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KREF

KKR Real Estate Finance Trust Inc.

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Tapewire entity
5505
SEC CIK
0001631596
Parsed reports
215

Last 12 months

Inside the activity.

6 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:33 UTC
Decious KendraCFO and Treasurer
Tax withholdingCommon Stock 9,672 $6.21 $60,063.12
Disclosure

SEC source: 0001140361-26-038634 · form4.xml · nonDerivative · entry 1

Decious Kendra · CIK 0001914301 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,569

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:30 UTC Tax withholdingCommon Stock 3,358 $6.21 $20,853.18
Disclosure

SEC source: 0001140361-26-038630 · form4.xml · nonDerivative · entry 1

Lee Christen E.J. · CIK 0001704701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,775

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
April 24, 2026 Filed Apr 27, 2026 20:30 UTC
Salem Matthew ADirector · Chief Executive Officer
PurchaseCommon Stock 60,000 $6.04 $362,472.00
Disclosure

SEC source: 0001140361-26-017128 · form4.xml · nonDerivative · entry 1

Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,075

F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $5.990 to $6.085, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 24, 2026 Filed Apr 27, 2026 20:30 UTC
Mattson W PatrickPresident, COO and Secretary
PurchaseCommon Stock 40,000 $6.03 $241,072.00
Disclosure

SEC source: 0001140361-26-017127 · form4.xml · nonDerivative · entry 1

Mattson W Patrick · CIK 0001704723 · President, COO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,287

F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $5.995 to $6.050, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:47 UTC GrantCommon Stock 16,691 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-015161 · form4.xml · nonDerivative · entry 1

MCANENY DEBORAH H · CIK 0001206273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,099

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 14, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:47 UTC GrantCommon Stock 16,691 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-015163 · form4.xml · nonDerivative · entry 1

ESTEVES IRENE M · CIK 0001191609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,968

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 14, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:47 UTC GrantCommon Stock 16,691 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-015159 · form4.xml · nonDerivative · entry 1

AHERN TERRANCE R · CIK 0001191824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,247

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 14, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:47 UTC GrantCommon Stock 16,691 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-015162 · form4.xml · nonDerivative · entry 1

Langer Jonathan A · CIK 0001328582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,513

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 14, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date (the "RSU Vesting Date"). The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until the earlier of (a) ten years after the RSU Vesting Date and (b) such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Upon such date, the reporting person has elected to receive the Common Stock in four equal annual installments.

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April 14, 2026 Filed Apr 16, 2026 20:47 UTC
Madoff PaulaDirector
GrantCommon Stock 16,691 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-015160 · form4.xml · nonDerivative · entry 1

Madoff Paula · CIK 0001737977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,182

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 14, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date.

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December 18, 2025 Filed Dec 22, 2025 16:30 UTC
Galligan KellyGeneral Counsel and Secretary
GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-046394 · form4.xml · nonDerivative · entry 1

Galligan Kelly · CIK 0002040231 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,580

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2026.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 21:30 UTC
Salem Matthew ADirector · Chief Executive Officer
GrantCommon Stock 81,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-046395 · form4.xml · nonDerivative · entry 1

Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 643,075

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2026. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until the earlier of (i) five years after the vesting date of the restricted stock units, or (ii) the date of the reporting person's Termination (as defined in the KKR Real Estate Finance Trust Inc. 2025 Omnibus Incentive Plan).

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December 18, 2025 Filed Dec 22, 2025 21:30 UTC
Decious KendraCFO and Treasurer
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-046396 · form4.xml · nonDerivative · entry 1

Decious Kendra · CIK 0001914301 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,241

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2026.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 21:30 UTC
Mattson W PatrickPresident and COO
GrantCommon Stock 73,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-046393 · form4.xml · nonDerivative · entry 1

Mattson W Patrick · CIK 0001704723 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,287

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2026. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until five years after the vesting date of the restricted stock units.

Read SEC document
December 03, 2025 Filed Dec 3, 2025 17:14 UTC SaleCommon Stock 125,289 $8.25 $1,033,634.25
Disclosure

SEC source: 0001140361-25-044215 · form4.xml · nonDerivative · entry 2

ROSENBERG RALPH F · CIK 0001035099 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote.

Disclosed balance after: 0

F1 · price: Reflects the sale of 125,289 shares of common stock of KKR Real Estate Finance Trust Inc., by the Reporting Person in a block sale at a price per share of $8.25 pursuant to Rule 144 of the Securities Act of 1933, as amended. The sale was made in connection with the Reporting Person's year-end tax planning for 2025. The Reporting Person intends, but is not required, to repurchase an equal number of shares in 2026, subject to compliance with laws and company policies, as well as then-current market conditions.

F2 · ownership.nature: Held through a limited partnership. Mr. Rosenberg disclaims beneficial ownership over these shares of Common Stock, except to the extent of his pecuniary interest therein.

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December 03, 2025 Filed Dec 3, 2025 17:14 UTC SaleCommon Stock 125,289 $8.25 $1,033,634.25
Disclosure

SEC source: 0001140361-25-044215 · form4.xml · nonDerivative · entry 1

ROSENBERG RALPH F · CIK 0001035099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the sale of 125,289 shares of common stock of KKR Real Estate Finance Trust Inc., by the Reporting Person in a block sale at a price per share of $8.25 pursuant to Rule 144 of the Securities Act of 1933, as amended. The sale was made in connection with the Reporting Person's year-end tax planning for 2025. The Reporting Person intends, but is not required, to repurchase an equal number of shares in 2026, subject to compliance with laws and company policies, as well as then-current market conditions.

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November 07, 2025 Filed Nov 10, 2025 08:15 UTC PurchaseCommon Stock 10,000 $7.80 $77,978.00
Disclosure

SEC source: 0001140361-25-041283 · form4.xml · nonDerivative · entry 1

Lee Christen E.J. · CIK 0001704701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,133

F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $7.785 to $7.800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2025 Filed Nov 10, 2025 13:15 UTC
Salem Matthew ADirector · Chief Executive Officer
PurchaseCommon Stock 32,000 $7.84 $250,963.20
Disclosure

SEC source: 0001140361-25-041281 · form4.xml · nonDerivative · entry 1

Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,825

F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $7.7950 to $7.9290, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2025 Filed Nov 10, 2025 13:15 UTC PurchaseCommon Stock 23,700 $7.81 $185,196.54
Disclosure

SEC source: 0001140361-25-041284 · form4.xml · nonDerivative · entry 1

AHERN TERRANCE R · CIK 0001191824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,556

F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $7.8059 to $7.8193, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 06, 2025 Filed Nov 10, 2025 13:15 UTC
Mattson W PatrickPresident and COO
PurchaseCommon Stock 13,000 $7.91 $102,805.30
Disclosure

SEC source: 0001140361-25-041282 · form4.xml · nonDerivative · entry 1

Mattson W Patrick · CIK 0001704723 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,787

F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $7.885 to $7.9200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 03, 2025 Filed Jan 16, 2026 21:17 UTC OtherCommon Stock 14,086 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-001490 · form4.xml · nonDerivative · entry 1

Langer Jonathan A · CIK 0001328582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,822

F1 · kind: Represents a transfer of shares pursuant to a property settlement agreement.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 16:30 UTC
Galligan KellyGeneral Counsel and Secretary
Tax withholdingCommon Stock 420 $9.00 $3,780.00
Disclosure

SEC source: 0001140361-25-037239 · form4.xml · nonDerivative · entry 1

Galligan Kelly · CIK 0002040231 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,080

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 16:30 UTC Tax withholdingCommon Stock 10,074 $9.00 $90,666.00
Disclosure

SEC source: 0001140361-25-037240 · form4.xml · nonDerivative · entry 1

Lee Christen E.J. · CIK 0001704701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,133.07

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:30 UTC
Decious KendraCFO and Treasurer
Tax withholdingCommon Stock 8,799 $9.00 $79,191.00
Disclosure

SEC source: 0001140361-25-037238 · form4.xml · nonDerivative · entry 1

Decious Kendra · CIK 0001914301 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,241

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 23:10 UTC GrantCommon Stock 12,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-016409 · form4.xml · nonDerivative · entry 1

MCANENY DEBORAH H · CIK 0001206273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,408

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 25, 2026 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 23:10 UTC GrantCommon Stock 12,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-016412 · form4.xml · nonDerivative · entry 1

AHERN TERRANCE R · CIK 0001191824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,856

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 25, 2026 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 23:10 UTC GrantCommon Stock 12,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-016410 · form4.xml · nonDerivative · entry 1

ESTEVES IRENE M · CIK 0001191609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,277

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 25, 2026 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 23:10 UTC GrantCommon Stock 12,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-016411 · form4.xml · nonDerivative · entry 1

Langer Jonathan A · CIK 0001328582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,908

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 25, 2026 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date (the "RSU Vesting Date"). The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until the earlier of (a) ten years after the RSU Vesting Date and (b) such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Upon such date, the reporting person has elected to receive the Common Stock in four equal annual installments.

Read SEC document
April 25, 2025 Filed Apr 29, 2025 23:10 UTC
Madoff PaulaDirector
GrantCommon Stock 12,387 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-016408 · form4.xml · nonDerivative · entry 1

Madoff Paula · CIK 0001737977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,491

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 25, 2026 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 20:59 UTC
Galligan KellyGeneral Counsel and Secretary
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-049879 · form4.xml · nonDerivative · entry 1

Galligan Kelly · CIK 0002040231 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2025.

Read SEC document
December 16, 2024 Filed Dec 19, 2024 01:55 UTC
Salem Matthew ADirector · Chief Executive Officer
GrantCommon Stock 81,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-049877 · form4.xml · nonDerivative · entry 1

Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529,825

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2025. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until the earlier of (i) five years after the vesting date of the restricted stock units, or (ii) the date of the reporting person's Termination (as defined in the Amended and Restated KKR Real Estate Finance Trust Inc. 2016 Omnibus Incentive Plan).

Read SEC document
December 16, 2024 Filed Dec 19, 2024 01:45 UTC
Mattson W PatrickPresident and COO
GrantCommon Stock 73,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-049875 · form4.xml · nonDerivative · entry 1

Mattson W Patrick · CIK 0001704723 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,787

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2025. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until five years after the vesting date of the restricted stock units.

Read SEC document
December 16, 2024 Filed Dec 19, 2024 01:37 UTC
Decious KendraCFO and Treasurer
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-049873 · form4.xml · nonDerivative · entry 1

Decious Kendra · CIK 0001914301 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,040

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2025.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 16:05 UTC
Napolitano Vincent J.General Counsel and Secretary
Tax withholdingCommon Stock 3,659 $12.35 $45,188.65
Disclosure

SEC source: 0001140361-24-042737 · form4.xml · nonDerivative · entry 1

Napolitano Vincent J. · CIK 0001850274 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,359

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 16:05 UTC Tax withholdingCommon Stock 22,110 $12.35 $273,058.50
Disclosure

SEC source: 0001140361-24-042736 · form4.xml · nonDerivative · entry 1

Lee Christen E.J. · CIK 0001704701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,207.07

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:05 UTC
Salem Matthew ADirector · Chief Executive Officer
Tax withholdingCommon Stock 11,734 $12.35 $144,914.90
Disclosure

SEC source: 0001140361-24-042735 · form4.xml · nonDerivative · entry 1

Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,575

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock unit.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:05 UTC
Mattson W PatrickPresident and COO
Tax withholdingCommon Stock 8,159 $12.35 $100,763.65
Disclosure

SEC source: 0001140361-24-042738 · form4.xml · nonDerivative · entry 1

Mattson W Patrick · CIK 0001704723 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,287

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:05 UTC
Decious KendraCFO and Treasurer
Tax withholdingCommon Stock 7,253 $12.35 $89,574.55
Disclosure

SEC source: 0001140361-24-042734 · form4.xml · nonDerivative · entry 1

Decious Kendra · CIK 0001914301 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,040

F1 · kind: Reflects shares withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 22:16 UTC GrantCommon Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-021459 · form4.xml · nonDerivative · entry 1

MCANENY DEBORAH H · CIK 0001206273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,021

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 19, 2025 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:59 UTC GrantCommon Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-021450 · form4.xml · nonDerivative · entry 1

ESTEVES IRENE M · CIK 0001191609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,890

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 19, 2025 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date. The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 21:52 UTC GrantCommon Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-021449 · form4.xml · nonDerivative · entry 1

AHERN TERRANCE R · CIK 0001191824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,469

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 19, 2025 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date.

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April 19, 2024 Filed Apr 23, 2024 22:09 UTC GrantCommon Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-021455 · form4.xml · nonDerivative · entry 1

Langer Jonathan A · CIK 0001328582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,521

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 19, 2025 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date (the "RSU Vesting Date"). The reporting person has elected to defer receipt of all of the shares of Common Stock issuable upon the vesting of the restricted stock units until the earlier of (a) ten years after the RSU Vesting Date and (b) such date in which the reporting person no longer serves as a member of the Board of Directors of the Issuer. Upon such date, the reporting person has elected to receive the Common Stock in four equal annual installments.

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April 19, 2024 Filed Apr 23, 2024 22:12 UTC
Madoff PaulaDirector
GrantCommon Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-021456 · form4.xml · nonDerivative · entry 1

Madoff Paula · CIK 0001737977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,104

F1 · kind: Represents a grant of restricted stock units, which will vest on the earlier of (i) April 19, 2025 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date.

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February 08, 2024 Filed Feb 9, 2024 17:30 UTC GiftCommon Stock 3,664 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-006789 · form4.xml · nonDerivative · entry 2

Lee Christen E.J. · CIK 0001704701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,317.07

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February 08, 2024 Filed Feb 9, 2024 17:30 UTC GiftCommon Stock 2,646 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-006789 · form4.xml · nonDerivative · entry 1

Lee Christen E.J. · CIK 0001704701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,981.07

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February 08, 2024 Filed Feb 9, 2024 11:01 UTC
Salem Matthew ADirector · Chief Executive Officer
PurchaseCommon Stock 26,000 $9.72 $252,834.40
Disclosure

SEC source: 0001140361-24-006523 · form4.xml · nonDerivative · entry 1

Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,309

F1 · price: The price reported is a weighted average price per share of Common Stock of the Issuer purchased by the Reporting Person. These shares were purchased in multiple transactions at prices ranging from $9.70 to $9.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 08, 2024 Filed Feb 9, 2024 11:01 UTC
Mattson W PatrickPresident and COO
PurchaseCommon Stock 10,000 $9.72 $97,200.00
Disclosure

SEC source: 0001140361-24-006525 · form4.xml · nonDerivative · entry 1

Mattson W Patrick · CIK 0001704723 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,446

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December 18, 2023 Filed Dec 20, 2023 16:06 UTC
Napolitano Vincent J.General Counsel and Secretary
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-058639 · form4.xml · nonDerivative · entry 1

Napolitano Vincent J. · CIK 0001850274 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,018

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2024.

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December 18, 2023 Filed Dec 20, 2023 16:06 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-058641 · form4.xml · nonDerivative · entry 1

Lee Christen E.J. · CIK 0001704701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,627.07

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2024.

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December 18, 2023 Filed Dec 20, 2023 21:06 UTC
Salem Matthew ADirector · Chief Executive Officer
GrantCommon Stock 76,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-058640 · form4.xml · nonDerivative · entry 1

Salem Matthew A · CIK 0001704710 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,309

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2024.

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December 18, 2023 Filed Dec 20, 2023 21:06 UTC
Mattson W PatrickPresident and COO
GrantCommon Stock 68,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-058638 · form4.xml · nonDerivative · entry 1

Mattson W Patrick · CIK 0001704723 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,446

F1 · kind: Represents a grant of restricted stock units which will vest in three equal annual installments beginning on October 1, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.