Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eiger BioPharmaceuticals, Inc.EIGR · Entity 16554 | 10% owner | October 31, 2023 | November 02, 2023 |
| KAYNE ANDERSON ENERGY DEVELOPMENT COKED · Entity 164448 | See Remarks | July 30, 2018 | August 01, 2018 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | SEE NOTES (1) AND (2) | October 22, 2018 | October 25, 2018 |
| Kayne Anderson NextGen Energy & Infrastructure, Inc.KMF · Entity 108252 | See remaks | October 02, 2018 | October 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eiger BioPharmaceuticals, Inc.
Report date October 31, 2023 · Filed November 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 5,108,973 |
Reported balance
After 2023-10-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-10-31 · Purchase · Acquired 11,987 · Balance 5,108,973 F1: Mr. Kayne shares control of Propel Bio Partners LLC, a Delaware limited liability company ("Propel General Partner"). Mr. Kayne and Propel General Partner act as the general partner of, or otherwise provide discretionary advisory services to, one or more private investment funds, and such investment funds acquired the referenced shares of Common Stock. F3: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 5,121,318 |
Reported balance
After 2023-10-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-10-31 · Purchase · Acquired 12,345 · Balance 5,121,318 F1: Mr. Kayne shares control of Propel Bio Partners LLC, a Delaware limited liability company ("Propel General Partner"). Mr. Kayne and Propel General Partner act as the general partner of, or otherwise provide discretionary advisory services to, one or more private investment funds, and such investment funds acquired the referenced shares of Common Stock. F3: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 5,251,827 |
Reported balance
After 2023-10-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-10-31 · Purchase · Acquired 130,509 · Balance 5,251,827 F2: Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock. F3: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 5,351,827 |
Reported balance
After 2023-11-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-11-01 · Purchase · Acquired 100,000 · Balance 5,351,827 F2: Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock. F3: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 5,375,225 |
Reported balance
After 2023-11-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-11-02 · Purchase · Acquired 23,398 · Balance 5,375,225 F2: Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock. F3: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Kayne shares control of Propel Bio Partners LLC, a Delaware limited liability company ("Propel General Partner"). Mr. Kayne and Propel General Partner act as the general partner of, or otherwise provide discretionary advisory services to, one or more private investment funds, and such investment funds acquired the referenced shares of Common Stock.
F2: Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock.
F3: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest.
KAYNE ANDERSON ENERGY DEVELOPMENT CO
Report date July 30, 2018 · Filed August 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectSEE FOOTNOTE | 20,450 |
Reported balance
After 2018-07-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-07-30 · Purchase · Acquired 2,000 · Balance 20,450 F1: Acquisition was made by spouse's retirement account. Other shares are held by KA Fund Advisors, LLC ("KAFA") and by Kayne Anderson Capital Advisors, LP ("KACALP"), KAFA's managing member. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by his spouse's retirement account and by KALCAP and KAFA except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | Direct | 23,800 |
Reported balance
Holding disclosure · report date 2018-07-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,800 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition was made by spouse's retirement account. Other shares are held by KA Fund Advisors, LLC ("KAFA") and by Kayne Anderson Capital Advisors, LP ("KACALP"), KAFA's managing member. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by his spouse's retirement account and by KALCAP and KAFA except to the extent of his pecuniary interest therein.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date October 22, 2018 · Filed October 25, 2018
Jointly reported with KAYNE ANDERSON CAPITAL ADVISORS LP, KA Fund Advisors LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 353,958 |
Reported balance
After 2018-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-22 · Other · Acquired 152,445 · Balance 353,958 F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSEE NOTES | 11,321 |
Reported balance
After 2018-10-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-22 · Other · Disposed 303,568 · Balance 11,321 F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. |
Filing footnotes · ownership attribution and instrument terms
F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN.
F2: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.
Kayne Anderson NextGen Energy & Infrastructure, Inc.
Report date October 02, 2018 · Filed October 04, 2018
Jointly reported with KAYNE ANDERSON CAPITAL ADVISORS LP, KA Fund Advisors LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,000 |
Last balance in matching sequence
After 2018-10-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-10-02 · Sale · Disposed 20,000 · Balance 113,568 F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. Row 3 · 2018-10-02 · Sale · Disposed 109,568 · Balance 4,000 F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 203,844 |
Reported balance
Holding disclosure · report date 2018-10-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 203,844 |
Filing footnotes · ownership attribution and instrument terms
F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018.
F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA.
F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Kimbell Royalty Partners, LP
Report date May 01, 2019 · Filed May 03, 2019
Jointly reported with Haymaker Minerals & Royalties, LLC, KAYNE ANDERSON CAPITAL ADVISORS LP
Section 16 reporting ended · disclosed 2019-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common units representing limited partner interestsSEC Table I · non-derivative | Direct | 800,000 |
Reported balance
After 2019-05-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-01 · Sale · Disposed 3,200,000 · Balance 800,000 F1: As reported on Form 3 filed 7/23/2019 the reporting persons on 7/12/2019 became the beneficial owners of the Common Units as a result of the closing of the transactions contemplated by the May 28, 2018 asset purchase agreement with the Kimbell Royalty Partners, LP ("KRP"). F2: Includes 400,000 Class B Units and related OpCo Common Units that remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under the May 28, 2018 purchase agreement with KRP. Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the Issuer's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. F3: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. F4: (Continued from footnote 3) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI. |
Filing footnotes · ownership attribution and instrument terms
F1: As reported on Form 3 filed 7/23/2019 the reporting persons on 7/12/2019 became the beneficial owners of the Common Units as a result of the closing of the transactions contemplated by the May 28, 2018 asset purchase agreement with the Kimbell Royalty Partners, LP ("KRP").
F2: Includes 400,000 Class B Units and related OpCo Common Units that remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under the May 28, 2018 purchase agreement with KRP. Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the Issuer's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled.
F3: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP.
F4: (Continued from footnote 3) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI.
Kinetik Holdings Inc.
Report date June 28, 2019 · Filed June 28, 2019
Jointly reported with KAYNE ANDERSON CAPITAL ADVISORS LP
Section 16 reporting ended · disclosed 2019-06-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | IndirectSEE FOOTNOTE | 7,235,947 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,235,947 F1: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 200,000 |
| WARRANTS FOR COMMON STOCKSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2023-11-09 | Direct | 1,122,020 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,122,020 |
Filing footnotes · ownership attribution and instrument terms
F1: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES.
RSP Permian, Inc.
Report date May 24, 2017 · Filed May 26, 2017
Section 16 reporting ended · disclosed 2017-05-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 10,626,089 |
Reported balance
After 2017-05-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-05-24 · Sale · Disposed 17,250,000 · Balance 10,626,089 F1: Includes 5,134,925 shares of common stock, par value $0.01 per share (the "Common Stock"), of RSP Permian, Inc. (the "Issuer") owned directly by Silver Hill Energy Partners Holdings, LLC ("SHEP Holdings") and 5,491,164 shares of the Common Stock owned directly by Silver Hill Energy Partners II, LLC ("SHEP II"). Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI LP"), and Kayne Anderson Energy Fund VII LP ("KAEF VII LP"). KAEF VI LP is a member of SHEP Holdings that holds the right to appoint five of the nine representatives to the board of managers of SHEP Holdings. The five representatives to the board of managers of SHEP Holdings appointed by KAEF VI LP possess the majority vote of the board of managers of SHEP Holdings. KAEF VII LP is a member of SHEP II that holds the right to appoint three of the five representatives to the board of managers of SHEP II. F2: (continued from Footnote 1) As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by SHEP Holdings and by SHEP II. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. Mr. Kayne is also a limited partner of KAEF VI LP and KAEF VII LP. F3: On May 18, 2017, the Issuer and SHEP Holdings and SHEP II (the "Selling Stockholders"), entered into an Underwriting Agreement (the "Underwriting Agreement") with Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Underwriter") relating to the offer and sale (the "Offering") of 15,000,000 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") by the Selling Stockholders at a price to the Underwriter of $38.78 per share, to be resold by the Underwriter to the public at variable prices. Pursuant to the Underwriting Agreement, the Selling Stockholders granted the Underwriter a 30-day option to purchase up to an additional 2,250,000 shares of the Common Stock (the "Upsize"), which option was exercised in full by the Underwriter on May 23, 2017. The Offering and Upsize were settled on May 24, 2017. F4: Mr. Kayne disclaims beneficial ownership of the shares reported, except those shares held by him or attributable to him by virtue of his limited partnership interests in KAEF VI LP and KAEF VII LP and his indirect interest in the interest of KACALP in the limited partnerships. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 5,134,925 shares of common stock, par value $0.01 per share (the "Common Stock"), of RSP Permian, Inc. (the "Issuer") owned directly by Silver Hill Energy Partners Holdings, LLC ("SHEP Holdings") and 5,491,164 shares of the Common Stock owned directly by Silver Hill Energy Partners II, LLC ("SHEP II"). Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI LP"), and Kayne Anderson Energy Fund VII LP ("KAEF VII LP"). KAEF VI LP is a member of SHEP Holdings that holds the right to appoint five of the nine representatives to the board of managers of SHEP Holdings. The five representatives to the board of managers of SHEP Holdings appointed by KAEF VI LP possess the majority vote of the board of managers of SHEP Holdings. KAEF VII LP is a member of SHEP II that holds the right to appoint three of the five representatives to the board of managers of SHEP II.
F2: (continued from Footnote 1) As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by SHEP Holdings and by SHEP II. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. Mr. Kayne is also a limited partner of KAEF VI LP and KAEF VII LP.
F3: On May 18, 2017, the Issuer and SHEP Holdings and SHEP II (the "Selling Stockholders"), entered into an Underwriting Agreement (the "Underwriting Agreement") with Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Underwriter") relating to the offer and sale (the "Offering") of 15,000,000 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") by the Selling Stockholders at a price to the Underwriter of $38.78 per share, to be resold by the Underwriter to the public at variable prices. Pursuant to the Underwriting Agreement, the Selling Stockholders granted the Underwriter a 30-day option to purchase up to an additional 2,250,000 shares of the Common Stock (the "Upsize"), which option was exercised in full by the Underwriter on May 23, 2017. The Offering and Upsize were settled on May 24, 2017.
F4: Mr. Kayne disclaims beneficial ownership of the shares reported, except those shares held by him or attributable to him by virtue of his limited partnership interests in KAEF VI LP and KAEF VII LP and his indirect interest in the interest of KACALP in the limited partnerships.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2023 Filed Nov 2, 2023 21:21 UTC | Eiger BioPharmaceuticals, Inc. EIGR · Entity 16554 | PurchaseCommon Stock | 23,398 | $0.30 | $6,965.58 |
DisclosureSEC source: 0001140361-23-051263 · form4.xml · nonDerivative · entry 5 KAYNE RICHARD A · CIK 0000884413 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 5,375,225 F2 · ownership.nature: Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock. F3 · ownership.nature: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 21:21 UTC | Eiger BioPharmaceuticals, Inc. EIGR · Entity 16554 | PurchaseCommon Stock | 100,000 | $0.28 | $27,970.00 |
DisclosureSEC source: 0001140361-23-051263 · form4.xml · nonDerivative · entry 4 KAYNE RICHARD A · CIK 0000884413 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 5,351,827 F2 · ownership.nature: Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock. F3 · ownership.nature: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:21 UTC | Eiger BioPharmaceuticals, Inc. EIGR · Entity 16554 | PurchaseCommon Stock | 130,509 | $0.24 | $31,504.87 |
DisclosureSEC source: 0001140361-23-051263 · form4.xml · nonDerivative · entry 3 KAYNE RICHARD A · CIK 0000884413 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 5,251,827 F2 · ownership.nature: Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock. F3 · ownership.nature: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:21 UTC | Eiger BioPharmaceuticals, Inc. EIGR · Entity 16554 | PurchaseCommon Stock | 12,345 | $0.26 | $3,228.22 |
DisclosureSEC source: 0001140361-23-051263 · form4.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 5,121,318 F1 · ownership.nature: Mr. Kayne shares control of Propel Bio Partners LLC, a Delaware limited liability company ("Propel General Partner"). Mr. Kayne and Propel General Partner act as the general partner of, or otherwise provide discretionary advisory services to, one or more private investment funds, and such investment funds acquired the referenced shares of Common Stock. F3 · ownership.nature: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:21 UTC | Eiger BioPharmaceuticals, Inc. EIGR · Entity 16554 | PurchaseCommon Stock | 11,987 | $0.26 | $3,146.59 |
DisclosureSEC source: 0001140361-23-051263 · form4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 5,108,973 F1 · ownership.nature: Mr. Kayne shares control of Propel Bio Partners LLC, a Delaware limited liability company ("Propel General Partner"). Mr. Kayne and Propel General Partner act as the general partner of, or otherwise provide discretionary advisory services to, one or more private investment funds, and such investment funds acquired the referenced shares of Common Stock. F3 · ownership.nature: Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:16 UTC | Kimbell Royalty Partners, LP KRP · Entity 4535 | SaleCommon units representing limited partner interests | 3,200,000 | $16.25 | $52,000,000.00 |
DisclosureSEC source: 0000899243-19-012096 · doc4.xml · nonDerivative · entry 1 Haymaker Minerals & Royalties, LLC · CIK 0001747787 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 F1 · security: As reported on Form 3 filed 7/23/2019 the reporting persons on 7/12/2019 became the beneficial owners of the Common Units as a result of the closing of the transactions contemplated by the May 28, 2018 asset purchase agreement with the Kimbell Royalty Partners, LP ("KRP"). F2 · balance_after: Includes 400,000 Class B Units and related OpCo Common Units that remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under the May 28, 2018 purchase agreement with KRP. Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the Issuer's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. F3 · ownership.direct: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. F4 · ownership.direct: (Continued from footnote 3) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 16:39 UTC | Kimbell Royalty Partners, LP KRP · Entity 4535 | ConversionOpCo Units · Derivative | 3,600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-010601 · doc4.xml · derivative · entry 2 Haymaker Minerals & Royalties, LLC · CIK 0001747787 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Units representing limited partner interests · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F1 · kind: On April 10, 2019, 3,600,000 units ("OpCo Units") in Kimbell Royalty Operating, LLC (the "OpCo") and the corresponding KRP Class B units were exchanged, on a one-for-one basis, for KRP common units representing limited partner interests. Upon receipt of the notice of redemption, the Issuer elected to issue KRP common units rather than paying in cash. 400,000 OpCo Units remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under its May 28, 2018 purchase agreement with KRP. F4 · derivative.exercise_date: Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F4 · derivative.expiration_date: Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F4 · derivative.underlying_shares: Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F4 · balance_after: Pursuant to an Exchange Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, is exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F2 · ownership.direct: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. F3 · ownership.direct: (Continued from footnote 2) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 16:39 UTC | Kimbell Royalty Partners, LP KRP · Entity 4535 | ConversionCommon units representing limited partner interests | 3,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-010601 · doc4.xml · nonDerivative · entry 1 Haymaker Minerals & Royalties, LLC · CIK 0001747787 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 10, 2019, 3,600,000 units ("OpCo Units") in Kimbell Royalty Operating, LLC (the "OpCo") and the corresponding KRP Class B units were exchanged, on a one-for-one basis, for KRP common units representing limited partner interests. Upon receipt of the notice of redemption, the Issuer elected to issue KRP common units rather than paying in cash. 400,000 OpCo Units remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under its May 28, 2018 purchase agreement with KRP. F1 · price: On April 10, 2019, 3,600,000 units ("OpCo Units") in Kimbell Royalty Operating, LLC (the "OpCo") and the corresponding KRP Class B units were exchanged, on a one-for-one basis, for KRP common units representing limited partner interests. Upon receipt of the notice of redemption, the Issuer elected to issue KRP common units rather than paying in cash. 400,000 OpCo Units remain subject to an Escrow Agreement and will be released on July 12, 2019 assuming Haymaker Minerals & Royalties, LLC will have no indemnification obligations under its May 28, 2018 purchase agreement with KRP. F2 · ownership.direct: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. F3 · ownership.direct: (Continued from footnote 2) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI. Read SEC document |
| March 27, 2019 Filed Mar 27, 2019 15:15 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | SaleCLASS A COMMON STOCK | 78,928 | $6.00 | $473,568.00 |
DisclosureSEC source: 0000899243-19-009003 · doc4.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 13,781,686 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. F1 · ownership.nature: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 15:15 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | SaleCLASS A COMMON STOCK | 142,672 | $6.05 | $863,165.60 |
DisclosureSEC source: 0000899243-19-009003 · doc4.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 13,860,614 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. F1 · ownership.nature: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 14:40 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | SaleCLASS A COMMON STOCK | 90,000 | $6.20 | $558,000.00 |
DisclosureSEC source: 0000899243-19-007508 · doc4.xml · nonDerivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 14,003,286 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 14:40 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | SaleCLASS A COMMON STOCK | 111,457 | $6.10 | $679,887.70 |
DisclosureSEC source: 0000899243-19-007508 · doc4.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 14,093,286 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 14:40 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | SaleCLASS A COMMON STOCK | 22,143 | $6.00 | $132,858.00 |
DisclosureSEC source: 0000899243-19-007508 · doc4.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 14,204,743 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THE POOLED VEHICLES. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 14:59 UTC Amendment | Kinetik Holdings Inc. ALTM · Entity 2202 | SaleCLASS A COMMON STOCK | 82,114 | $6.80 | $558,375.20 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 4 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,226,886 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| February 12, 2019 Filed Mar 4, 2019 14:59 UTC Amendment | Kinetik Holdings Inc. ALTM · Entity 2202 | SaleCLASS A COMMON STOCK | 25,000 | $8.04 | $201,000.00 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,309,000 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| December 31, 2018 Filed Mar 4, 2019 14:59 UTC Amendment | Kinetik Holdings Inc. ALTM · Entity 2202 | PurchaseCLASS A COMMON STOCK | 6,000 | $7.75 | $46,500.00 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,334,000 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| December 28, 2018 Filed Mar 4, 2019 14:59 UTC Amendment | Kinetik Holdings Inc. ALTM · Entity 2202 | PurchaseCLASS A COMMON STOCK | 10,000 | $7.82 | $78,200.00 |
DisclosureSEC source: 0000899243-19-005705 · doc4a.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,328,000 F1 · kind: REFERS TO HOLDINGS IN POOLED VEHICLES AND CLIENT ACCOUNTS MANAGED OR CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). KACALP DISCLAIMS BENEFICIAL INTEREST IN THOSE SHARES EXCEPT TO THE EXTENT OF ITS ECONOMIC INTEREST IN THOSE POOLED VEHICLES. PURCHASE AND SALE TRANSACTIONS REPORTED ABOVE RELATED TO DIFFERENT CLIENT ACCOUNTS MANAGED BY KACALP. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:55 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherWARRANTS · Derivative | 3,182,141 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031680 · doc4.xml · derivative · entry 2 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON · 3,182,141 shares Expires 2023-11-09 F1 · kind: KAYNE ANDERSON SPONSOR, LLC DISTRIBUTED ALL SECURITIES OF ALTM OWNED BY IT (CLASS A COMMON STOCK AND WARRANTS) TO ITS EQUITY OWNERS. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:55 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherCLASS A COMMON STOCK | 2,000,000 | $7.63 | $15,260,000.00 |
DisclosureSEC source: 0000899243-18-031680 · doc4.xml · nonDerivative · entry 1 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: KAYNE ANDERSON SPONSOR, LLC DISTRIBUTED ALL SECURITIES OF ALTM OWNED BY IT (CLASS A COMMON STOCK AND WARRANTS) TO ITS EQUITY OWNERS. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:56 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherWARRANTS · Derivative | 1,122,020 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031681 · doc4.xml · derivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,020 Underlying: CLASS A COMMON · 1,122,020 shares Expires 2023-11-09 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. F3 · ownership.direct: TOTAL BENEFICIALLY OWNED REFLECTS DISTRIBUTION BY KAYNE ANDERSON SPONSOR, LLC TO ITS EQUITY OWNERS OF WARRANTS TO PURCHASE 3,182,141 SHARES OF CLASS A COMMON STOCK NO LONGER BENEFICIALLY OWNED BY REPORTING PERSON EXCEPT TO THE EXTENT RECEIVED IN THAT DISTRIBUTION. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:56 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherCLASS A COMMON STOCK | 556,661 | $7.63 | $4,247,323.43 |
DisclosureSEC source: 0000899243-18-031681 · doc4.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,661 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. F2 · ownership.direct: TOTAL BENEFICIALLY OWNED NOW INCLUDES 556,661 SHARES HELD DIRECTLY BY KACALP AND 200,000 SHARES HELD DIRECTLY BY RICHARD A. KAYNE IN A FAMILY TRUST. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 14:56 UTC | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherCLASS A COMMON STOCK | 2,000,000 | $7.63 | $15,260,000.00 |
DisclosureSEC source: 0000899243-18-031681 · doc4.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,318,000 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. F1 · ownership.nature: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"). UNLESS RECEIVED BY KACALP, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 16:06 UTC Amendment | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherWARRANTS · Derivative | 1,122,020 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-18-031807 · doc4a.xml · derivative · entry 3 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,122,020 Underlying: CLASS A COMMON · 1,122,020 shares Expires 2023-11-09 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE. F3 · ownership.direct: TOTAL BENEFICIALLY OWNED REFLECTS DISTRIBUTION BY KAYNE ANDERSON SPONSOR, LLC TO ITS EQUITY OWNERS OF WARRANTS TO PURCHASE 3,182,141 SHARES OF CLASS A COMMON STOCK NO LONGER BENEFICIALLY OWNED BY REPORTING PERSON EXCEPT TO THE EXTENT RECEIVED IN THAT DISTRIBUTION. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 16:06 UTC Amendment | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherCLASS A COMMON STOCK | 756,661 | $7.63 | $5,773,323.43 |
DisclosureSEC source: 0000899243-18-031807 · doc4a.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956,661 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE. F2 · ownership.direct: TOTAL BENEFICIALLY OWNED NOW INCLUDES 556,661 SHARES HELD DIRECTLY BY KACALP AND 400,000 SHARES HELD DIRECTLY BY RICHARD A. KAYNE IN A FAMILY TRUST. Read SEC document |
| December 21, 2018 Filed Dec 27, 2018 16:06 UTC Amendment | Kinetik Holdings Inc. ALTM · Entity 2202 | OtherCLASS A COMMON STOCK | 2,000,000 | $7.63 | $15,260,000.00 |
DisclosureSEC source: 0000899243-18-031807 · doc4a.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,318,000 F1 · kind: DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 16:25 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | OtherCLASS B COMMON · Derivative | 2,000,000 | $10.00 Strike: $10.00 | $20,000,000.00 |
DisclosureSEC source: 0000899243-18-028924 · doc4.xml · derivative · entry 4 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE REMARKS Disclosed balance after: 0 Underlying: CLASS A COMMON · 2,000,000 shares Expires 2018-11-09 F3 · kind: AS PART OF THE BUSINESS COMBINATION TRANSACTION INVOLVING THE ISSUER,KAYNE SPONSOR REDEEMED 5,570 ,422 SHARES OF CLASS B COMMON STOCK AND REISSUED/TRANSFERRED TO AN UNAFFILIATED THIRD PARTY SHAREHOLDER OF THE ISSUER. THE REMAINING 2,000,000 SHARES OF CLASS B COMMON STOCK OWNED BY KAYNE SPONSOR WERE CONVERTED TO CLASS A COMMON STOCK. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 16:25 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | OtherCLASS B COMMON · Derivative | 5,570,422 | $10.00 Strike: $10.00 | $55,704,220.00 |
DisclosureSEC source: 0000899243-18-028924 · doc4.xml · derivative · entry 3 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE REMARKS Disclosed balance after: 2,000,000 Underlying: CLASS A COMMON · 5,570,422 shares Expires 2018-11-09 F3 · kind: AS PART OF THE BUSINESS COMBINATION TRANSACTION INVOLVING THE ISSUER,KAYNE SPONSOR REDEEMED 5,570 ,422 SHARES OF CLASS B COMMON STOCK AND REISSUED/TRANSFERRED TO AN UNAFFILIATED THIRD PARTY SHAREHOLDER OF THE ISSUER. THE REMAINING 2,000,000 SHARES OF CLASS B COMMON STOCK OWNED BY KAYNE SPONSOR WERE CONVERTED TO CLASS A COMMON STOCK. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 16:25 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | OtherWARRANTS · Derivative | 3,182,140 | $10.00 Strike: $10.00 | $31,821,400.00 |
DisclosureSEC source: 0000899243-18-028924 · doc4.xml · derivative · entry 2 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE REMARKS Disclosed balance after: 3,182,141 Underlying: CLASS A COMMON · 3,182,140 shares Expires 2023-11-09 F2 · kind: AS PART OF THE BUSINESS COMBINATION TRANSACTION INVOLVING THE ISSUER,KAYNE SPONSOR REDEEMED WARRANTS EXERCISABLE FOR 3,182,140 SHARES OF CLASS A COMMON STOCK AND REISSUED/TRANSFERRED TO AN UNAFFILIATED THIRD PARTY SHAREHOLDER OF THE ISSUER. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 16:25 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | ConversionCLASS A COMMON STOCK | 2,000,000 | $10.00 | $20,000,000.00 |
DisclosureSEC source: 0000899243-18-028924 · doc4.xml · nonDerivative · entry 1 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE REMARKS Disclosed balance after: 2,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: CONVERSION OF 2,000,000 SHARES OF CLASS B COMMON STOCK HELD BY KAYNE ANDERSON SPONSOR, LLC ("KAYNE SPONSOR"), WHICH IS CONTROLLED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 15:32 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | PurchaseCLASS A COMMON STOCK | 200,000 | $10.00 | $2,000,000.00 |
DisclosureSEC source: 0000899243-18-028901 · doc4.xml · nonDerivative · entry 2 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,518,000 F2 · kind: HELD BY RICHARD A. KAYNE IN A FAMILY TRUST. F2 · ownership.direct: HELD BY RICHARD A. KAYNE IN A FAMILY TRUST. Read SEC document |
| November 09, 2018 Filed Nov 14, 2018 15:32 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | PurchaseCLASS A COMMON STOCK | 14,318,000 | $10.00 | $143,180,000.00 |
DisclosureSEC source: 0000899243-18-028901 · doc4.xml · nonDerivative · entry 1 KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE REMARKS Disclosed balance after: 16,318,000 F1 · kind: PRIVATE PURCHASE OF CLASS A COMMON STOCK BY PRIVATE COMMINGLED FUNDS AND SEPARATELY MANAGED CLIENT ACCOUNTS MANAGED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. F1 · ownership.nature: PRIVATE PURCHASE OF CLASS A COMMON STOCK BY PRIVATE COMMINGLED FUNDS AND SEPARATELY MANAGED CLIENT ACCOUNTS MANAGED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. Read SEC document |
| October 22, 2018 Filed Oct 25, 2018 19:54 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 303,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-027503 · doc4.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE NOTES Disclosed balance after: 11,321 F1 · kind: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F1 · price: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2 · price: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. F2 · ownership.direct: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. F1 · ownership.nature: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2 · ownership.nature: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| October 22, 2018 Filed Oct 25, 2018 19:54 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 152,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-027503 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,958 F1 · kind: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F1 · price: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2 · price: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 16:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | SaleCommon Stock | 109,568 | $129,559.00 | $14,195,520,512.00 |
DisclosureSEC source: 0001304186-18-000016 · primary_doc.xml · nonDerivative · entry 3 KAYNE RICHARD A · CIK 0000884413 · See remaks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks KA Fund Advisors LLC · CIK 0001376209 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,000 F1 · ownership.nature: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2 · ownership.nature: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3 · ownership.nature: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 16:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | SaleCommon Stock | 20,000 | $13.00 | $260,044.00 |
DisclosureSEC source: 0001304186-18-000016 · primary_doc.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · See remaks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks KA Fund Advisors LLC · CIK 0001376209 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 113,568 F1 · ownership.nature: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2 · ownership.nature: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3 · ownership.nature: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2018 Filed Sep 25, 2018 19:59 UTC | Kimbell Royalty Partners, LP KRP · Entity 4535 | OtherOpCo Common Units · Derivative | 4,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-025203 · doc4.xml · derivative · entry 2 Haymaker Minerals & Royalties, LLC · CIK 0001747787 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000,000 Underlying: Common Units · Not disclosed shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Recapitalization Agreement and the effectiveness of the Issuer's Third Amended and Restated Partnership Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, are exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F1 · kind: In connection with the effectiveness of the Issuer's Third Amended and Restated Partnership Agreement and pursuant to a Recapitalization Agreement (the "Recapitalization Agreement"), Haymaker Minerals & Royalties, LLC ("Haymaker Minerals") delivered and assigned its 4,000,000 common units in exchange for (i) 4,000,000 newly issued Class B common units (the "Class B Common Unit") representing limited partnership interests in the Issuer and (ii) 4,000,000 newly issued common units (the "OpCo Common Units") in Kimbell Royalty Operating, LLC (the "OpCo"), a wholly owned subsidiary of the Issuer. F4 · price: Pursuant to an Exchange Agreement entered into in connection with the Recapitalization Agreement and the effectiveness of the Issuer's Third Amended and Restated Partnership Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, are exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F4 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Recapitalization Agreement and the effectiveness of the Issuer's Third Amended and Restated Partnership Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, are exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F4 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Recapitalization Agreement and the effectiveness of the Issuer's Third Amended and Restated Partnership Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, are exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F4 · derivative.underlying_shares: Pursuant to an Exchange Agreement entered into in connection with the Recapitalization Agreement and the effectiveness of the Issuer's Third Amended and Restated Partnership Agreement, each Class B Common Unit and OpCo Common Unit (together, a "Unit"), collectively, are exchangeable, on a one-for-one basis, for common units of the Issuer or, at the OpCo's election, for cash. Upon exchange of a Unit, the corresponding unit of Class B Common Unit and OpCo Common Unit will be redeemed at par value and cancelled. The Class B Common Units and the OpCo Common Units do not have an expiration date. F2 · ownership.direct: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. F3 · ownership.direct: (Continued from footnote 2) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI. Read SEC document |
| September 23, 2018 Filed Sep 25, 2018 19:59 UTC | Kimbell Royalty Partners, LP KRP · Entity 4535 | OtherCommon Units | 4,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025203 · doc4.xml · nonDerivative · entry 1 Haymaker Minerals & Royalties, LLC · CIK 0001747787 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: In connection with the effectiveness of the Issuer's Third Amended and Restated Partnership Agreement and pursuant to a Recapitalization Agreement (the "Recapitalization Agreement"), Haymaker Minerals & Royalties, LLC ("Haymaker Minerals") delivered and assigned its 4,000,000 common units in exchange for (i) 4,000,000 newly issued Class B common units (the "Class B Common Unit") representing limited partnership interests in the Issuer and (ii) 4,000,000 newly issued common units (the "OpCo Common Units") in Kimbell Royalty Operating, LLC (the "OpCo"), a wholly owned subsidiary of the Issuer. F2 · ownership.direct: These shares are owned directly by Haymaker Minerals. Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI"), a member of Haymaker Minerals holding the right to appoint four of the seven representatives to the board of managers of Haymaker Minerals. The four representatives to the board of managers of Haymaker Minerals appointed by KAEF VI possess the majority vote of the board of managers of Haymaker Minerals. As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the Common Units owned by Haymaker Minerals. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. F3 · ownership.direct: (Continued from footnote 2) Mr. Kayne is also a limited partner of KAEF VI. KACALP disclaims beneficial ownership of the securities owned by Haymaker Minerals in excess of its pecuniary interest therein and this statement shall not be deemed an admission that KACALP is the beneficial owner of the reported Common Units for the purposes of Section 13(d) of the Exchange Act or any other purpose. Mr. Kayne disclaims beneficial ownership of the Common Units reported, except those Common Units held by him or attributable to him by virtue of his limited partner interest in KAEF VI and his indirect interest in the interest of KACALP in KAEF VI. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:48 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherCOMMON STOCK | 71,828 | $15.10 | $1,084,602.80 |
DisclosureSEC source: 0000899243-18-022911 · doc4.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE NOTES (1) AND (2) Disclosed balance after: 133,568 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE. F2 · ownership.direct: A TOTAL OF 129,568 SHARES ARE HELD BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.("KACALP") RICHARD KAYNE IS THE MAJORITY OWNER AND CHAIRMAN OF KACALP. A TOTAL OF 4,000 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KACALP AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:48 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherCOMMON STOCK | 197,754 | $15.10 | $2,986,085.40 |
DisclosureSEC source: 0000899243-18-022911 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,844 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:45 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 17,725 | $20.02 | $354,854.50 |
DisclosureSEC source: 0000899243-18-022910 · doc4.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE NOTES (1) AND (2) Disclosed balance after: 314,889 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY IN CONNECTION WITH ITS REORGANIZATION INTO KYN, USING RESPECTIVE NET ASSET VALUES PER SHARE. F2 · ownership.direct: A TOTAL OF 303,568 SHARES ARE OWND BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.("KACALP.") RICHARD KAYNE IS THE MAJORITY OWNER AND CHAIRMAN OF KACALP. A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") MR. KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KACALP, KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:45 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 24,788 | $20.02 | $496,255.76 |
DisclosureSEC source: 0000899243-18-022910 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,513 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY IN CONNECTION WITH ITS REORGANIZATION INTO KYN, USING RESPECTIVE NET ASSET VALUES PER SHARE. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:26 UTC | KAYNE ANDERSON ENERGY DEVELOPMENT CO KED · Entity 164448 | PurchaseCOMMON STOCK | 2,000 | $17.53 | $35,060.00 |
DisclosureSEC source: 0000899243-18-021040 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FOOTNOTE Disclosed balance after: 20,450 F1 · ownership.nature: Acquisition was made by spouse's retirement account. Other shares are held by KA Fund Advisors, LLC ("KAFA") and by Kayne Anderson Capital Advisors, LP ("KACALP"), KAFA's managing member. Richard Kayne is the majority owner and chairman of KACALP. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by his spouse's retirement account and by KALCAP and KAFA except to the extent of his pecuniary interest therein. Read SEC document |
| May 01, 2018 Filed May 8, 2018 18:32 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | PurchaseCommon Stock | 14,265 | $17.53 | $250,012.67 |
DisclosureSEC source: 0001304183-18-000002 · primary_doc.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · Affiliate of Investment Adviso 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 297,164 F1 · kind: Negotiated transaction between KA Associates Inc., an affiliate of the investment advisor of the Issuer (see footnote 2), and Kevin S. McCarthy, Chairman of the Issuer. Price determined based on the 10-day VWAP for the period April 16-30, 2018. F2 · balance_after: A total of 285,929 shares are owned by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. A total of 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer. Richard Kayne is the majority owner of KAA. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAA except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:42 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | OtherClass B Common Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015423 · doc4.xml · derivative · entry 1 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,313,028 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2 · kind: In connection with Mark Borer's election as an independent director of the issuer, 40,000 shares of Class B common stock of the issuer were transferred by Kayne Anderson Sponsor, LLC to Mr. Borer for no consideration. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:23 UTC | RSP Permian, Inc. RSPP · Entity 164859 | SaleCommon Stock | 17,250,000 | $38.78 | $668,955,000.00 |
DisclosureSEC source: 0000899243-17-014594 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,626,089 F1 · kind: Includes 5,134,925 shares of common stock, par value $0.01 per share (the "Common Stock"), of RSP Permian, Inc. (the "Issuer") owned directly by Silver Hill Energy Partners Holdings, LLC ("SHEP Holdings") and 5,491,164 shares of the Common Stock owned directly by Silver Hill Energy Partners II, LLC ("SHEP II"). Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI LP"), and Kayne Anderson Energy Fund VII LP ("KAEF VII LP"). KAEF VI LP is a member of SHEP Holdings that holds the right to appoint five of the nine representatives to the board of managers of SHEP Holdings. The five representatives to the board of managers of SHEP Holdings appointed by KAEF VI LP possess the majority vote of the board of managers of SHEP Holdings. KAEF VII LP is a member of SHEP II that holds the right to appoint three of the five representatives to the board of managers of SHEP II. F2 · kind: (continued from Footnote 1) As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by SHEP Holdings and by SHEP II. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. Mr. Kayne is also a limited partner of KAEF VI LP and KAEF VII LP. F3 · kind: On May 18, 2017, the Issuer and SHEP Holdings and SHEP II (the "Selling Stockholders"), entered into an Underwriting Agreement (the "Underwriting Agreement") with Merrill Lynch, Pierce, Fenner & Smith Incorporated (the "Underwriter") relating to the offer and sale (the "Offering") of 15,000,000 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") by the Selling Stockholders at a price to the Underwriter of $38.78 per share, to be resold by the Underwriter to the public at variable prices. Pursuant to the Underwriting Agreement, the Selling Stockholders granted the Underwriter a 30-day option to purchase up to an additional 2,250,000 shares of the Common Stock (the "Upsize"), which option was exercised in full by the Underwriter on May 23, 2017. The Offering and Upsize were settled on May 24, 2017. F4 · kind: Mr. Kayne disclaims beneficial ownership of the shares reported, except those shares held by him or attributable to him by virtue of his limited partnership interests in KAEF VI LP and KAEF VII LP and his indirect interest in the interest of KACALP in the limited partnerships. F1 · ownership.nature: Includes 5,134,925 shares of common stock, par value $0.01 per share (the "Common Stock"), of RSP Permian, Inc. (the "Issuer") owned directly by Silver Hill Energy Partners Holdings, LLC ("SHEP Holdings") and 5,491,164 shares of the Common Stock owned directly by Silver Hill Energy Partners II, LLC ("SHEP II"). Kayne Anderson Capital Advisors, L.P. ("KACALP") is the managing member of the general partner of Kayne Anderson Energy Fund VI LP ("KAEF VI LP"), and Kayne Anderson Energy Fund VII LP ("KAEF VII LP"). KAEF VI LP is a member of SHEP Holdings that holds the right to appoint five of the nine representatives to the board of managers of SHEP Holdings. The five representatives to the board of managers of SHEP Holdings appointed by KAEF VI LP possess the majority vote of the board of managers of SHEP Holdings. KAEF VII LP is a member of SHEP II that holds the right to appoint three of the five representatives to the board of managers of SHEP II. F2 · ownership.nature: (continued from Footnote 1) As a result, KACALP may be deemed to have the power to vote or direct the vote or to dispose or direct the disposition of the shares owned by SHEP Holdings and by SHEP II. Richard A. Kayne ("Mr. Kayne") is the controlling shareholder of Kayne Anderson Investment Management, Inc., the general partner of KACALP. Mr. Kayne is also a limited partner of KAEF VI LP and KAEF VII LP. F4 · ownership.nature: Mr. Kayne disclaims beneficial ownership of the shares reported, except those shares held by him or attributable to him by virtue of his limited partnership interests in KAEF VI LP and KAEF VII LP and his indirect interest in the interest of KACALP in the limited partnerships. Read SEC document |
| April 21, 2017 Filed Apr 25, 2017 15:58 UTC | Kinetik Holdings Inc. KAAC · Entity 2202 | OtherClass B Common Stock · Derivative | 629,472 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010849 · doc4.xml · derivative · entry 1 Kayne Anderson Sponsor, LLC · CIK 0001702103 · 10% owner KAYNE RICHARD A · CIK 0000884413 · 10% owner KAYNE ANDERSON INVESTMENT MANAGEMENT INC · CIK 0000884415 · 10% owner KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,353,028 Underlying: Class A Common Stock · 629,472 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the issuer, 629,472 shares of Class B common stock of the issuer were returned by Kayne Anderson Sponsor, LLC to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 17:04 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | PurchaseCommon Stock | 25,500 | $19.45 | $495,931.65 |
DisclosureSEC source: 0001304186-16-000004 · primary_doc.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · Affiliate of Investment Advise 10b5-1 filing: Not disclosed Ownership: Indirect · * Disclosed balance after: 311,429 F1 · ownership.nature: A total of 285,929 shares are owned by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. A total of 25,500 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer. Richard Kayne is the majority owner of KAA. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAA except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.