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person · Reporting owner

Cote Elissa S.

Disclosed activity across 1 company

Tapewire entity
53119
SEC CIK
0002069951

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Vistagen Therapeutics, Inc.VTGN · Entity 7955Chief Corp Development OfficerApril 07, 2026April 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Vistagen Therapeutics, Inc.

Report date April 07, 2026 · Filed April 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.54 · Expires 2036-04-07Direct75,000 Reported balance After 2026-04-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-07 · Grant · Acquired 75,000 · Balance 75,000

F1: Represents stock options (the "Options") granted pursuant to the Issuer's Amended and Restated 2019 Omnibus Equity Incentive Plan, as amended. 25% of the Options will vest on the six-month anniversary of April 7, 2026 (the "Grant Date"), and will vest in 25% installments every six months thereafter until the Options become fully vested on the two (2) year anniversary of the Grant Date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock options (the "Options") granted pursuant to the Issuer's Amended and Restated 2019 Omnibus Equity Incentive Plan, as amended. 25% of the Options will vest on the six-month anniversary of April 7, 2026 (the "Grant Date"), and will vest in 25% installments every six months thereafter until the Options become fully vested on the two (2) year anniversary of the Grant Date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2026 Filed Apr 10, 2026 00:38 UTC Vistagen Therapeutics, Inc. VTGN · Entity 7955 GrantIncentive Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0002069951-26-000004 · edgardoc.xml · derivative · entry 1

Cote Elissa S. · CIK 0002069951 · Chief Corp Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-04-07

F1 · derivative.exercise_date: Represents stock options (the "Options") granted pursuant to the Issuer's Amended and Restated 2019 Omnibus Equity Incentive Plan, as amended. 25% of the Options will vest on the six-month anniversary of April 7, 2026 (the "Grant Date"), and will vest in 25% installments every six months thereafter until the Options become fully vested on the two (2) year anniversary of the Grant Date.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 21:16 UTC Vistagen Therapeutics, Inc. VTGN · Entity 7955 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001415889-25-018206 · form4-06252025_090633.xml · derivative · entry 1

Cote Elissa S. · CIK 0002069951 · Chief Corp Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-06-23

F2 · price: The stock options were granted in connection with the Reporting Person's appointment as Chief Corporate Development Officer.

F1 · derivative.exercise_date: 25% of the stock options vest on June 23, 2026 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.