organization · Reporting owner
CANADA PENSION PLAN INVESTMENT BOARD
Disclosed activity across 18 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advanced Disposal Services, Inc.ADSW · Entity 145638 | 10% owner | October 12, 2016 | October 12, 2016 |
| Antares Private Credit FundNONE · Entity 80649 | 10% owner | February 12, 2025 | February 12, 2025 |
| Bunge Global SABG · Entity 1528 | 10% owner | July 02, 2025 | July 08, 2025 |
| CIVITAS RESOURCES, INC.CIVI · Entity 67944 | 10% owner | January 30, 2026 | February 03, 2026 |
| IQVIA HOLDINGS INC.IQV · Entity 3058 | 10% owner | December 04, 2018 | December 04, 2018 |
| Kailera Therapeutics, Inc.KLRA · Entity 4435 | 10% owner | April 16, 2026 | April 16, 2026 |
| Lulu's Fashion Lounge Holdings, Inc.LVLU · Entity 7397 | 10% owner | November 15, 2021 | November 16, 2021 |
| Optimum Communications, Inc.ATUS · Entity 5768 | 10% owner | June 27, 2017 | June 28, 2017 |
| Petco Health & Wellness Company, Inc.WOOF · Entity 5186 | 10% owner | June 14, 2021 | June 14, 2021 |
| VIASAT INCVSAT · Entity 1744 | See remarks. | February 10, 2025 | February 12, 2025 |
| Waystar Holding Corp.WAY · Entity 1420 | 10% owner | September 12, 2025 | September 16, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advanced Disposal Services, Inc.
Report date October 12, 2016 · Filed October 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (pre-merger)SEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2016-10-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-10-12 · Other · Disposed 1,000 · Balance 0 F1: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person. F2: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person. |
| Common Stock (post-merger)SEC Table I · non-derivative | Direct | 16,572,106 |
Reported balance
After 2016-10-12 transaction · row 2
1 source rowRow 2 · 2016-10-12 · Other · Acquired 16,572,106 · Balance 16,572,106 F1: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person. F2: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person.
F2: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person.
Antares Private Credit Fund
Report date February 12, 2025 · Filed February 12, 2025
Jointly reported with CPPIB Credit BDC Canada Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 10,000,000 |
Reported balance
Holding disclosure · report date 2025-02-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,000,000 F1: The securities reported herein consist of 10,000,000 common shares held of record by CPPIB Credit BDC Canada Inc. ("CPPIB-BDC"). CPPIB-BDC is an indirect wholly owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). As such, CPPIB may be deemed to share beneficial ownership of the securities held of record by CPPIB-BDC. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein consist of 10,000,000 common shares held of record by CPPIB Credit BDC Canada Inc. ("CPPIB-BDC"). CPPIB-BDC is an indirect wholly owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). As such, CPPIB may be deemed to share beneficial ownership of the securities held of record by CPPIB-BDC.
Bunge Global SA
Report date July 02, 2025 · Filed July 08, 2025
Jointly reported with CPP Investment Board Private Holdings (5), Inc., CPP Investment Board Private Holdings (6), Inc., CPPIB Monroe Canada Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Registered SharesSEC Table I · non-derivative | IndirectSee Footnote | 26,244,732 |
Reported balance
Holding disclosure · report date 2025-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,244,732 F1: The 26,244,732 Registered Shares of the Issuer reported herein are held directly by CPPIB Monroe Canada ("CPPIB Monroe"), Inc. CPPIB Monroe is an indirect wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB Parent") and CPP Investment Board Private Holdings (5), Inc. ("CPPIB-PH(5)"), and a direct wholly-owned subsidiary of CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB Parent is the parent company of. CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe. Because of the relationships among CPPIB Parent, CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe, each of the reporting persons may be deemed to beneficially own the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The 26,244,732 Registered Shares of the Issuer reported herein are held directly by CPPIB Monroe Canada ("CPPIB Monroe"), Inc. CPPIB Monroe is an indirect wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB Parent") and CPP Investment Board Private Holdings (5), Inc. ("CPPIB-PH(5)"), and a direct wholly-owned subsidiary of CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB Parent is the parent company of. CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe. Because of the relationships among CPPIB Parent, CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe, each of the reporting persons may be deemed to beneficially own the securities reported herein.
CIVITAS RESOURCES, INC.
Report date January 30, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2026-01-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-01-30 · Other · Disposed 9,524,201 · Balance 0 F1: On January 30, 2026, pursuant to the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of November 2, 2025, by and among the Issuer, SM Energy Company ("SM Energy"), and Cars Merger Sub, Inc., a direct wholly owned subsidiary of SM Energy ("Merger Sub"), (i) Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SM Energy (the "First Merger"), and (ii) immediately following the First Merger, the Issuer merged with and into SM Energy, with SM Energy continuing as the surviving corporation (the "Second Merger" and, together with the First Merger, the "Mergers"). Immediately following the First Merger, each eligible share of Issuer Common Stock (the "Common Stock") was converted automatically into the right to receive 1.45 shares of SM Energy common stock, with cash paid in lieu of the issuance of any fractional shares of SM Energy common stock. F2: The Common Stock reported herein was held directly by CPPIB Crestone Peak Resources Canada Inc. ("CP Canada") and Canada Pension Plan Investment Board is an indirect beneficial owner of such shares of Common Stock owned by CP Canada. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 30, 2026, pursuant to the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of November 2, 2025, by and among the Issuer, SM Energy Company ("SM Energy"), and Cars Merger Sub, Inc., a direct wholly owned subsidiary of SM Energy ("Merger Sub"), (i) Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SM Energy (the "First Merger"), and (ii) immediately following the First Merger, the Issuer merged with and into SM Energy, with SM Energy continuing as the surviving corporation (the "Second Merger" and, together with the First Merger, the "Mergers"). Immediately following the First Merger, each eligible share of Issuer Common Stock (the "Common Stock") was converted automatically into the right to receive 1.45 shares of SM Energy common stock, with cash paid in lieu of the issuance of any fractional shares of SM Energy common stock.
F2: The Common Stock reported herein was held directly by CPPIB Crestone Peak Resources Canada Inc. ("CP Canada") and Canada Pension Plan Investment Board is an indirect beneficial owner of such shares of Common Stock owned by CP Canada.
IQVIA HOLDINGS INC.
Report date December 04, 2018 · Filed December 04, 2018
Jointly reported with CPP Investment Board Private Holdings, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 4,342,572 |
Reported balance
After 2018-12-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-12-04 · Sale · Disposed 1,582,194 · Balance 4,342,572 F1: The disposed securities reported on this row reflect a disposition of indirect ownership by Canada Pension Plan Investment Board ("CPPIB") through its wholly-owned subsidiaries, CPP Investment Board Private Holdings Inc. ("PHI"), CPP Investment Board (USRE III) Inc. ("USRE III") and CPP Investment Board Private Holdings (3) Inc. ("PHI3"). The 1,582,194 shares of the issuer indirectly disposed of by CPPIB consist of 1,541,216 shares sold by PHI, 24,587 shares sold by USRE III, and 16,391 shares sold by PHI3. F2: The 4,342,572 shares of the issuer reflected in this row as indirectly owned by CPPIB consist of (i) 4,335,972 shares of the issuer directly owned by PHI and (ii) 6,600 shares of the issuer directly owned by CPPIB MAP Cayman SPC ("MAP"), a wholly-owned subsidiary of CPPIB. PHI has no beneficial ownership over the 6,600 shares of the issuer held indirectly by CPPIB through MAP. USRE III and PHI3 ceased to hold any shares of the issuer as of immediately after the disposition reflected in this row. |
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 1,569,600 |
Reported balance
After 2018-12-04 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-12-04 · Sale · Disposed 1,582,194 · Balance 1,569,600 F3: CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities of the issuer directly owned by CPPIB. PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposed securities reported on this row reflect a disposition of indirect ownership by Canada Pension Plan Investment Board ("CPPIB") through its wholly-owned subsidiaries, CPP Investment Board Private Holdings Inc. ("PHI"), CPP Investment Board (USRE III) Inc. ("USRE III") and CPP Investment Board Private Holdings (3) Inc. ("PHI3"). The 1,582,194 shares of the issuer indirectly disposed of by CPPIB consist of 1,541,216 shares sold by PHI, 24,587 shares sold by USRE III, and 16,391 shares sold by PHI3.
F2: The 4,342,572 shares of the issuer reflected in this row as indirectly owned by CPPIB consist of (i) 4,335,972 shares of the issuer directly owned by PHI and (ii) 6,600 shares of the issuer directly owned by CPPIB MAP Cayman SPC ("MAP"), a wholly-owned subsidiary of CPPIB. PHI has no beneficial ownership over the 6,600 shares of the issuer held indirectly by CPPIB through MAP. USRE III and PHI3 ceased to hold any shares of the issuer as of immediately after the disposition reflected in this row.
F3: CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities of the issuer directly owned by CPPIB. PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB.
Kailera Therapeutics, Inc.
Report date April 16, 2026 · Filed April 16, 2026
Jointly reported with CPP Investment Board Private Holdings (4) Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee the Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2026-04-16 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Each share of Series B Preferred Stock of the issuer is convertible into one share of the issuer's common stock any time at the option of the reporting person. The issuer's Series B Preferred Stock has no expiration date. F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc., a wholly-owned subsidiary of Canada Pension Plan Investment Board, and as such, Canada Pension Plan Investment Board is an indirect beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series B Preferred Stock of the issuer is convertible into one share of the issuer's common stock any time at the option of the reporting person. The issuer's Series B Preferred Stock has no expiration date.
F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc., a wholly-owned subsidiary of Canada Pension Plan Investment Board, and as such, Canada Pension Plan Investment Board is an indirect beneficial owner of such securities.
Lulu's Fashion Lounge Holdings, Inc.
Report date November 15, 2021 · Filed November 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,500,000 |
Reported balance
After 2021-11-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-15 · Conversion · Acquired 7,500,000 · Balance 7,500,000 F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. |
| Series B Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-11-15 · Other · Disposed 416,667 · Balance 0 F2: The shares of Series B Preferred Stock were redeemed by the Company and extinguished for cash consideration upon closing of the IPO and had no expiration date. F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-11-15 · Conversion · Disposed 1,564,817 · Balance 0 F1: The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date. F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date.
F2: The shares of Series B Preferred Stock were redeemed by the Company and extinguished for cash consideration upon closing of the IPO and had no expiration date.
F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB.
Optimum Communications, Inc.
Report date June 27, 2017 · Filed June 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 42,265,874 |
Reported balance
After 2017-06-27 transaction · row 1
1 source rowRow 1 · 2017-06-27 · Sale · Disposed 23,457,813 · Balance 42,265,874 |
Petco Health & Wellness Company, Inc.
Report date June 14, 2021 · Filed June 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Scooby LP | 59,765,368 |
Reported balance
After 2021-06-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-06-14 · Sale · Disposed 1,351,563 · Balance 59,765,368 F1: The number of shares of Class A Common Stock set forth herein reflect the reporting persons' proportional interest in such securities beneficially owned by Scooby LP. The general partner of Scooby LP is Scooby GP LLC, a member-managed limited liability company whose sole members are CVC Pet LP and Canada Pension Plan Investment Board. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares of Class A Common Stock set forth herein reflect the reporting persons' proportional interest in such securities beneficially owned by Scooby LP. The general partner of Scooby LP is Scooby GP LLC, a member-managed limited liability company whose sole members are CVC Pet LP and Canada Pension Plan Investment Board.
VIASAT INC
Report date February 10, 2025 · Filed February 12, 2025
Jointly reported with CPP Investment Board Private Holdings (4) Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,795,334 |
Reported balance
After 2025-02-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-02-10 · Sale · Disposed 3,750,000 · Balance 4,795,334 F1: The shares of common stock of Viasat, Inc. (the "Issuer"), par value $0.0001 per share (the "Common Stock"), were sold in a block sale (the "Block Sale") at a per share price of $9.00. F2: Reflects Common Stock directly held by CPP Investment Board Private Holdings (4) Inc. ("CPPIB-PH(4)I"). This Form 4 is being filed jointly by Canada Pension Plan Investment Board ("CPPIB") and CPPIB-PH(4)I. CPPIB-PH(4)I is a wholly-owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the Common Stock held by CPPIB-PH(4)I. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock of Viasat, Inc. (the "Issuer"), par value $0.0001 per share (the "Common Stock"), were sold in a block sale (the "Block Sale") at a per share price of $9.00.
F2: Reflects Common Stock directly held by CPP Investment Board Private Holdings (4) Inc. ("CPPIB-PH(4)I"). This Form 4 is being filed jointly by Canada Pension Plan Investment Board ("CPPIB") and CPPIB-PH(4)I. CPPIB-PH(4)I is a wholly-owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the Common Stock held by CPPIB-PH(4)I.
Waystar Holding Corp.
Report date September 12, 2025 · Filed September 16, 2025
Jointly reported with CPP Investment Board Private Holdings (4) Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,025,452 |
Reported balance
After 2025-09-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-09-12 · Sale · Disposed 5,938,773 · Balance 19,025,452 F1: This amount represents the $39.21 sale price per share of Common Stock, par value $0.01 per share, in a secondary offering, which closed on September 12, 2025. F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4). |
Filing footnotes · ownership attribution and instrument terms
F1: This amount represents the $39.21 sale price per share of Common Stock, par value $0.01 per share, in a secondary offering, which closed on September 12, 2025.
F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4).
Past disclosures · reporting ended (7)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BATTALION OIL CORP
Report date September 09, 2016 · Filed September 14, 2016
Jointly reported with CPP Investment Board PMI-2 Inc.
Section 16 reporting ended · disclosed 2016-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-09-09 · Other · Disposed 1,351,437 · Balance 0 F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. |
| Common StockSEC Table I · non-derivative | Direct | 39,800 |
Reported balance
After 2016-09-12 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-09-12 · Other · Acquired 39,800 · Balance 39,800 F3: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 258,448 |
Last balance in matching sequence
After 2016-09-12 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2016-09-09 · Other · Disposed 8,775,513 · Balance 0 F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities. Row 4 · 2016-09-12 · Other · Acquired 258,448 · Balance 258,448 F3: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F2: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-09 · Other · Disposed 40,000 · Balance 0 F4: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.
F2: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities.
F3: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.
F4: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.
Bloom Energy Corp
Report date October 01, 2020 · Filed October 05, 2020
Section 16 reporting ended · disclosed 2020-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-10-01 · Sale · Disposed 9,206,695 · Balance 0 F1: The Reporting Person holds $96,208,809 principal amount of 10% Convertible Senior Secured Notes due 2021 (the "Notes"). The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Reporting Person also holds 312,575 shares of the Issuer's Class B common stock. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F2: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person holds $96,208,809 principal amount of 10% Convertible Senior Secured Notes due 2021 (the "Notes"). The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Reporting Person also holds 312,575 shares of the Issuer's Class B common stock. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.
F2: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.
California Resources Corp
Report date March 12, 2026 · Filed March 16, 2026
Section 16 reporting ended · disclosed 2026-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,006,895 |
Reported balance
After 2026-03-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-12 · Sale · Disposed 3,500,000 · Balance 7,006,895 F1: The securities reported herein are held of record by CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB-PH(6) is the wholly owned subsidiary of CPP Investment Board Private Holdings (5), which is the wholly owned subsidiary of Canada Pension Plan Investment Board. As such, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CPPIB-PH(6). |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held of record by CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB-PH(6) is the wholly owned subsidiary of CPP Investment Board Private Holdings (5), which is the wholly owned subsidiary of Canada Pension Plan Investment Board. As such, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CPPIB-PH(6).
Endeavor Group Holdings, Inc.
Report date March 24, 2025 · Filed March 26, 2025
Section 16 reporting ended · disclosed 2025-03-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2025-03-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-03-24 · Sale · Disposed 21,038,712 · Balance 0 F1: These shares were held by CPP Investment Board (USRE III) Inc. ("USRE III"), a wholly-owned subsidiary of Canada Pension Plan Investment Board. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were held by CPP Investment Board (USRE III) Inc. ("USRE III"), a wholly-owned subsidiary of Canada Pension Plan Investment Board.
IMS Health Holdings, Inc.
Report date October 03, 2016 · Filed October 05, 2016
Jointly reported with CPP Investment Board Private Holdings, Inc.
Section 16 reporting ended · disclosed 2016-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-10-03 · Other · Disposed 46,456,461 · Balance 0 F1: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger. |
| Common stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee footnotes (1) and | 0 |
Reported balance
After 2016-10-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-10-03 · Other · Disposed 46,456,461 · Balance 0 F1: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger. F2: This Form 4 is being filed jointly by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI") and Canada Pension Plan Investment Board ("CPPIB"). CPPIB-PHI directly owned the securities reported on this Form 4. CPPIB-PHI is a wholly-owned subsidiary of CPPIB, and accordingly, CPPIB was an indirect beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger.
F2: This Form 4 is being filed jointly by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI") and Canada Pension Plan Investment Board ("CPPIB"). CPPIB-PHI directly owned the securities reported on this Form 4. CPPIB-PHI is a wholly-owned subsidiary of CPPIB, and accordingly, CPPIB was an indirect beneficial owner of such securities.
Informatica Inc.
Report date November 18, 2025 · Filed November 19, 2025
Section 16 reporting ended · disclosed 2025-11-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-11-18 transaction · row 1
1 source rowRow 1 · 2025-11-18 · Other · Disposed 64,379,838 · Balance 0 F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc. |
| Class B-1 Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-11-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-11-18 · Other · Disposed 44,049,523 · Balance 0 F2: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc. |
| Class B-2 Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnote | 0 |
Reported balance
After 2025-11-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-11-18 · Other · Disposed 44,049,523 · Balance 0 F2: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc. F3: This amount has been rounded up. The per share merger consideration for each share of Class B-2 Common Stock of Informatica Inc. is $0.0000100115. F4: The shares of Class B-2 Common Stock reported on this Form were held directly by 13381986 Canada Inc., which is not an affiliate of the reporting person. 13381986 Canada Inc. agreed to vote and transfer its shares of Class B-2 Common Stock of Informatica Inc. as (and only as) directed by the reporting person, and accordingly, the reporting person may be deemed to beneficially own such shares held by 13381986 Canada Inc. The reporting person disclaims any pecuniary interest in any shares of Class B-2 Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc.
F2: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date.
F3: This amount has been rounded up. The per share merger consideration for each share of Class B-2 Common Stock of Informatica Inc. is $0.0000100115.
F4: The shares of Class B-2 Common Stock reported on this Form were held directly by 13381986 Canada Inc., which is not an affiliate of the reporting person. 13381986 Canada Inc. agreed to vote and transfer its shares of Class B-2 Common Stock of Informatica Inc. as (and only as) directed by the reporting person, and accordingly, the reporting person may be deemed to beneficially own such shares held by 13381986 Canada Inc. The reporting person disclaims any pecuniary interest in any shares of Class B-2 Common Stock.
Nutanix, Inc.
Report date March 10, 2017 · Filed March 16, 2017
Section 16 reporting ended · disclosed 2017-03-16. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2016 Filed Oct 28, 2016 22:04 UTC | Nutanix, Inc. NTNX · Entity 3296 | PurchaseClass A Common Stock, $0.000025 par value per share | 55,800 | $27.76 | $1,548,851.76 |
DisclosureSEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 3 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,007 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 22:04 UTC | Nutanix, Inc. NTNX · Entity 3296 | PurchaseClass A Common Stock, $0.000025 par value per share | 233,400 | $27.97 | $6,527,824.56 |
DisclosureSEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,444,207 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 22:04 UTC | Nutanix, Inc. NTNX · Entity 3296 | PurchaseClass A Common Stock, $0.000025 par value per share | 182,200 | $28.76 | $5,240,491.06 |
DisclosureSEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210,807 Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 22:01 UTC | Nutanix, Inc. NTNX · Entity 3296 | PurchaseClass A Common Stock, $0.000025 par value per share | 83,200 | $29.00 | $2,412,708.48 |
DisclosureSEC source: 0001144204-16-130354 · v451663_4.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028,607 Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 22:01 UTC | Nutanix, Inc. NTNX · Entity 3296 | PurchaseClass A Common Stock, $0.000025 par value per share | 21,000 | $28.80 | $604,894.50 |
DisclosureSEC source: 0001144204-16-130354 · v451663_4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,945,407 Read SEC document |
| October 12, 2016 Filed Oct 12, 2016 20:49 UTC | Advanced Disposal Services, Inc. ADSW · Entity 145638 | OtherCommon Stock (post-merger) | 16,572,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031614 · doc4.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,572,106 F1 · price: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person. F2 · price: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person. Read SEC document |
| October 12, 2016 Filed Oct 12, 2016 20:49 UTC | Advanced Disposal Services, Inc. ADSW · Entity 145638 | OtherCommon Stock (pre-merger) | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031614 · doc4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person. F2 · price: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person. F1 · ownership.nature: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person. F2 · ownership.nature: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 01:51 UTC | IMS Health Holdings, Inc. IMS · Entity 174539 | OtherCommon stock, $0.001 par value per share | 46,456,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-126888 · v450051_4.xml · nonDerivative · entry 2 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes (1) and Disclosed balance after: 0 F1 · price: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger. F2 · ownership.nature: This Form 4 is being filed jointly by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI") and Canada Pension Plan Investment Board ("CPPIB"). CPPIB-PHI directly owned the securities reported on this Form 4. CPPIB-PHI is a wholly-owned subsidiary of CPPIB, and accordingly, CPPIB was an indirect beneficial owner of such securities. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 01:51 UTC | IMS Health Holdings, Inc. IMS · Entity 174539 | OtherCommon stock, $0.001 par value per share | 46,456,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-16-126888 · v450051_4.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 01:13 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherCommon Stock | 258,448 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028926 · doc4.xml · nonDerivative · entry 4 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See Remarks CPP Investment Board PMI-2 Inc. · CIK 0001563369 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 258,448 F3 · kind: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F3 · shares: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F3 · price: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F2 · ownership.nature: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 01:13 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherCommon Stock | 39,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028926 · doc4.xml · nonDerivative · entry 3 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See Remarks CPP Investment Board PMI-2 Inc. · CIK 0001563369 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,800 F3 · kind: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F3 · shares: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F3 · price: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 01:13 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherSeries A Convertible Preferred Stock · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-028926 · doc4.xml · derivative · entry 5 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See Remarks CPP Investment Board PMI-2 Inc. · CIK 0001563369 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,299,545 shares Expires not disclosed F4 · derivative.exercise_price: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan. F4 · kind: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan. F4 · shares: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan. F4 · price: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan. F4 · derivative.expiration_date: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 01:13 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherCommon Stock | 8,775,513 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028926 · doc4.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See Remarks CPP Investment Board PMI-2 Inc. · CIK 0001563369 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F1 · shares: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F1 · price: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · ownership.nature: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities. Read SEC document |
| September 09, 2016 Filed Sep 14, 2016 01:13 UTC | BATTALION OIL CORP HK · Entity 6921 | OtherCommon Stock | 1,351,437 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028926 · doc4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See Remarks CPP Investment Board PMI-2 Inc. · CIK 0001563369 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F1 · shares: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F1 · price: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.