Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNB Standard CorpBNC · Entity 6684 | Chief Financial Officer | April 06, 2026 | April 09, 2026 |
| KKR Real Estate Finance Trust Inc.KREF · Entity 5505 | CFO and Treasurer | December 22, 2017 | December 22, 2017 |
| Sunlight Financial Holdings Inc.SUNL · Entity 109236 | Chief Accounting Officer | September 30, 2023 | October 03, 2023 |
| reAlpha Tech Corp.AIRE · Entity 8009 | Chief Financial Officer | August 19, 2024 | August 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNB Standard Corp
Report date April 06, 2026 · Filed April 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 363,636 |
Reported balance
After 2026-04-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-06 · Grant · Acquired 363,636 · Balance 363,636 F1: RSUs convert into common stock on a one-for-one basis. F2: 25% of the RSUs (90,909 shares) vest on April 6, 2027, with the remaining RSUs vesting in equal quarterly installments thereafter through April 6, 2030, subject to the Participant's continued service with the Company through each applicable vesting date. The RSUs were granted pursuant to the CEA Industries Inc. 2026 Inducement Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: RSUs convert into common stock on a one-for-one basis.
F2: 25% of the RSUs (90,909 shares) vest on April 6, 2027, with the remaining RSUs vesting in equal quarterly installments thereafter through April 6, 2030, subject to the Participant's continued service with the Company through each applicable vesting date. The RSUs were granted pursuant to the CEA Industries Inc. 2026 Inducement Plan.
KKR Real Estate Finance Trust Inc.
Report date December 22, 2017 · Filed December 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2017-12-22 transaction · row 1
1 source rowRow 1 · 2017-12-22 · Grant · Acquired 2,500 · Balance 2,500 F1: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on April 1, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on April 1, 2018.
Sunlight Financial Holdings Inc.
Report date September 30, 2023 · Filed October 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 16,337 |
Reported balance
After 2023-09-30 transaction · row 1
1 source rowRow 1 · 2023-09-30 · Tax withholding · Disposed 45 · Balance 16,337 F1: Represents the number of shares withheld to pay taxes incurred on the vesting of 89 shares on September 30, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld to pay taxes incurred on the vesting of 89 shares on September 30, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury.
reAlpha Tech Corp.
Report date August 19, 2024 · Filed August 22, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2026 Filed Apr 9, 2026 21:00 UTC | BNB Standard Corp BNC · Entity 6684 | GrantRestricted Stock Units · Derivative | 363,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-015912 · ownership.xml · derivative · entry 1 Miller William B · CIK 0001704980 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,636 Underlying: Common Stock · 363,636 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: 25% of the RSUs (90,909 shares) vest on April 6, 2027, with the remaining RSUs vesting in equal quarterly installments thereafter through April 6, 2030, subject to the Participant's continued service with the Company through each applicable vesting date. The RSUs were granted pursuant to the CEA Industries Inc. 2026 Inducement Plan. F2 · derivative.expiration_date: 25% of the RSUs (90,909 shares) vest on April 6, 2027, with the remaining RSUs vesting in equal quarterly installments thereafter through April 6, 2030, subject to the Participant's continued service with the Company through each applicable vesting date. The RSUs were granted pursuant to the CEA Industries Inc. 2026 Inducement Plan. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 16:02 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 45 | $0.45 | $20.25 |
DisclosureSEC source: 0001821850-23-000084 · wk-form4_1696348949.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,337 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 89 shares on September 30, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 15:57 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 47 | $2.46 | $115.62 |
DisclosureSEC source: 0001821850-23-000075 · wk-form4_1693929429.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,382 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 92 shares on August 31, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 16:37 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 941 | $0.52 | $489.32 |
DisclosureSEC source: 0001821850-23-000059 · wk-form4_1690994251.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,567 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,845 shares on July 31, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| July 09, 2023 Filed Jul 11, 2023 19:00 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 3,279 | $0.32 | $1,049.28 |
DisclosureSEC source: 0001821850-23-000057 · wk-form4_1689102000.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,508 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 10,000 restricted stock units on July 9, 2023 which convert into common stock on a one-for-one basis. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 18:07 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 868 | $0.29 | $251.72 |
DisclosureSEC source: 0001821850-23-000054 · wk-form4_1688580447.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,787 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,784 shares on June 30, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 19:29 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 798 | $0.39 | $311.22 |
DisclosureSEC source: 0001704980-23-000010 · wf-form4_168573418877195.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,655 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,845 shares on May 31, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| April 30, 2023 Filed May 2, 2023 19:40 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 772 | $0.45 | $347.40 |
DisclosureSEC source: 0001704980-23-000008 · wf-form4_168305643001728.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,453 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,784 shares on April 30, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:26 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 798 | $0.31 | $247.38 |
DisclosureSEC source: 0001704980-23-000006 · wf-form4_168063998844975.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,225 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,844 shares on March 31, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 21:43 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 794 | $1.31 | $1,040.14 |
DisclosureSEC source: 0001704980-23-000004 · wf-form4_167770698250951.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,023 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,666 shares on February 28, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| February 18, 2023 Filed Feb 22, 2023 22:13 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 19,396 | $1.55 | $30,063.80 |
DisclosureSEC source: 0001821850-23-000014 · wf-form4_167710399957157.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,817 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 42,531 restricted stock units on February 18, 2023 which convert into common stock on a one-for-one basis. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 18:47 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 798 | $1.29 | $1,029.42 |
DisclosureSEC source: 0001704980-23-000002 · wf-form4_167536363833002.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,213 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,844 shares on January 31, 2023. The shares withheld are purchased directly by Sunlight Financial Holdings Inc. to cover the tax liability and such shares are held in treasury. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:07 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | GrantClass A Common Stock | 96,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001821850-23-000008 · wf-form4_167277998579420.xml · nonDerivative · entry 2 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,011 F2 · kind: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments annually, commencing on February 18, 2023. F2 · price: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments annually, commencing on February 18, 2023. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:07 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 748 | $1.29 | $964.92 |
DisclosureSEC source: 0001821850-23-000008 · wf-form4_167277998579420.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,393 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,845 shares on December 31, 2022. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 16:27 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 724 | $1.81 | $1,310.44 |
DisclosureSEC source: 0001704980-22-000028 · wf-form4_166999844242142.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,141 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,784 shares on November 30, 2022. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 19:17 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 2,427 | $1.36 | $3,300.72 |
DisclosureSEC source: 0001704980-22-000026 · wf-form4_166853981473340.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,865 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 6,750 restricted stock units on November 11, 2022 which convert into common stock on a one-for-one basis. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:47 UTC Amendment | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 748 | $1.21 | $905.08 |
DisclosureSEC source: 0001704980-22-000024 · wf-form4a_166742205627634.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,292 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,844 shares on October 31, 2022. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:57 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 748 | $1.21 | $905.08 |
DisclosureSEC source: 0001704980-22-000022 · wf-form4_166741540983174.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,292 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,784 shares on October 31, 2022. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:32 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | GrantClass A Common Stock | 41,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001821850-22-000065 · wf-form4_166490833861174.xml · nonDerivative · entry 2 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,040 F2 · kind: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments annually, commencing on February 18, 2023. F2 · price: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments annually, commencing on February 18, 2023. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 18:32 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 724 | $1.24 | $897.76 |
DisclosureSEC source: 0001821850-22-000065 · wf-form4_166490833861174.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,504 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,784 shares on September 30, 2022. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 14:07 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 748 | $3.06 | $2,288.88 |
DisclosureSEC source: 0001704980-22-000020 · wf-form4_166204125405133.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,228 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,844 shares on August 31, 2022. Read SEC document |
| July 31, 2022 Filed Aug 1, 2022 14:23 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 748 | $3.80 | $2,842.40 |
DisclosureSEC source: 0001704980-22-000018 · wf-form4_165936377596742.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,976 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,845 shares on July 31, 2022. Read SEC document |
| July 09, 2022 Filed Jul 12, 2022 20:30 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 3,595 | $2.86 | $10,281.70 |
DisclosureSEC source: 0001704980-22-000016 · wf-form4_165765783973821.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,724 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 10,000 restricted stock units on July 9, 2022 which convert into common stock on a one-for-one basis. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 19:53 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | GrantClass A Common Stock | 31,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001821850-22-000035 · wf-form4_165705076400742.xml · nonDerivative · entry 2 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,319 F2 · kind: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments annually, commencing on February 18, 2023. F2 · price: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments annually, commencing on February 18, 2023. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 19:53 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 724 | $2.95 | $2,135.80 |
DisclosureSEC source: 0001821850-22-000035 · wf-form4_165705076400742.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,345 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,784 shares on June 30, 2022. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 15:45 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 748 | $4.63 | $3,463.24 |
DisclosureSEC source: 0001704980-22-000014 · wf-form4_165409833290994.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,069 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,844 shares on May 31, 2022. Read SEC document |
| April 30, 2022 Filed May 3, 2022 14:46 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 724 | $4.15 | $3,004.60 |
DisclosureSEC source: 0001704980-22-000012 · wf-form4_165158918008378.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,817 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,785 shares on April 30, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 15:55 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 700 | $5.04 | $3,528.00 |
DisclosureSEC source: 0001704980-22-000009 · wf-form4_164908769295078.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,541 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,844 shares on March 31, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 14:54 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 656 | $4.07 | $2,669.92 |
DisclosureSEC source: 0001704980-22-000007 · wf-form4_164623287609770.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,241 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,663 shares on February 28, 2022. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 14:34 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 669 | $2.94 | $1,966.86 |
DisclosureSEC source: 0001704980-22-000005 · wf-form4_164372603168208.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,897 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,845 shares on January 31, 2022. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 20:54 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 1,059 | $4.78 | $5,062.02 |
DisclosureSEC source: 0001704980-22-000003 · wf-form4_164132963432271.xml · nonDerivative · entry 2 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,566 F2 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,845 shares on December 31, 2021. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 14:59 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 1,025 | $4.37 | $4,479.25 |
DisclosureSEC source: 0001704980-21-000009 · wf-form4_163837075027766.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Managing Director Acct Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,625 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,785 shares on November 30, 2021. Read SEC document |
| November 11, 2021 Filed Jan 4, 2022 20:54 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | GrantClass A Common Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001704980-22-000003 · wf-form4_164132963432271.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,625 F1 · kind: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments commencing on the first anniversary of the grant date. F1 · price: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of Sunlight Financial Holdings Inc. The RSUs will vest over a 4-year period in equal installments commencing on the first anniversary of the grant date. Read SEC document |
| October 31, 2021 Filed Nov 1, 2021 13:08 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 1,059 | $5.91 | $6,258.69 |
DisclosureSEC source: 0001704980-21-000007 · wf-form4_163577208423224.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Managing Director Acct Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,650 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,845 shares on October 31, 2021. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 18:17 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 1,025 | $5.31 | $5,442.75 |
DisclosureSEC source: 0001704980-21-000005 · wf-form4_163311226780406.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Managing Director Acct Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,709 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 1,785 shares on September 30, 2021. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 23:34 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 1,810 | $5.45 | $9,864.50 |
DisclosureSEC source: 0001104659-21-111732 · tm2126710-1_4.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Managing Direct Acct Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,734 F1 · shares: Represents the number of shares withheld to pay taxes incurred on the vesting of 3,153 shares on August 31, 2021. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 23:32 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | Tax withholdingClass A Common Stock | 71,570 | $10.00 | $715,700.00 |
DisclosureSEC source: 0001104659-21-091337 · tm2121925d5_4.xml · nonDerivative · entry 3 Miller William B · CIK 0001704980 · Managing Direct Acct Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,544 Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 23:32 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | GrantClass A Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091337 · tm2121925d5_4.xml · nonDerivative · entry 2 Miller William B · CIK 0001704980 · Managing Direct Acct Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,114 F2 · kind: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of the Company. The RSUs will vest over a 4-year period in equal installments commencing on the first anniversary of the grant date. F2 · price: The reporting person received Restricted Stock Units ("RSUs"), which are settled in shares of Class A Common Stock, under the 2021 Equity Incentive Plan of the Company. The RSUs will vest over a 4-year period in equal installments commencing on the first anniversary of the grant date. Read SEC document |
| July 09, 2021 Filed Jul 12, 2021 23:32 UTC | Sunlight Financial Holdings Inc. SUNL · Entity 109236 | GrantClass A Common Stock | 212,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-091337 · tm2121925d5_4.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · Managing Direct Acct Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,114 F1 · kind: The reporting person received these shares of Class A Common Stock pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated as of January 23, 2021 by and among Spartan Acquisition Corp. II ("Spartan"), Sunlight Financial LLC ("Sunlight"), and certain of their respective affiliates and subsidiaries. In connection with the consummation of the transactions contemplated by the Business Combination Agreement, Sunlight became a majority-owned subsidiary of Spartan and Spartan was renamed Sunlight Financial Holdings Inc. (the "Company"). The reporting person received these shares of Class A Common Stock in exchange for LTIP Units issued by Sunlight under its Long-Term Incentive Plan, dated effective as of December 13, 2017. Of these shares of Class A Common Stock received, 153,900 are vested. Of the remainder, a portion will vest over a 30 month period and the rest over a 42 month period, in each case on a pro-rated monthly basis. F1 · price: The reporting person received these shares of Class A Common Stock pursuant to the Business Combination Agreement (the "Business Combination Agreement"), dated as of January 23, 2021 by and among Spartan Acquisition Corp. II ("Spartan"), Sunlight Financial LLC ("Sunlight"), and certain of their respective affiliates and subsidiaries. In connection with the consummation of the transactions contemplated by the Business Combination Agreement, Sunlight became a majority-owned subsidiary of Spartan and Spartan was renamed Sunlight Financial Holdings Inc. (the "Company"). The reporting person received these shares of Class A Common Stock in exchange for LTIP Units issued by Sunlight under its Long-Term Incentive Plan, dated effective as of December 13, 2017. Of these shares of Class A Common Stock received, 153,900 are vested. Of the remainder, a portion will vest over a 30 month period and the rest over a 42 month period, in each case on a pro-rated monthly basis. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 23:07 UTC | KKR Real Estate Finance Trust Inc. KREF · Entity 5505 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-047248 · form4.xml · nonDerivative · entry 1 Miller William B · CIK 0001704980 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on April 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.