,554	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-21-000027 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,273,461 Underlying: Class A Shares · 25,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 25,554 Class A Units. F2 · derivative.exercise_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F1 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 25,554 Class A Units. F2 · derivative.expiration_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F4 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 535,009 Class A units. As a result, such Class A units were cancelled and 535,009 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 25,554 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	25,554	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000027 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 25,554 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
June 30, 2021 Filed Jul 2, 2021 15:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	25,554	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000027 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,554 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On June 30, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 25,554 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:43 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	811	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-21-000012 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,834,024 Underlying: Class A Shares · 811 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 811 Class A Units. F2 · derivative.exercise_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F1 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 811 Class A Units. F2 · derivative.expiration_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F4 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 4,891 Class A units. As a result, such Class A units were cancelled and 4,891 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 811 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:43 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	811	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000012 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 811 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:43 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	811	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000012 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 811 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 811 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:33 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	4,891	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-21-000011 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,834,024 Underlying: Common Units · 4,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 4,891 Class A Units. F2 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F1 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 4,891 Class A Units. F2 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F4 · balance_after: In a simultaneous transaction, KAFU exercised the exchange right provided for in the limited partnership agreement of AAP with respect to 811 Class A units. As a result, such Class A units were cancelled and 811 Class A Shares of PAGP were issued to KAFU. The number of derivative securities owned reflects both the redemption transaction reported herein and the simultaneous exchange transaction. F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 4,891 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:33 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	4,891	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000011 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 4,891 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:33 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	4,891	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000011 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,891 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On March 31, 2021, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 4,891 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:23 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	666	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-21-000002 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 15,839,726 Underlying: Class A Shares · 666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 666 Class A Units. F2 · derivative.exercise_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F1 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 666 Class A Units. F2 · derivative.expiration_date: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F4 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 21,566 Class A units. As a result, such Class A units were cancelled and 21,566 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 666 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:23 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	666	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000002 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 666 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:23 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	666	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000002 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 666 F1 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") holds Class B shares representing limited partner interests in Plains GP Holdings L.P. (the "Issuer"), an equivalent number of units representing limited liability company interests of the Issuer's general partner ("GP Units"), and an equivalent number of Class A Units representing limited partner interests in Plains AAP, L.P. ("AAP"). The Eighth Amended and Restated Limited Partnership Agreement of AAP provides that each limited partner of AAP, including KAFU, has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP together with a like number of Class B shares and GP Units, for a like number of Class A shares of the Issuer. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 666 Class A Units. F2 · ownership.nature: Kayne Anderson Capital Advisors, L.P. ("KACALP") is the manager of the general partner of KAFU and may be deemed to beneficially own the Class B shares, Class A Units, and GP Units held by KAFU. The filing of this statement shall not be construed as an admission that either KAFU or KACALP are, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security. F3 · ownership.nature: The reported transaction involves an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:39 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	21,566	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-21-000003 · primary_doc.xml · derivative · entry 3 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,839,726 Underlying: Common Units · 21,566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 21,566 Class A Units. F2 · derivative.exercise_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F1 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 21,566 Class A Units. F2 · derivative.expiration_date: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F4 · balance_after: In a simultaneous transaction, KAFU exercised the exchange right provided for in the limited partnership agreement of AAP with respect to 666 Class A units. As a result, such Class A units were cancelled and 666 Class A Shares of PAGP were issued to KAFU. The number of derivative securities owned reflects both the redemption transaction reported herein and the simultaneous exchange transaction. F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 21,566 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:39 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	21,566	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000003 · primary_doc.xml · nonDerivative · entry 2 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 21,566 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:39 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Stock	21,566	$0.00	$0.00	Disclosure SEC source: 0001638397-21-000003 · primary_doc.xml · nonDerivative · entry 1 KAFU Holdings (QP), L.P. · CIK 0001638385 · Director · See remarks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · Director · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,566 F1 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner holding Class A Units will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") held by AAP on a one-for-one basis, by delivering Class A Units to AAP with the associated Class B Shares in Plains GP Holdings, L.P. ("PAGP") and GP Units in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). The Redemption Right does not expire. On December 31, 2020, KAFU Holdings (QP), L.P. exercised the Redemption Right with respect to an aggregate 21,566 Class A Units. F2 · ownership.nature: KAFU Holdings (QP), L.P. ("KAFU") owns an equivalent number of Class A Units, Class B Shares and GP Units. KACALP is the managing member of the manager of KAFU and may be deemed to beneficially own the Class A Units, Class B Shares and GP Units held by KAFU. F3 · ownership.nature: The reported transactions involve an in-kind distribution to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.