organization · Reporting owner
KA Fund Advisors LLC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | SEE NOTE (2) | October 22, 2018 | October 25, 2018 |
| Kayne Anderson NextGen Energy & Infrastructure, Inc.KMF · Entity 108252 | See Remarks | October 02, 2018 | October 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date October 22, 2018 · Filed October 25, 2018
Jointly reported with KAYNE RICHARD A, KAYNE ANDERSON CAPITAL ADVISORS LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 353,958 |
Reported balance
After 2018-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-22 · Other · Acquired 152,445 · Balance 353,958 F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSEE NOTES | 11,321 |
Reported balance
After 2018-10-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-22 · Other · Disposed 303,568 · Balance 11,321 F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. |
Filing footnotes · ownership attribution and instrument terms
F1: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN.
F2: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.
Kayne Anderson NextGen Energy & Infrastructure, Inc.
Report date October 02, 2018 · Filed October 04, 2018
Jointly reported with KAYNE RICHARD A, KAYNE ANDERSON CAPITAL ADVISORS LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 4,000 |
Last balance in matching sequence
After 2018-10-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-10-02 · Sale · Disposed 20,000 · Balance 113,568 F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. Row 3 · 2018-10-02 · Sale · Disposed 109,568 · Balance 4,000 F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 203,844 |
Reported balance
Holding disclosure · report date 2018-10-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 203,844 |
Filing footnotes · ownership attribution and instrument terms
F1: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018.
F2: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA.
F3: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 22, 2018 Filed Oct 25, 2018 19:54 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 303,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-027503 · doc4.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE NOTES Disclosed balance after: 11,321 F1 · kind: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F1 · price: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2 · price: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. F2 · ownership.direct: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. F1 · ownership.nature: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2 · ownership.nature: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| October 22, 2018 Filed Oct 25, 2018 19:54 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 152,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-027503 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,958 F1 · kind: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F1 · price: SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN. F2 · price: A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 16:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | SaleCommon Stock | 109,568 | $129,559.00 | $14,195,520,512.00 |
DisclosureSEC source: 0001304186-18-000016 · primary_doc.xml · nonDerivative · entry 3 KAYNE RICHARD A · CIK 0000884413 · See remaks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks KA Fund Advisors LLC · CIK 0001376209 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,000 F1 · ownership.nature: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2 · ownership.nature: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3 · ownership.nature: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 16:35 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | SaleCommon Stock | 20,000 | $13.00 | $260,044.00 |
DisclosureSEC source: 0001304186-18-000016 · primary_doc.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · See remaks KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · See remarks KA Fund Advisors LLC · CIK 0001376209 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 113,568 F1 · ownership.nature: The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018. F2 · ownership.nature: 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA. F3 · ownership.nature: Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:48 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherCOMMON STOCK | 71,828 | $15.10 | $1,084,602.80 |
DisclosureSEC source: 0000899243-18-022911 · doc4.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE NOTES (1) AND (2) Disclosed balance after: 133,568 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE. F2 · ownership.direct: A TOTAL OF 129,568 SHARES ARE HELD BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.("KACALP") RICHARD KAYNE IS THE MAJORITY OWNER AND CHAIRMAN OF KACALP. A TOTAL OF 4,000 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KACALP AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:48 UTC | Kayne Anderson NextGen Energy & Infrastructure, Inc. KMF · Entity 108252 | OtherCOMMON STOCK | 197,754 | $15.10 | $2,986,085.40 |
DisclosureSEC source: 0000899243-18-022911 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,844 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY TOTAL RETURN FUND, INC. IN CONNECTION WITH ITS REORGANIZATION INTO KMF, USING RESPECTIVE NET ASSET VALUES PER SHARE. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:45 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 17,725 | $20.02 | $354,854.50 |
DisclosureSEC source: 0000899243-18-022910 · doc4.xml · nonDerivative · entry 2 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SEE NOTES (1) AND (2) Disclosed balance after: 314,889 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY IN CONNECTION WITH ITS REORGANIZATION INTO KYN, USING RESPECTIVE NET ASSET VALUES PER SHARE. F2 · ownership.direct: A TOTAL OF 303,568 SHARES ARE OWND BY KAYNE ANDERSON CAPITAL ADVISORS, L.P.("KACALP.") RICHARD KAYNE IS THE MAJORITY OWNER AND CHAIRMAN OF KACALP. A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") MR. KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KACALP, KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. Read SEC document |
| August 06, 2018 Filed Aug 21, 2018 19:45 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherCOMMON STOCK | 24,788 | $20.02 | $496,255.76 |
DisclosureSEC source: 0000899243-18-022910 · doc4.xml · nonDerivative · entry 1 KAYNE RICHARD A · CIK 0000884413 · SEE NOTES (1) AND (2) KAYNE ANDERSON CAPITAL ADVISORS LP · CIK 0000949615 · SEE NOTE (2) KA Fund Advisors LLC · CIK 0001376209 · SEE NOTE (2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,513 F1 · kind: SHARES RECEIVED IN EXCHANGE FOR SHARES FORMERLY HELD IN KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY IN CONNECTION WITH ITS REORGANIZATION INTO KYN, USING RESPECTIVE NET ASSET VALUES PER SHARE. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.