Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | EVP, Chief Finance/Strat Ofcr | February 01, 2026 | February 04, 2026 |
| LINCOLN ELECTRIC HOLDINGS INCLECO · Entity 3367 | Director | April 17, 2026 | April 20, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr. VP and CFO | November 12, 2020 | November 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date February 01, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,657 |
Ending reported balance
After 2026-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-01 · Grant · Acquired 40,750 · Balance 144,781 F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Row 2 · 2026-02-01 · Tax withholding · Disposed 16,124 · Balance 128,657 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
LINCOLN ELECTRIC HOLDINGS INC
Report date April 17, 2026 · Filed April 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 9,176.342 |
Reported balance
After 2026-04-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-17 · Grant · Acquired 688 · Balance 9,176.342 F1: Pursuant to restricted stock unit award. F2: Total includes shares attributable to dividends accrued on the SPP shares pursuant to the Issuer's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to restricted stock unit award.
F2: Total includes shares attributable to dividends accrued on the SPP shares pursuant to the Issuer's dividend reinvestment plan.
ROCKWELL AUTOMATION, INC
Report date November 12, 2020 · Filed November 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,210.96 |
Reported balance
After 2020-11-12 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-11-12 · Exercise / conversion · Acquired 3,468 · Balance 13,210.96 |
| Common StockSEC Table I · non-derivative | Direct | 9,742.96 |
Reported balance
After 2020-11-12 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-11-12 · Sale · Disposed 3,468 · Balance 9,742.96 F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 12,842.96 |
Reported balance
After 2020-11-13 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-11-13 · Exercise / conversion · Acquired 3,100 · Balance 12,842.96 |
| Common StockSEC Table I · non-derivative | Direct | 32,374.96 |
Reported balance
After 2020-11-13 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-11-13 · Exercise / conversion · Acquired 19,532 · Balance 32,374.96 |
| Common StockSEC Table I · non-derivative | Direct | 32,606.96 |
Reported balance
After 2020-11-13 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-11-13 · Exercise / conversion · Acquired 232 · Balance 32,606.96 |
| Common StockSEC Table I · non-derivative | Direct | 19,905.96 |
Reported balance
After 2020-11-13 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-11-13 · Sale · Disposed 12,701 · Balance 19,905.96 F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 9,742.96 |
Reported balance
After 2020-11-13 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2020-11-13 · Sale · Disposed 10,163 · Balance 9,742.96 F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.08 · Expires 2025-12-03 | Direct | 232 |
Reported balance
After 2020-11-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-11-12 · Exercise / conversion · Disposed 3,468 · Balance 232 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.40 · Expires 2026-12-06 | Direct | 0 |
Reported balance
After 2020-11-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-11-13 · Exercise / conversion · Disposed 3,100 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.08 · Expires 2025-12-03 | Direct | 0 |
Reported balance
After 2020-11-13 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-11-13 · Exercise / conversion · Disposed 232 · Balance 0 |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.41 · Expires 2027-02-07 | Direct | 8,868 |
Reported balance
After 2020-11-13 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-11-13 · Exercise / conversion · Disposed 19,532 · Balance 8,868 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 1,552.5643 |
Reported balance
Holding disclosure · report date 2020-11-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,552.5643 F1: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2020 Filed May 29, 2020 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,300 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-20-001351 · form.xml · derivative · entry 4 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,300 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,300 | $220.00 | $726,000.00 |
DisclosureSEC source: 0001246360-20-001351 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742.96 F2 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,300 | $115.69 | $381,777.00 |
DisclosureSEC source: 0001246360-20-001351 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,042.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 18:36 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 127 | $204.55 | $25,977.85 |
DisclosureSEC source: 0001246360-20-000564 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742.96 F2 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan dated 05/21/2019 to cover taxes due on restricted stock and performance shares that vested on 02/07/2020. F3 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 19:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 323 | $202.52 | $65,412.47 |
DisclosureSEC source: 0001246360-20-000448 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,869.96 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $202.4100 to $202.5500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/21/2019 to cover taxes due on restricted stock that vested on 2/7/2020. F4 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 69 | $202.86 | $13,997.34 |
DisclosureSEC source: 0001246360-19-002667 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,192.96 F2 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/21/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F3 · ownership.direct: Includes 4,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 21:18 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 1,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060641 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500.029 F1 · kind: Pursuant to restricted stock unit award. F2 · balance_after: Includes additional shares attributable to a broker-sponsored dividend reinvestment plan. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 164 | $199.22 | $32,672.10 |
DisclosureSEC source: 0001246360-19-002651 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,261.96 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/21/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.22 to $199.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 4,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002651 · form.xml · derivative · entry 5 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 324 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002651 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,425.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 21,400 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002602 · form.xml · derivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,400 Underlying: Common Stock · 21,400 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002602 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,101.96 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 4,700 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 23:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,400 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-19-002424 · form.xml · derivative · entry 4 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,400 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 23:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,400 | $200.00 | $680,000.00 |
DisclosureSEC source: 0001246360-19-002424 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,801.96 F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 21, 2019. F3 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 23:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,400 | $80.11 | $272,374.00 |
DisclosureSEC source: 0001246360-19-002424 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,201.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on May 21, 2019. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002174 · form.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324 Underlying: Common Stock · 324 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 22:37 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 1,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062787 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 F1 · kind: Pursuant to restricted stock unit award. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 177 | $167.71 | $29,684.67 |
DisclosureSEC source: 0001246360-18-002622 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,801.96 F2 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on 5/8/2018. F3 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 20:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 19,400 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002588 · form.xml · derivative · entry 7 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,400 Underlying: Common Stock · 19,400 shares Expires 2028-12-04 F6 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 20:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 577 | $175.83 | $101,452.81 |
DisclosureSEC source: 0001246360-18-002588 · form.xml · nonDerivative · entry 4 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,978.96 F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/8/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.78 to $175.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F10 · ownership.direct: Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 20:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002588 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,555.96 F7 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 20:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002588 · form.xml · derivative · entry 6 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,520 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 20:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002588 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,325.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002293 · form.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520 Underlying: Common Stock · 1,520 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 20:47 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043494 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549 F1 · price: Pursuant to restricted share award. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,900 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-18-000383 · form.xml · derivative · entry 4 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,900 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,900 | $200.00 | $980,000.00 |
DisclosureSEC source: 0001246360-18-000383 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,805.96 F2 · ownership.direct: Includes 2,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 23:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,900 | $74.14 | $363,286.00 |
DisclosureSEC source: 0001246360-18-000383 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,705.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 15:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003301 · form.xml · derivative · entry 4 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 15:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 145 | $192.36 | $27,892.75 |
DisclosureSEC source: 0001246360-17-003301 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,805.96 F5 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $192.10 to $192.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/18/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F4 · ownership.direct: Includes 2,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 15:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003301 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950.96 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 2,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 527 | $190.57 | $100,429.60 |
DisclosureSEC source: 0001246360-17-003199 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,930.96 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/18/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F7 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.54 to $190.59. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 1,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003199 · form.xml · derivative · entry 5 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,309 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003199 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,457.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 14:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002884 · form.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309 Underlying: Common Stock · 1,309 shares Expires 2017-12-02 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (Right to buy) · Derivative | 28,400 | $149.41 Strike: $149.41 | $4,243,244.00 |
DisclosureSEC source: 0001246360-17-000472 · form.xml · derivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,400 Underlying: Common Stock · 28,400 shares Expires 2027-02-07 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000472 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,148.96 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 1,590 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.