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person · Reporting owner

Pandey Dheeraj

Disclosed activity across 2 companies

Tapewire entity
52164
SEC CIK
0001685495

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADOBE INC.ADBE · Entity 2895DirectorApril 15, 2026April 17, 2026
Nutanix, Inc.NTNX · Entity 329610% ownerMarch 09, 2021March 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADOBE INC.

Report date April 15, 2026 · Filed April 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,920 Reported balance After 2026-04-15 transaction · row 1
1 source row

Row 1 · 2026-04-15 · Exercise / conversion · Acquired 900 · Balance 5,920

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-04-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-15 · Exercise / conversion · Disposed 900 · Balance 0

F1: This restricted stock unit award vested in full on April 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,367 Reported balance After 2026-04-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-15 · Grant · Acquired 1,367 · Balance 1,367

F2: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: This restricted stock unit award vested in full on April 15, 2026.

F2: Vests 100% on the day of the Issuer's next annual meeting of stockholders.

Nutanix, Inc.

Report date March 09, 2021 · Filed March 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-03-09 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2021-03-09 · Exercise / conversion · Acquired 886,000 · Balance 886,000

F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.

Row 2 · 2021-03-09 · Sale · Disposed 886,000 · Balance 0

F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.

Row 3 · 2021-03-09 · Exercise / conversion · Acquired 38,348 · Balance 38,348

F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.

Row 4 · 2021-03-09 · Sale · Disposed 38,348 · Balance 0

F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.

Row 5 · 2021-03-09 · Exercise / conversion · Acquired 285,652 · Balance 285,652

F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.

Row 6 · 2021-03-09 · Sale · Disposed 285,652 · Balance 0

F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05Direct1,205,000 Reported balance After 2021-03-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-03-09 · Exercise / conversion · Disposed 886,000 · Balance 1,205,000

F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.05Direct500,000 Reported balance After 2021-03-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-03-09 · Exercise / conversion · Disposed 705,000 · Balance 500,000

F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.

Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00Direct0 Reported balance After 2021-03-09 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-03-09 · Exercise / conversion · Disposed 500,000 · Balance 0

F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct666,652 Reported balance After 2021-03-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-03-09 · Exercise / conversion · Acquired 666,652 · Balance 666,652

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct881,000 Reported balance After 2021-03-09 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-03-09 · Exercise / conversion · Acquired 214,348 · Balance 881,000

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote4,579,818 Reported balance Holding disclosure · report date 2021-03-09 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 4,579,818

F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6: The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote2,467,385 Reported balance Holding disclosure · report date 2021-03-09 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 2,467,385

F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F7: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote532,615 Reported balance Holding disclosure · report date 2021-03-09 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 532,615

F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F8: The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote381,218 Reported balance Holding disclosure · report date 2021-03-09 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 381,218

F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F9: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote381,218 Reported balance Holding disclosure · report date 2021-03-09 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 381,218

F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F10: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote381,218 Reported balance Holding disclosure · report date 2021-03-09 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 381,218

F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F11: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class A common stock was converted from Class B common stock immediately upon exercise of the option on such Class B common stock. See footnote 9.

F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.31 to $27.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Shares subject to the option are fully vested. In connection with the Reporting Person's departure from the Issuer, all options expire on March 15, 2021.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F5: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F6: The shares are held of record by The Pandey Revocable Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

F7: The shares are held of record by The Pandey Irrevocable Descendants' Trust for which the Reporting Person's spouse serves as trustee

F8: The Pandey 2017 Irrevocable Descendant's Trust, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

F9: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

F10: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

F11: The shares are held of record by the Pandey 2016 Annuity Trust FBO one of Mr. Pandey's minor children, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2020 Filed Jun 16, 2020 22:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000069 · wf-form4_159234721324923.xml · derivative · entry 4

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 22:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000069 · wf-form4_159234721324923.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 22:40 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000069 · wf-form4_159234721324923.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2020 Filed Apr 10, 2020 20:39 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000093 · wf-form4_158655116897477.xml · derivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

Underlying: Common Stock · 924 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders

Read SEC document
April 08, 2020 Filed Apr 10, 2020 20:39 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 1,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000093 · wf-form4_158655116897477.xml · derivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 8, 2020

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 8, 2020

Read SEC document
April 08, 2020 Filed Apr 10, 2020 20:39 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 1,073 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000093 · wf-form4_158655116897477.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:23 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 7,641 $12.61 $96,353.01
Disclosure

SEC source: 0001618732-20-000034 · wf-form4_158457379341523.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,560

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000022 · wf-form4_158447662285393.xml · derivative · entry 5

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000022 · wf-form4_158447662285393.xml · derivative · entry 4

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000022 · wf-form4_158447662285393.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 20:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000022 · wf-form4_158447662285393.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:06 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 115,293 $31.89 $3,676,578.48
Disclosure

SEC source: 0001618732-20-000002 · wf-form4_157808559709826.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,451

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $31.555 to $32.475. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 00:24 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 9,688 $32.19 $311,856.72
Disclosure

SEC source: 0001618732-19-000168 · wf-form4_157671505606313.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,744

F1 · kind: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000153 · wf-form4_157662136563183.xml · derivative · entry 5

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000153 · wf-form4_157662136563183.xml · derivative · entry 4

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000153 · wf-form4_157662136563183.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000153 · wf-form4_157662136563183.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 23:57 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000133 · wf-form4_157628140511848.xml · derivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock, or Common Stock.

F2 · derivative.exercise_date: Vesting of the RSUs is subject to achievement of an Average Stock Price of $65 over an approximately 4.5-year period ("Performance Period"), and is further subject to the Reporting Person's continued service to Issuer. The "Average Stock Price" will be calculated based on the average closing price of one share of Common Stock during the 180-day period ending on the last trading day prior to each measurement date. The Average Stock Price will be measured once per quarter during the Performance Period, and (i) if the Average Stock Price does not equal or exceed $65, then none of the RSUs will vest that quarter, and any unvested RSUs ("Carryover RSUs") will carry over to the next quarter; (ii) if the Average Stock Price equals or exceeds $65, then 1/18th of the RSUs plus the applicable Carryover RSUs, if any, would vest; or (iii) if the Average Stock Price never equals or exceeds $65 during the Performance Period, the RSUs would terminate at the end of the Performance Period.

F2 · derivative.expiration_date: Vesting of the RSUs is subject to achievement of an Average Stock Price of $65 over an approximately 4.5-year period ("Performance Period"), and is further subject to the Reporting Person's continued service to Issuer. The "Average Stock Price" will be calculated based on the average closing price of one share of Common Stock during the 180-day period ending on the last trading day prior to each measurement date. The Average Stock Price will be measured once per quarter during the Performance Period, and (i) if the Average Stock Price does not equal or exceed $65, then none of the RSUs will vest that quarter, and any unvested RSUs ("Carryover RSUs") will carry over to the next quarter; (ii) if the Average Stock Price equals or exceeds $65, then 1/18th of the RSUs plus the applicable Carryover RSUs, if any, would vest; or (iii) if the Average Stock Price never equals or exceeds $65 during the Performance Period, the RSUs would terminate at the end of the Performance Period.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 21:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 21,335 $37.18 $793,309.97
Disclosure

SEC source: 0001618732-19-000120 · wf-form4_157532280706635.xml · nonDerivative · entry 4

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,682

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $37.09 to $37.38. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 21:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 40,260 $36.66 $1,475,867.18
Disclosure

SEC source: 0001618732-19-000120 · wf-form4_157532280706635.xml · nonDerivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,017

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $36.09 to $37.085. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 21:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 13,900 $35.55 $494,163.07
Disclosure

SEC source: 0001618732-19-000120 · wf-form4_157532280706635.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,277

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.06 to $36.05. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:40 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 39,798 $35.07 $1,395,715.86
Disclosure

SEC source: 0001618732-19-000120 · wf-form4_157532280706635.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,177

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.21. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 09, 2019 Filed Dec 2, 2019 21:40 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000120 · wf-form4_157532280706635.xml · derivative · entry 8

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,592,938

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F9 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F7 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

F10 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F10 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

Read SEC document
October 09, 2019 Filed Dec 2, 2019 21:40 UTC Nutanix, Inc. NTNX · Entity 3296 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000120 · wf-form4_157532280706635.xml · nonDerivative · entry 7

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,682

F8 · kind: This is a gift to a donor advised charity fund.

Read SEC document
October 09, 2019 Filed Dec 2, 2019 21:40 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000120 · wf-form4_157532280706635.xml · nonDerivative · entry 6

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,682

F7 · kind: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 381,218 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · derivative · entry 10

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 381,218

Underlying: Class A Common Stock · 381,218 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F6 · kind: The shares were transferred pursuant to a gift transfer.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F8 · ownership.nature: The shares are held of record by the Pandey 2016 Annuity trust, for which the Reporting Person serves as trustee, for the benefit of the Reporting Person's minor child.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 381,218 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · derivative · entry 9

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 381,218

Underlying: Class A Common Stock · 381,218 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F6 · kind: The shares were transferred pursuant to a gift transfer.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F8 · ownership.nature: The shares are held of record by the Pandey 2016 Annuity trust, for which the Reporting Person serves as trustee, for the benefit of the Reporting Person's minor child.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 381,218 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · derivative · entry 8

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 381,218

Underlying: Class A Common Stock · 381,218 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F6 · kind: The shares were transferred pursuant to a gift transfer.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F8 · ownership.nature: The shares are held of record by the Pandey 2016 Annuity trust, for which the Reporting Person serves as trustee, for the benefit of the Reporting Person's minor child.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 372,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · derivative · entry 7

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,602,938

Underlying: Class A Common Stock · 372,571 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F6 · kind: The shares were transferred pursuant to a gift transfer.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F1 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 1,516,225 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · derivative · entry 6

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,516,225 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F6 · kind: The shares were transferred pursuant to a gift transfer.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F7 · ownership.nature: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.

Read SEC document
September 16, 2019 Filed Sep 19, 2019 00:14 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 9,489 $26.71 $253,428.42
Disclosure

SEC source: 0001618732-19-000111 · wf-form4_156885204425992.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,975

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of the Reporting Person's Restricted Stock Units.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · derivative · entry 5

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,250

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · derivative · entry 4

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:23 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000103 · wf-form4_156875898252766.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 22:10 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 7,622 $25.97 $197,943.34
Disclosure

SEC source: 0001618732-19-000081 · wf-form4_156098224246533.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,714

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 22:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000071 · wf-form4_156089543051861.xml · derivative · entry 5

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 22:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000071 · wf-form4_156089543051861.xml · derivative · entry 4

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 22:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000071 · wf-form4_156089543051861.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 22:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000071 · wf-form4_156089543051861.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 20:43 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 1,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000111 · wf-form4_155510180763928.xml · derivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 1,073 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:43 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000111 · wf-form4_155510180763928.xml · derivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 10, 2019.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 10, 2019.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:43 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 267 $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000111 · wf-form4_155510180763928.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 22:06 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 6,585 $38.47 $253,299.93
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · nonDerivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,586

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:06 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · derivative · entry 6

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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March 15, 2019 Filed Mar 19, 2019 22:06 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · derivative · entry 5

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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March 15, 2019 Filed Mar 19, 2019 22:06 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 22:06 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000042 · wf-form4_155303314745958.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2019 Filed Jan 24, 2019 21:18 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 267 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000014 · wf-form4_154836472290997.xml · derivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 267 shares

Expires not disclosed

F1 · derivative.exercise_date: This restricted stock unit award will vest in full on April 10, 2019.

F1 · derivative.expiration_date: This restricted stock unit award will vest in full on April 10, 2019.

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December 18, 2018 Filed Dec 19, 2018 00:49 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 6,810 $40.70 $277,167.00
Disclosure

SEC source: 0001618732-18-000191 · wf-form4_154518052347275.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,421

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.