Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Celularity IncCELU · Entity 7145 | Senior Exec Vice President | April 13, 2026 | April 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Celularity Inc
Report date April 13, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 30,179 |
Ending reported balance
After 2026-04-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-13 · Exercise / conversion · Acquired 1,641 · Balance 30,762 F1: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022. Row 2 · 2026-04-13 · Tax withholding · Disposed 583 · Balance 30,179 F2: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-13 · Exercise / conversion · Disposed 1,641 · Balance 0 F3: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock. F4: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. The Class a common stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022.
F2: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2026.
F3: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock.
F4: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. The Class a common stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2026 Filed Apr 15, 2026 20:30 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionRestricted Stock Units · Derivative | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-016833 · ownership.xml · derivative · entry 3 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock. F4 · derivative.exercise_date: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. The Class a common stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4. F4 · derivative.expiration_date: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. The Class a common stock into which such vested RSUs converted on April 13, 2026 is reported in Table I on this Form 4. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 20:30 UTC | Celularity Inc CELU · Entity 7145 | Tax withholdingClass A Common Stock | 583 | $1.28 | $746.24 |
DisclosureSEC source: 0001493152-26-016833 · ownership.xml · nonDerivative · entry 2 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,179 F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2026. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 20:30 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionClass A Common Stock | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-016833 · ownership.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022. F1 · shares: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2026. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022. Read SEC document |
| April 13, 2025 Filed Apr 15, 2025 20:30 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionRestricted Stock Units · Derivative | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-004822 · ownership.xml · derivative · entry 3 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,641 Underlying: Class A Common Stock · 1,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock. F4 · derivative.exercise_date: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2025. The Class a common stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4. F4 · derivative.expiration_date: On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2025. The Class a common stock into which such vested RSUs converted on April 13, 2025 is reported in Table I on this Form 4. Read SEC document |
| April 13, 2025 Filed Apr 15, 2025 20:30 UTC | Celularity Inc CELU · Entity 7145 | Tax withholdingClass A Common Stock | 577 | $1.64 | $946.28 |
DisclosureSEC source: 0001641172-25-004822 · ownership.xml · nonDerivative · entry 2 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,121 F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on April 13, 2025. Read SEC document |
| April 13, 2025 Filed Apr 15, 2025 20:30 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionClass A Common Stock | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-004822 · ownership.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022. F1 · shares: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On April 13, 2022, the reporting person was granted 6,562 RSUs, 25% of which vested on April 13, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on April 28, 2022. Read SEC document |
| February 17, 2025 Filed Feb 19, 2025 22:00 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-007596 · ownership.xml · derivative · entry 3 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Celularity Inc. Class A Common Stock. F4 · derivative.exercise_date: On February 17, 2023, the reporting person was granted 20,000 RSUs, which vested on February 17, 2025. The Class a common stock into which such vested RSUs converted on February 17, 2025 is reported in Table I on this Form 4. F4 · derivative.expiration_date: On February 17, 2023, the reporting person was granted 20,000 RSUs, which vested on February 17, 2025. The Class a common stock into which such vested RSUs converted on February 17, 2025 is reported in Table I on this Form 4. Read SEC document |
| February 17, 2025 Filed Feb 19, 2025 22:00 UTC | Celularity Inc CELU · Entity 7145 | Tax withholdingClass A Common Stock | 7,035 | $2.14 | $15,054.90 |
DisclosureSEC source: 0001493152-25-007596 · ownership.xml · nonDerivative · entry 2 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,057 F2 · kind: This line reflects the tax withholding on the vesting of RSUs that vested on February 17, 2025. Read SEC document |
| February 17, 2025 Filed Feb 19, 2025 22:00 UTC | Celularity Inc CELU · Entity 7145 | Exercise / conversionClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-007596 · ownership.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On February 17, 2023, the reporting person was granted 20,000 RSUs, which vested on February 17, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on February 22, 2023. F1 · shares: Represents the conversion upon vesting of restricted stock units (RSUs) into Class A common stock. On February 17, 2023, the reporting person was granted 20,000 RSUs, which vested on February 17, 2025. Such RSUs were previously reported in Table II on a Form 4 filed with the SEC on February 22, 2023. Read SEC document |
| April 13, 2024 Filed Apr 17, 2024 00:56 UTC | Celularity Inc CELU · Entity 7145 | Tax withholdingClass A Common Stock | 576 | $4.11 | $2,367.36 |
DisclosureSEC source: 0001493152-24-014946 · ownership.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,373 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan") and does not represent a sale. F2 · balance_after: Includes 37,310 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting. F3 · balance_after: On February 29, 2024, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| February 17, 2024 Filed Feb 22, 2024 02:22 UTC | Celularity Inc CELU · Entity 7145 | Tax withholdingClass A Common Stock | 70,350 | $0.43 | $30,531.90 |
DisclosureSEC source: 0001493152-24-007475 · ownership.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,497 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan") and does not represent a sale. F2 · balance_after: Includes 378,863 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 02:22 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option Grant (Right to Buy) · Derivative | 216,014 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001493152-24-007475 · ownership.xml · derivative · entry 2 Haines John R · CIK 0001867686 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,014 Underlying: Class A Common Stock · 216,014 shares Expires 2034-02-15 F3 · derivative.exercise_date: The option was granted pursuant to the 2021 Plan. The shares underlying such option will vest in equal quarterly installments during 2024 such that 25% of the option will vest on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the Reporting Person's continuous service with the Issuer through each such date. Read SEC document |
| April 13, 2023 Filed Apr 18, 2023 01:16 UTC | Celularity Inc CELU · Entity 7145 | Tax withholdingClass A Common Stock | 5,770 | $0.71 | $4,120.36 |
DisclosureSEC source: 0000899243-23-011339 · doc4.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 459,847 F1 · shares: Represents shares withheld by the Issuer to satisfy its tax withholding obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan") and does not represent a sale. F2 · balance_after: Includes 449,213 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting. Read SEC document |
| February 17, 2023 Filed Feb 23, 2023 02:25 UTC | Celularity Inc CELU · Entity 7145 | GrantClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-005921 · doc4.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,617 F1 · price: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A Common Stock. The RSUs is subject to time-based vesting over a two-year period, with 50% vesting on the one-year anniversary of the grant date, and the remainder vesting on the two-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date. F2 · balance_after: These shares represent 465,617 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting. Read SEC document |
| April 13, 2022 Filed Apr 29, 2022 01:06 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 192,401 | $0.00 Strike: $10.16 | $0.00 |
DisclosureSEC source: 0000899243-22-015913 · doc4.xml · derivative · entry 2 Haines John R · CIK 0001867686 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,401 Underlying: Class A Common Stock · 192,401 shares Expires 2032-04-13 F2 · derivative.exercise_date: This option shall vest and become exercisable over a four-year period, with 25% of the option vesting on the one-year anniversary of the grant date, and the remainder vesting in equal monthly installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date. Read SEC document |
| April 13, 2022 Filed Apr 29, 2022 01:06 UTC | Celularity Inc CELU · Entity 7145 | GrantClass A Common Stock | 65,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-015913 · doc4.xml · nonDerivative · entry 1 Haines John R · CIK 0001867686 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,617 F1 · price: These shares represent restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Plan, with each RSU representing a right to receive one share of the Issuer's Class A Common Stock. The RSUs is subject to time-based vesting over a four-year period, with 25% vesting on the one-year anniversary of the grant date, and the remainder vesting in equal annual installments thereafter so that vested in full on the four-year anniversary of the grant date, and subject to the Reporting Person's continuous service on each vesting date. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 22:04 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 384,297 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001213900-21-047744 · ownership.xml · derivative · entry 1 Haines John R · CIK 0001867686 · Chief Ops & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,297 Underlying: Class A Common Stock · 384,297 shares Expires 2031-09-09 F1 · derivative.exercise_date: This option shall vest and become exercisable as follows: 50% is fully-vested as of the grant date; 50% is subject to time-based vesting over a four-year period from the July 16, 2021 closing of the business combination, with 25% of this tranche vesting on the one-year anniversary of the closing (July 16, 2022), and the remainder vesting monthly thereafter so that vested in full on the four-year anniversary of the business combination closing date, and subject to the Reporting Person's continuous service on each vesting date. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 384,297 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001209191-21-047515 · doc4.xml · derivative · entry 6 Haines John R · CIK 0001867686 · Chief Operations & Admin Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,297 Underlying: Class A Common Stock · 384,297 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F1 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 204,830 | $0.00 Strike: $2.87 | $0.00 |
DisclosureSEC source: 0001209191-21-047515 · doc4.xml · derivative · entry 5 Haines John R · CIK 0001867686 · Chief Operations & Admin Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,830 Underlying: Class A Common Stock · 204,830 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F1 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 61,138 | $0.00 Strike: $3.70 | $0.00 |
DisclosureSEC source: 0001209191-21-047515 · doc4.xml · derivative · entry 4 Haines John R · CIK 0001867686 · Chief Operations & Admin Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,138 Underlying: Class A Common Stock · 61,138 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F4 · derivative.exercise_date: This option shall vest and become exercisable over a period of four years from the Vesting Start Date, December 15, 2019, with 25% vesting on the one year anniversary of the Vesting Start Date, and the remainder vesting over a period of 36 months thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 61,138 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001209191-21-047515 · doc4.xml · derivative · entry 3 Haines John R · CIK 0001867686 · Chief Operations & Admin Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,138 Underlying: Class A Common Stock · 61,138 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F1 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 122,276 | $0.00 Strike: $2.87 | $0.00 |
DisclosureSEC source: 0001209191-21-047515 · doc4.xml · derivative · entry 2 Haines John R · CIK 0001867686 · Chief Operations & Admin Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,276 Underlying: Class A Common Stock · 122,276 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F3 · derivative.exercise_date: This option shall vest and become exercisable over a period of four years from the Vesting Start Date, February 28, 2018, with 25% vesting on the one year anniversary of the Vesting Start Date, and the remainder vesting over a period of 36 months thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:20 UTC | Celularity Inc CELU · Entity 7145 | GrantStock Option (Right to Buy) · Derivative | 102,607 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001209191-21-047515 · doc4.xml · derivative · entry 1 Haines John R · CIK 0001867686 · Chief Operations & Admin Offcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,607 Underlying: Class A Common Stock · 102,607 shares Expires 2031-07-16 F2 · price: Pursuant to the Merger Agreement and Plan of Merger and Reorganization, dated January 8, 2021 (the "Business Combination Agreement"), by and among GX Acquisition Corp. ("GX"), Alpha First Merger Sub Corp., Celularity LLC and Celularity Inc. ("Legacy Celularity"), each security to purchase shares of Legacy Celularity common stock issued and outstanding immediately prior to the effective time of the transactions contemplated by the Business Combination Agreement was automatically converted into a security to purchase a number of shares of the Issuer's common stock based on a 1-to-0.768594024295126 conversion ratio. Upon consummation of the business combination, GX changed its name to "Celularity Inc." F1 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.