Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Angel Oak Dynamic Financial Strategies Income Term TrustDYFN · Entity 124974 | President | June 25, 2020 | June 25, 2020 |
| Angel Oak Financial Strategies Income Term TrustFINS · Entity 5597 | President | May 24, 2019 | May 24, 2019 |
| Angel Oak Mortgage REIT, Inc.AOMR · Entity 6304 | General Counsel & Secretary | July 01, 2022 | July 06, 2022 |
| Angel Oak Strategic Credit FundASCIX · Entity 9847 | President | December 01, 2017 | December 01, 2017 |
| Sound Point Alternative Income FundSAFTX · Entity 26730 | Secretary | March 23, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Angel Oak Dynamic Financial Strategies Income Term Trust
Report date June 25, 2020 · Filed June 25, 2020
This filing explicitly reported no securities owned.
Angel Oak Financial Strategies Income Term Trust
Report date May 24, 2019 · Filed May 24, 2019
This filing explicitly reported no securities owned.
Angel Oak Mortgage REIT, Inc.
Report date July 01, 2022 · Filed July 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,152 |
Reported balance
After 2022-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-07-01 · Grant · Acquired 7,457 · Balance 67,152 F1: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates. F2: Includes 38,597 shares of unvested restricted stock that vest in equal installments on June 21, 2023 and June 21, 2024, subject to the reporting person's continued service to the Issuer through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.
F2: Includes 38,597 shares of unvested restricted stock that vest in equal installments on June 21, 2023 and June 21, 2024, subject to the reporting person's continued service to the Issuer through the applicable vesting dates.
Angel Oak Strategic Credit Fund
Report date December 01, 2017 · Filed December 01, 2017
This filing explicitly reported no securities owned.
Sound Point Alternative Income Fund
Report date March 23, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Sound Point Alternative Income Fund (SAFTX, SAFDX, SAFNX)SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-03-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2022 Filed Jul 6, 2022 21:31 UTC | Angel Oak Mortgage REIT, Inc. AOMR · Entity 6304 | GrantCommon Stock | 7,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001766478-22-000075 · wf-form4_165714307285499.xml · nonDerivative · entry 1 Black Dory · CIK 0001724056 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,152 F1 · shares: These shares of restricted stock vest in four equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting dates. F2 · balance_after: Includes 38,597 shares of unvested restricted stock that vest in equal installments on June 21, 2023 and June 21, 2024, subject to the reporting person's continued service to the Issuer through the applicable vesting dates. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:54 UTC | Angel Oak Mortgage REIT, Inc. AOMR · Entity 6304 | PurchaseCommon Stock | 1,800 | $19.00 | $34,200.00 |
DisclosureSEC source: 0001567619-21-012529 · doc1.xml · nonDerivative · entry 2 Black Dory · CIK 0001724056 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,695 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:54 UTC | Angel Oak Mortgage REIT, Inc. AOMR · Entity 6304 | GrantCommon Stock | 57,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-012529 · doc1.xml · nonDerivative · entry 1 Black Dory · CIK 0001724056 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,895 F1 · shares: These shares of restricted stock vest in three equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.