Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | Director | April 15, 2026 | April 17, 2026 |
| Nutanix, Inc.NTNX · Entity 3296 | 10% owner | March 09, 2021 | March 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,920 |
Reported balance
After 2026-04-15 transaction · row 1
1 source rowRow 1 · 2026-04-15 · Exercise / conversion · Acquired 900 · Balance 5,920 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-15 · Exercise / conversion · Disposed 900 · Balance 0 F1: This restricted stock unit award vested in full on April 15, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,367 |
Reported balance
After 2026-04-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-15 · Grant · Acquired 1,367 · Balance 1,367 F2: Vests 100% on the day of the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award vested in full on April 15, 2026.
F2: Vests 100% on the day of the Issuer's next annual meeting of stockholders.
Nutanix, Inc.
Report date March 09, 2021 · Filed March 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-03-09 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-03-09 · Exercise / conversion · Acquired 886,000 · Balance 886,000 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 2 · 2021-03-09 · Sale · Disposed 886,000 · Balance 0 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 3 · 2021-03-09 · Exercise / conversion · Acquired 38,348 · Balance 38,348 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 4 · 2021-03-09 · Sale · Disposed 38,348 · Balance 0 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 5 · 2021-03-09 · Exercise / conversion · Acquired 285,652 · Balance 285,652 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. Row 6 · 2021-03-09 · Sale · Disposed 285,652 · Balance 0 F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9. F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05 | Direct | 1,205,000 |
Reported balance
After 2021-03-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-09 · Exercise / conversion · Disposed 886,000 · Balance 1,205,000 F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05 | Direct | 500,000 |
Reported balance
After 2021-03-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-09 · Exercise / conversion · Disposed 705,000 · Balance 500,000 F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 | Direct | 0 |
Reported balance
After 2021-03-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-03-09 · Exercise / conversion · Disposed 500,000 · Balance 0 F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 666,652 |
Reported balance
After 2021-03-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-09 · Exercise / conversion · Acquired 666,652 · Balance 666,652 F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 881,000 |
Reported balance
After 2021-03-09 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-03-09 · Exercise / conversion · Acquired 214,348 · Balance 881,000 F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 4,579,818 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 4,579,818 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6: The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,467,385 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 2,467,385 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F7: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 532,615 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 532,615 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F8: The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 381,218 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 381,218 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 381,218 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 381,218 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F10: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 381,218 |
Reported balance
Holding disclosure · report date 2021-03-09 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 381,218 F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F11: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.
F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.
F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
F6: The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F7: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee
F8: The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F9: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F10: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
F11: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2018 Filed Dec 19, 2018 00:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000191 · wf-form4_154518052347275.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 00:49 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000191 · wf-form4_154518052347275.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 21:42 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantClass A Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000155 · wf-form4_154050373249970.xml · derivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| October 09, 2018 Filed Oct 25, 2018 21:42 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000155 · wf-form4_154050373249970.xml · derivative · entry 5 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · kind: The shares were transferred pursuant to a gift transfer. F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F8 · ownership.nature: The shares are held of record by The Pandey Irrevocable Descendants Trust for which the Reporting Person's spouse serves as trustee. Read SEC document |
| October 09, 2018 Filed Oct 25, 2018 21:42 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000155 · wf-form4_154050373249970.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,970,000 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · kind: The shares were transferred pursuant to a gift transfer. F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F7 · ownership.nature: The shares are held of record by The Pandey 2017 Irrevocable Descendants Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 22:56 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 6,625 | $49.13 | $325,457.10 |
DisclosureSEC source: 0001618732-18-000117 · wf-form4_153731137577836.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,731 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:56 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000117 · wf-form4_153731137577836.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:56 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000117 · wf-form4_153731137577836.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2018 Filed Oct 25, 2018 21:42 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 158,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000155 · wf-form4_154050373249970.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,230,367 Underlying: Class A Common Stock · 158,687 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · kind: The shares were transferred pursuant to a gift transfer. F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F6 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| September 14, 2018 Filed Oct 25, 2018 21:42 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 158,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000155 · wf-form4_154050373249970.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,516,225 Underlying: Class A Common Stock · 158,687 shares Expires not disclosed F3 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · kind: The shares were transferred pursuant to a gift transfer. F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F5 · ownership.nature: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 22:12 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000113 · wf-form4_153670395345360.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,077 F1 · shares: In connection with the issuer's acquisition of Netsil Inc. ("Netsil"), which closed on March 22, 2018 (the "Effective Date"), the Reporting Person acquired an additional 3 shares of the issuer's Class A Common Stock in exchange for the Reporting Person's equity interest in Netsil. A portion of the shares are currently being held in escrow and are subject to forfeiture under certain circumstances. The Reporting Person intends to donate all of the gains on his investment in Netsil to charity. F2 · price: On the Effective Date, the closing price of the Issuer's Class A common stock was $52.87 per share. F3 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 20:16 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 6,278 | $61.86 | $388,369.64 |
DisclosureSEC source: 0001618732-18-000089 · wf-form4_152943936855501.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,856 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:16 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000089 · wf-form4_152943936855501.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:16 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000089 · wf-form4_152943936855501.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000074 · wf-form4_152848813655635.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,071,680 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | GiftClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000074 · wf-form4_152848813655635.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,074 F3 · kind: This is a gift to a donor advised charity fund and includes the gains received by the Reporting Person in connection with the Issuer's acquisition of Netsil Inc., as previously disclosed in the Issuer's Current Report on Form 8-K, dated March 12, 2018. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:02 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000074 · wf-form4_152848813655635.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,074 F1 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 20:10 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000046 · wf-form4_152209501320205.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,074 F1 · shares: In connection with the issuer's acquisition of Netsil Inc. ("Netsil"), which closed on March 22, 2018 (the "Effective Date"), the Reporting Person acquired 8,074 shares of the issuer's Class A Common Stock in exchange for the Reporting Person's equity interest in Netsil. A portion of the shares are currently being held in escrow and are subject to forfeiture under certain circumstances. The Reporting Person intends to donate all of the gains on his investment in Netsil to charity. F2 · price: On the Effective Date, the closing price of the Issuer's Class A common stock was $52.87 per share. F3 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| March 22, 2018 Filed Sep 3, 2020 20:20 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass A Common Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-20-000083 · wf-form5_159916439465969.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,037 F1 · kind: Due to an administrative error, the number of shares acquired on March 22, 2018 by the Reporting Person was incorrectly reported in the Form 4 filed on March 26, 2018 by 40 shares. The amount of securities beneficially owned at the end of the Issuer's fiscal year has been reduced by 40 shares to account for the administrative error. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| March 16, 2018 Filed Mar 16, 2018 21:43 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 4,378 | $53.71 | $235,149.38 |
DisclosureSEC source: 0001618732-18-000032 · wf-form4_152123658273981.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,634 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:43 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000032 · wf-form4_152123658273981.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,500 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:43 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000032 · wf-form4_152123658273981.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 01:17 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 2,200 | $35.08 | $77,176.00 |
DisclosureSEC source: 0001618732-17-000237 · wf-form4_151390546355304.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,512 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.70 to $35.36. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| December 19, 2017 Filed Dec 22, 2017 01:17 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 30,900 | $36.31 | $1,121,883.21 |
DisclosureSEC source: 0001618732-17-000237 · wf-form4_151390546355304.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,712 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.99 to $36.74. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 23:38 UTC | Nutanix, Inc. NTNX · Entity 3296 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000194 · wf-form4_151329469112718.xml · derivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018 subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018 subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 22:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 5,200 | $35.22 | $183,119.56 |
DisclosureSEC source: 0001618732-17-000184 · wf-form4_151303096712157.xml · nonDerivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,612 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.81 to $35.66 The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 57,800 | $35.24 | $2,036,947.14 |
DisclosureSEC source: 0001618732-17-000184 · wf-form4_151303096712157.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,812 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.80 to $35.79. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 22:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | SaleClass A Common Stock | 8,400 | $35.98 | $302,267.28 |
DisclosureSEC source: 0001618732-17-000184 · wf-form4_151303096712157.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,612 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.81 to $36.12. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| May 04, 2017 Filed May 8, 2017 22:07 UTC | Nutanix, Inc. NTNX · Entity 3296 | Tax withholdingClass A Common Stock | 302,988 | $15.23 | $4,614,840.53 |
DisclosureSEC source: 0001618732-17-000049 · wf-form4_149428123281922.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,012 F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:07 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000034 · wf-form4_149376641516328.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 600,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · derivative.exercise_date: On April 28, 2017, all 600,000 RSUs vested and became issuable. F2 · derivative.expiration_date: On April 28, 2017, all 600,000 RSUs vested and became issuable. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:07 UTC | Nutanix, Inc. NTNX · Entity 3296 | Exercise / conversionClass A Common Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000034 · wf-form4_149376641516328.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 21:31 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000015 · wf-form4_149039109856327.xml · derivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 600,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock. F3 · derivative.exercise_date: On April 28, 2017, all 600,000 RSUs vest and become issuable. F3 · derivative.expiration_date: On April 28, 2017, all 600,000 RSUs vest and become issuable. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 21:31 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-17-000015 · wf-form4_149039109856327.xml · derivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 600,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F2 · kind: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock. F3 · derivative.exercise_date: On April 28, 2017, all 600,000 RSUs vest and become issuable. F3 · derivative.expiration_date: On April 28, 2017, all 600,000 RSUs vest and become issuable. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 16 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class B Common Stock · 600,000 shares Expires not disclosed F9 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F10 · derivative.exercise_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017. F10 · derivative.expiration_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 15 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires not disclosed F9 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F10 · derivative.exercise_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017. F10 · derivative.expiration_date: On April 28, 2017, 450,000 RSUs vest and become issuable and the remaining RSUs vest in four equal quarterly installments beginning on July 15, 2017. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 14 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class B Common Stock · 500,000 shares Expires 2026-09-16 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F8 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on October 16, 2016. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 13 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2026-09-16 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F8 · derivative.exercise_date: Shares subject to the option vest in 48 equal monthly installments beginning on October 16, 2016. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 705,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 12 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,000 Underlying: Class B Common Stock · 705,000 shares Expires 2022-06-12 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 705,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 11 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 705,000 shares Expires 2022-06-12 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 886,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 10 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,000 Underlying: Class B Common Stock · 886,000 shares Expires 2022-03-27 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherEmployee Stock Option (right to buy) · Derivative | 886,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 9 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 886,000 shares Expires 2022-03-27 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F1 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 8 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F5 · ownership.nature: The shares are held of record by The Swapna Pandey 2014 Irrevocable Descendant's Trust for which the Reporting Person serves as trustee. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 7 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,000,000 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F4 · ownership.nature: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 6 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,500,000 Underlying: Class A Common Stock · 2,500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F3 · ownership.nature: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherClass B Common Stock · Derivative | 4,756,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · derivative · entry 5 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,756,592 Underlying: Class A Common Stock · 4,756,592 shares Expires not disclosed F1 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The shares are held of record by The Swapna Pandey 2014 Irrevocable Descendant's Trust for which the Reporting Person serves as trustee. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherCommon Stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F4 · ownership.nature: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherCommon Stock | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F3 · ownership.nature: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 00:23 UTC | Nutanix, Inc. NTNX · Entity 3296 | OtherCommon Stock | 4,756,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-031274 · doc4.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.