Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Otter Tail CorpOTTR · Entity 4087 | Director | April 13, 2026 | April 14, 2026 |
| XCEL ENERGY INCXEL · Entity 3042 | President, NSPM | May 04, 2021 | May 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Otter Tail Corp
Report date April 13, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,900 |
Reported balance
After 2026-04-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-13 · Grant · Acquired 1,900 · Balance 1,900 F1: Shares of Common Stock acquired under the 2023 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on April 13, 2026 will vest in near-equal installments of one-third per year beginning April 8, 2027. F2: This grant has a fair market value of $91.15. F3: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Common Stock acquired under the 2023 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on April 13, 2026 will vest in near-equal installments of one-third per year beginning April 8, 2027.
F2: This grant has a fair market value of $91.15.
F3: Total direct holdings include shares acquired individually and pursuant to Restricted Stock Award distributions.
XCEL ENERGY INC
Report date May 04, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,974.953 |
Reported balance
After 2021-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-04 · Sale · Disposed 6,000 · Balance 18,974.953 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $71.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: The amount also includes 4.125 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 1,190.412 |
Reported balance
Holding disclosure · report date 2021-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,190.412 F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated April 29, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $71.56, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The amount also includes 4.125 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
F3: Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of a plan statement dated April 29, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 22:58 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.648 | $44.05 | $424.99 |
DisclosureSEC source: 0001140361-17-012658 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138.809 Underlying: Common Stock · 9.648 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:18 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 9.77 | $43.50 | $425.00 |
DisclosureSEC source: 0001140361-17-010522 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129.217 Underlying: Common Stock · 9.77 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:52 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionRestricted Stock Units · Derivative | 2,725.103 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008942 · doc1.xml · derivative · entry 5 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,725.103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units are settled in common stock on a one-for-one basis. F5 · shares: The number of shares and units reported reflects the maximum number of shares issuable in settlement based on the issuers performance over the performance period as well as the reinvestment of dividend equivalents during the term of the award. The award was previously reported as involving 2,102 units. F6 · derivative.exercise_date: Award vests and is settled in shares of common stock upon certification of performance following the close of the performance period on December 31, 2016. F6 · derivative.expiration_date: Award vests and is settled in shares of common stock upon certification of performance following the close of the performance period on December 31, 2016. F5 · derivative.underlying_shares: The number of shares and units reported reflects the maximum number of shares issuable in settlement based on the issuers performance over the performance period as well as the reinvestment of dividend equivalents during the term of the award. The award was previously reported as involving 2,102 units. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:52 UTC | XCEL ENERGY INC XEL · Entity 3042 | Tax withholdingCommon Stock | 909.496 | $42.00 | $38,198.83 |
DisclosureSEC source: 0001140361-17-008942 · doc1.xml · nonDerivative · entry 3 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,739.131 F3 · balance_after: A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:52 UTC | XCEL ENERGY INC XEL · Entity 3042 | Exercise / conversionCommon Stock | 2,725.103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008942 · doc1.xml · nonDerivative · entry 2 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,649.234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units are settled in common stock on a one-for-one basis. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 02:52 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantCommon Stock | 2,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-008942 · doc1.xml · nonDerivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,924.131 F1 · balance_after: This amount also includes 1.177 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:47 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 10.214 | $41.61 | $425.00 |
DisclosureSEC source: 0001140361-17-008175 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30.986 Underlying: Common Stock · 10.214 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:47 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 10.46 | $40.63 | $424.99 |
DisclosureSEC source: 0001140361-17-004419 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20.777 Underlying: Common Stock · 10.46 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:18 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantPhantom Stock · Derivative | 10.316 | $41.20 | $425.02 |
DisclosureSEC source: 0001140361-17-002307 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10.316 Underlying: Common Stock · 10.316 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of common stock. F2 · derivative.exercise_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F2 · derivative.expiration_date: Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. F3 · balance_after: The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:21 UTC | XCEL ENERGY INC XEL · Entity 3042 | GrantRestricted Stock Units · Derivative | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000779 · doc1.xml · derivative · entry 1 Clark Christopher B · CIK 0001629899 · President, NSPM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626 Underlying: Common Stock · 1,626 shares Expires 2019-12-31 F1 · derivative.exercise_price: Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee. F2 · derivative.exercise_date: Award vests on Dec. 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.