Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc.N/A · Entity 29238 | Director-SubAdvisers WAM/CP | August 19, 2020 | August 26, 2020 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| ClearBridge MLP & Midstream Total Return Fund Inc.CTR · Entity 87635 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| FRANKLIN TEMPLETON INCBEN · Entity 462 | Director · Chief Executive Officer | August 31, 2026 | September 02, 2026 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | Director of Sub-Advisers | July 31, 2020 | August 07, 2020 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Director | September 26, 2026 | September 29, 2026 |
| WESTERN ASSET CORPORATE LOAN FUND INC.TLI · Entity 16378 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET EMERGING MARKETS DEBT FUND INC.EMD · Entity 8890 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.GDO · Entity 8976 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC.EHI · Entity 6422 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET HIGH INCOME FUND II INC.HIX · Entity 5780 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.HIO · Entity 8845 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | Director of Investment Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | Director of Investment Adviser | July 31, 2020 | August 08, 2020 |
| WESTERN ASSET INTERMEDIATE MUNI FUND INC.SBI · Entity 6725 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC.MMU · Entity 5410 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.MHF · Entity 6524 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC.MNP · Entity 11469 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET PREMIER BOND FUNDWEA · Entity 8876 | Director of Investment Adviser | July 31, 2020 | August 07, 2020 |
| WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.GFY · Entity 17602 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Diversified Income Fund (WDI)WDI · Entity 5266 | Director of Subadviser | June 24, 2021 | June 29, 2021 |
| Western Asset High Yield Opportunity Fund Inc.HYI · Entity 6599 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Investment Grade Income Fund Inc.PAI · Entity 6695 | Director of Investment Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Investment Grade Opportunity Trust Inc.IGI · Entity 6789 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Middle Market Debt Fund Inc.XWAMX · Entity 146033 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Middle Market Income Fund Inc.XWMFX · Entity 125251 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
| Western Asset Mortgage Opportunity Fund Inc.DMO · Entity 6678 | Director of Sub-Adviser | July 31, 2020 | August 07, 2020 |
| Western Asset Municipal Defined Opportunity Trust Inc.MTT · Entity 146034 | Director of Sub-Adviser | July 31, 2020 | August 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarion Partners Real Estate Income Fund Inc.
Report date August 19, 2020 · Filed August 26, 2020
This filing explicitly reported no securities owned.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
FRANKLIN TEMPLETON INC
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.10SEC Table I · non-derivative | Direct | 3,437,981.0046 |
Reported balance
After 2026-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-31 · Tax withholding · Disposed 116,053 · Balance 3,437,981.0046 F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2: Of the amount of securities beneficially owned, 522,126 shares represent unvested restricted stock units. |
| Common Stock, par value $.10SEC Table I · non-derivative | IndirectBy 401(k) | 2,739.1276 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,739.1276 F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 10, 2026. |
| Common Stock, par value $.10SEC Table I · non-derivative | IndirectBy Business Limited Partnership | 2,637,700 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,637,700 F4: Business limited partnership under control of Reporting Person. |
| Common Stock, par value $.10SEC Table I · non-derivative | IndirectBy Children or As Trustee For Children | 605,929 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 605,929 F5: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. |
| Common Stock, par value $.10SEC Table I · non-derivative | IndirectBy Venture Limited Partnership | 216,900 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 216,900 F6: Limited partnership for the benefit of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
F2: Of the amount of securities beneficially owned, 522,126 shares represent unvested restricted stock units.
F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 10, 2026.
F4: Business limited partnership under control of Reporting Person.
F5: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F6: Limited partnership for the benefit of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.
LMP CAPITAL & INCOME FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date September 26, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 768.52 |
Reported balance
After 2026-09-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-26 · Grant · Acquired 46.3 · Balance 768.52 F1: Convertible into Common Stock on a 1-for-1 basis. F2: Represents stock units credited to the Reporting Person's account as of September 26, 2026, at a price of $675.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Convertible into Common Stock on a 1-for-1 basis.
F2: Represents stock units credited to the Reporting Person's account as of September 26, 2026, at a price of $675.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.
WESTERN ASSET CORPORATE LOAN FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME FUND II INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET PREMIER BOND FUND
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Diversified Income Fund (WDI)
Report date June 24, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Western Asset High Yield Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Investment Grade Income Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Investment Grade Opportunity Trust Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Middle Market Debt Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Middle Market Income Fund Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
Western Asset Mortgage Opportunity Fund Inc.
Report date July 31, 2020 · Filed August 07, 2020
This filing explicitly reported no securities owned.
Western Asset Municipal Defined Opportunity Trust Inc.
Report date July 31, 2020 · Filed August 08, 2020
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2023 Filed Nov 6, 2023 23:52 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 314,493 | $23.53 | $7,400,020.29 |
DisclosureSEC source: 0001127602-23-026868 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,501,859.4834 Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:10 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 54.95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-025296 · form4.xml · derivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54.95 Underlying: Common Stock · 54.95 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of September 30, 2023, at a price of $506.17 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 30, 2023, at a price of $506.17 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 30, 2023, at a price of $506.17 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 19:08 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | Tax withholdingCommon Stock, par value $.10 | 85,949 | $26.74 | $2,298,276.26 |
DisclosureSEC source: 0001127602-23-023663 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,177,621.4423 F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3. F2 · balance_after: Of the amount of securities beneficially owned, 299,203 shares represent unvested restricted stock units. Read SEC document |
| December 12, 2022 Filed Feb 10, 2023 16:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 5,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004322 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 448,494 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 12, 2022 Filed Feb 10, 2023 16:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004322 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,264,447.6823 F1 · price: Not applicable. Read SEC document |
| November 21, 2022 Filed Feb 27, 2023 16:27 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 3,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-007233 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 445,934 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 21, 2022 Filed Feb 27, 2023 16:27 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 3,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-007233 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,260,251.6823 F1 · price: Not applicable. Read SEC document |
| November 21, 2022 Filed Feb 27, 2023 16:27 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-007233 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,259,637.6823 F1 · price: Not applicable. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:20 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 50,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-025046 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,263,321.6823 F1 · shares: On November 1, 2019, November 5, 2020 and November 8, 2021, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2022, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2022 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2022. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 535,964 shares represent unvested stock and stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2022 as reported in Footnote 1). Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:20 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 338,984 | $22.42 | $7,600,021.28 |
DisclosureSEC source: 0001127602-22-025046 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212,609.6823 Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:40 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 55,201 | $28.75 | $1,587,210.91 |
DisclosureSEC source: 0001127602-22-021273 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870,067.8734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.7050 to $28.8200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 20:50 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 5,429 | $34.12 | $185,237.48 |
DisclosureSEC source: 0001127602-21-030908 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913,590.0315 F1 · shares: On December 13, 2021, the Reporting Person was granted a restricted stock unit award. F2 · balance_after: Of the amount of securities beneficially owned, 344,432 shares represent unvested restricted stock and stock unit awards. Read SEC document |
| December 13, 2021 Filed Aug 18, 2022 16:40 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 4,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-021273 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 442,864 F2 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 13, 2021 Filed Aug 18, 2022 16:40 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-021273 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,176,642.8812 F2 · price: Not applicable. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:59 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 36,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-028798 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908,161.0315 F1 · shares: On November 1, 2019 and November 5, 2020, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 8, 2021, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2021 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2021. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 339,003 shares represented unvested restricted stock and stock unit awards (excluding the unvested restricted stock units scheduled to vest on December 1, 2021 as reported in Footnote 1). Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 20:59 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 219,642 | $35.74 | $7,850,005.08 |
DisclosureSEC source: 0001127602-21-028798 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,871,438.0315 Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 23:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 52,789 | $30.37 | $1,603,201.93 |
DisclosureSEC source: 0001127602-21-024062 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897,836.0315 F1 · price: The price reposted in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.4450, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2020 Filed Aug 19, 2021 23:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 6,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-024062 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 192,404 F2 · price: Not applicable. F3 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 21, 2020 Filed Aug 19, 2021 23:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-024062 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,943,160.7499 F2 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 2, 2021 21:24 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 246,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028150 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,796.0315 F1 · price: Not applicable. Read SEC document |
| December 21, 2020 Filed Nov 2, 2021 21:24 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 246,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028150 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 438,444 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:38 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 17,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028445 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,942.7499 F1 · shares: On November 2, 2018 and November 1, 2019, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2020, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2020 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2020. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 221,287 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2020 as reported in Footnote 1). Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:38 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 135,371 | $20.13 | $2,725,018.23 |
DisclosureSEC source: 0001127602-20-028445 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924,730.7499 Read SEC document |
| December 11, 2019 Filed Nov 9, 2020 17:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028433 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,446.4238 F1 · price: Not applicable. Read SEC document |
| December 11, 2019 Filed Nov 9, 2020 17:21 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028433 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Children or As Trustee For Children Disclosed balance after: 186,314 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 10,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031839 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,779,432.6543 F1 · shares: On November 2, 2018, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2019, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2019 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on November 29, 2019. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 157,129 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on November 29, 2019 as reported in Footnote 1). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:42 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 87,344 | $28.05 | $2,449,999.20 |
DisclosureSEC source: 0001127602-19-031839 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,768,574.6543 Read SEC document |
| September 05, 2019 Filed Oct 29, 2019 18:00 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 5,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031202 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Children Disclosed balance after: 183,414 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| September 05, 2019 Filed Oct 29, 2019 18:00 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031202 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,972.5439 F1 · price: Not applicable. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 18:32 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 8,455 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-036035 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672,299.9092 F3 · shares: On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On December 10, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018. F1 · price: Not applicable. F4 · balance_after: Of the amount of securities beneficially owned, 125,980 shares represent unvested restricted stock awards (which excludes the unvested restricted stock unites scheduled to vest on December 20, 2018 as reported in Footnote 3). Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 18:32 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036035 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 177,844 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 18:32 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036035 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,663,844.9092 F1 · price: Not applicable. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 4,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032281 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661,054.2402 F1 · shares: On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 125,980 shares represented unvested restricted stock awards (excluding the unvested restricted stock units scheduled to vest on December 20, 2018 as reported in Footnote 1). Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:31 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 83,062 | $30.70 | $2,550,003.40 |
DisclosureSEC source: 0001127602-18-032281 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,826.2402 Read SEC document |
| December 04, 2017 Filed Oct 19, 2018 17:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 4 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,764.2402 F1 · price: Not applicable. Read SEC document |
| December 04, 2017 Filed Oct 19, 2018 17:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 173,144 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 04, 2017 Filed Oct 19, 2018 17:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,764.2402 F1 · price: Not applicable. Read SEC document |
| November 08, 2017 Filed Oct 19, 2018 17:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 3,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 5 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 173,144 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| November 08, 2017 Filed Oct 19, 2018 17:56 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 671 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-030698 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,764.2402 F1 · price: Not applicable. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031452 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552,280.8946 F1 · shares: On November 4, 2014 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 3, 2017, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2017 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2017. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 81,489 shares represent unvested restricted stock awards (which exclude the unvested restricted stock units scheduled to vest on December 1, 2017 as reported in Footnote 1). Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 19:13 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 43,235 | $42.79 | $1,850,025.65 |
DisclosureSEC source: 0001127602-17-031452 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,335.8946 Read SEC document |
| March 16, 2017 Filed Mar 16, 2017 22:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | SaleCommon Stock, par value $.10 | 16,834.9421 | $43.90 | $739,020.29 |
DisclosureSEC source: 0001127602-17-012014 · form4.xml · nonDerivative · entry 4 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504,909.3446 Read SEC document |
| December 20, 2016 Filed Oct 30, 2017 18:49 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030444 · form5.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 168,229 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 20, 2016 Filed Oct 30, 2017 18:49 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030444 · form5.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,173.5625 F1 · price: Not applicable. Read SEC document |
| December 16, 2016 Filed Mar 16, 2017 22:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 3,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012014 · form4.xml · nonDerivative · entry 5 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 166,489 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 16, 2016 Filed Mar 16, 2017 22:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012014 · form4.xml · nonDerivative · entry 3 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,744.2867 F1 · price: Not applicable. Read SEC document |
| December 07, 2016 Filed Mar 16, 2017 22:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012014 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 162,954 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 07, 2016 Filed Mar 16, 2017 22:57 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GiftCommon Stock, par value $.10 | 1,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012014 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,037.2867 F1 · price: Not applicable. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 11,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065839 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,298.8766 F1 · shares: On November 4, 2013, November 4, 2014 and November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2016, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2016 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2016. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 71,992 shares represent unvested restricted stock awards (which excluded the unvested restricted stock units scheduled to vest on December 1, 2016 as reported in Footnote 1). Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:17 UTC | FRANKLIN TEMPLETON INC BEN · Entity 462 | GrantCommon Stock, par value $.10 | 42,285 | $33.70 | $1,425,004.50 |
DisclosureSEC source: 0001127602-16-065839 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516,066.8766 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.