person · Reporting owner

Jones Robertson Clay JR

Disclosed activity across 2 companies

Tapewire entity: 51863
SEC CIK: 0001788938

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CVB FINANCIAL CORPCVBF · Entity 4071	Director · President	April 17, 2026	April 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVB FINANCIAL CORP

Report date April 17, 2026 · Filed April 21, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	254,767	Ending reported balance After 2026-04-17 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-04-17 · Grant · Acquired 244,767 · Balance 244,767 F1: Acquired in connection with CVB Financial Corp.'s ("CVB") acquisition of Heritage Commerce Corp. ("Heritage") on April 17, 2026. Pursuant to the merger agreement, each issued and outstanding share of Heritage common stock held by the reporting person immediately prior to the merger was converted into the right to receive 0.65 of a share of CVB common stock. Fractional shares, if any, were paid in cash. Row 2 · 2026-04-17 · Grant · Acquired 10,000 · Balance 254,767 F2: Restricted stock awards granted to the reporting person on April 17, 2026 that will vest in equal annual installments over three years from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired in connection with CVB Financial Corp.'s ("CVB") acquisition of Heritage Commerce Corp. ("Heritage") on April 17, 2026. Pursuant to the merger agreement, each issued and outstanding share of Heritage common stock held by the reporting person immediately prior to the merger was converted into the right to receive 0.65 of a share of CVB common stock. Fractional shares, if any, were paid in cash.

F2: Restricted stock awards granted to the reporting person on April 17, 2026 that will vest in equal annual installments over three years from the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HERITAGE COMMERCE CORP

Report date April 17, 2026 · Filed April 17, 2026

Section 16 reporting ended · disclosed 2026-04-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common Stock, No Par ValueSEC Table I · non-derivative	Direct	Reported balance After 2026-04-17 transaction · row 1 1 source row Row 1 · 2026-04-17 · Disposition to issuer · Disposed 296,959 · Balance 0 F1: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration").
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2026-04-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-04-17 · Disposition to issuer · Disposed 48,300 · Balance 0 F2: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2026-04-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-04-17 · Disposition to issuer · Disposed 50,030 · Balance 0 F3: At the Effective Time, each outstanding restricted stock unit award that was granted following December 17, 2025 was converted into a substitute restricted stock unit award denominated in shares of CVBF common stock under the CVBF stock plan (a "CVBF RSU Award"), with the number of shares of CVBF common stock subject to each such CVBF RSU Award equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Company common stock subject to such restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
Performance-Based Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2026-04-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-04-17 · Disposition to issuer · Disposed 113,367 · Balance 0 F2: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration").

F2: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.

F3: At the Effective Time, each outstanding restricted stock unit award that was granted following December 17, 2025 was converted into a substitute restricted stock unit award denominated in shares of CVBF common stock under the CVBF stock plan (a "CVBF RSU Award"), with the number of shares of CVBF common stock subject to each such CVBF RSU Award equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Company common stock subject to such restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 17, 2026 Filed Apr 17, 2026 22:08 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Disposition to issuerPerformance-Based Restricted Stock Unit · Derivative	113,367	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001104659-26-045013 · tm2611972-10_4seq1.xml · derivative · entry 4 Jones Robertson Clay JR · CIK 0001788938 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 113,367 shares Expires not disclosed F2 · date: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. F2 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. F2 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. Read SEC document
April 17, 2026 Filed Apr 17, 2026 22:08 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Disposition to issuerRestricted Stock Unit · Derivative	50,030	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001104659-26-045013 · tm2611972-10_4seq1.xml · derivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 50,030 shares Expires not disclosed F3 · date: At the Effective Time, each outstanding restricted stock unit award that was granted following December 17, 2025 was converted into a substitute restricted stock unit award denominated in shares of CVBF common stock under the CVBF stock plan (a "CVBF RSU Award"), with the number of shares of CVBF common stock subject to each such CVBF RSU Award equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Company common stock subject to such restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award that was granted following December 17, 2025 was converted into a substitute restricted stock unit award denominated in shares of CVBF common stock under the CVBF stock plan (a "CVBF RSU Award"), with the number of shares of CVBF common stock subject to each such CVBF RSU Award equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Company common stock subject to such restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award that was granted following December 17, 2025 was converted into a substitute restricted stock unit award denominated in shares of CVBF common stock under the CVBF stock plan (a "CVBF RSU Award"), with the number of shares of CVBF common stock subject to each such CVBF RSU Award equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Company common stock subject to such restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. Read SEC document
April 17, 2026 Filed Apr 17, 2026 22:08 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Disposition to issuerRestricted Stock Unit · Derivative	48,300	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001104659-26-045013 · tm2611972-10_4seq1.xml · derivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, No Par Value · 48,300 shares Expires not disclosed F2 · date: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. F2 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. F2 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. Read SEC document
April 17, 2026 Filed Apr 17, 2026 22:08 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Disposition to issuerCommon Stock, No Par Value	296,959	$0.00	$0.00	Disclosure SEC source: 0001104659-26-045013 · tm2611972-10_4seq1.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration"). Read SEC document
April 17, 2026 Filed Apr 21, 2026 23:14 UTC	CVB FINANCIAL CORP CVBF · Entity 4071	GrantCommon Stock	10,000	$0.00	$0.00	Disclosure SEC source: 0000354647-26-000070 · form4.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,767 F2 · shares: Restricted stock awards granted to the reporting person on April 17, 2026 that will vest in equal annual installments over three years from the grant date. F2 · price: Restricted stock awards granted to the reporting person on April 17, 2026 that will vest in equal annual installments over three years from the grant date. Read SEC document
April 17, 2026 Filed Apr 21, 2026 23:14 UTC	CVB FINANCIAL CORP CVBF · Entity 4071	GrantCommon Stock	244,767	$0.00	$0.00	Disclosure SEC source: 0000354647-26-000070 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,767 F1 · shares: Acquired in connection with CVB Financial Corp.'s ("CVB") acquisition of Heritage Commerce Corp. ("Heritage") on April 17, 2026. Pursuant to the merger agreement, each issued and outstanding share of Heritage common stock held by the reporting person immediately prior to the merger was converted into the right to receive 0.65 of a share of CVB common stock. Fractional shares, if any, were paid in cash. F1 · price: Acquired in connection with CVB Financial Corp.'s ("CVB") acquisition of Heritage Commerce Corp. ("Heritage") on April 17, 2026. Pursuant to the merger agreement, each issued and outstanding share of Heritage common stock held by the reporting person immediately prior to the merger was converted into the right to receive 0.65 of a share of CVB common stock. Fractional shares, if any, were paid in cash. Read SEC document
March 10, 2026 Filed Mar 12, 2026 00:26 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionRestricted Stock Unit · Derivative	9,897	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-26-000097 · primary_01.xml · derivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,794 Underlying: Common Stock, No Par Value · 9,897 shares Expires 2028-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into shares of the Company's Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest annually in three equal installments commencing on March 10, 2026, the first anniversary of the holder's grant date. The second tranche will vest on March 10, 2027. The remaining RSUs will vest on March 10, 2028. Read SEC document
March 10, 2026 Filed Mar 12, 2026 00:26 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	501	$0.00	$0.00	Disclosure SEC source: 0001593968-26-000097 · primary_01.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,959 F1 · shares: The reporting person acquired 501 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant. Read SEC document
March 10, 2026 Filed Mar 12, 2026 00:26 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	9,897	$0.00	$0.00	Disclosure SEC source: 0001593968-26-000097 · primary_01.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 08, 2026 Filed Mar 10, 2026 22:48 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionRestricted Stock Unit · Derivative	13,212	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-26-000090 · primary_01.xml · derivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,212 Underlying: Common Stock, No Par Value · 13,212 shares Expires 2027-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units, or RSUs, convert into shares of the Company's Common Stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest annually in three equal installments commencing on March 8, 2025, the first anniversary of the holder's grant date. The remaining RSUs will vest on March 8, 2027. Read SEC document
March 08, 2026 Filed Mar 10, 2026 22:48 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	1,427	$0.00	$0.00	Disclosure SEC source: 0001593968-26-000090 · primary_01.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,561 F1 · shares: The reporting person acquired 1,427 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSUs grant. Read SEC document
March 08, 2026 Filed Mar 10, 2026 22:48 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	13,212	$0.00	$0.00	Disclosure SEC source: 0001593968-26-000090 · primary_01.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:15 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantRestricted Stock Unit · Derivative	49,543	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-26-000070 · primary_01.xml · derivative · entry 7 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,543 Underlying: Common Stock, No Par Value · 49,543 shares Expires 2029-03-05 F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The restricted stock units vest annually in three equal installments commencing on 03/05/2027, the first anniversary of the holder's grant date. The second tranche will vest on 03/05/2028. The remaining RSUs will vest on 3/5/2029. Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:15 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	16,390	$0.00 Strike: $10.74	$0.00	Disclosure SEC source: 0001593968-26-000070 · primary_01.xml · derivative · entry 6 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Heritage Commerce Corp - Common Stock · 16,390 shares Expires 2028-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:15 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	33,009	$0.00 Strike: $10.74	$0.00	Disclosure SEC source: 0001593968-26-000070 · primary_01.xml · derivative · entry 5 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Heritage Commerce Corp - Common Stock · 33,009 shares Expires 2028-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:15 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Tax withholdingCommon Stock, No Par Value	28,522	$12.43	$354,528.46	Disclosure SEC source: 0001593968-26-000070 · primary_01.xml · nonDerivative · entry 4 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,922 F2 · shares: Net exercise of incentive stock options. 28,522 shares have been surrendered in satisfaction of the option exercise price. Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:15 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Tax withholdingCommon Stock, No Par Value	14,962	$12.43	$185,977.66	Disclosure SEC source: 0001593968-26-000070 · primary_01.xml · nonDerivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,444 F1 · shares: Net exercise of nonqualified stock options, 14,962 shares have been surrendered in satisfaction of the option exercise price and related taxes withholding. Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:15 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	33,009	$10.74	$354,516.66	Disclosure SEC source: 0001593968-26-000070 · primary_01.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 05, 2026 Filed Mar 10, 2026 00:15 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	16,390	$10.74	$176,028.60	Disclosure SEC source: 0001593968-26-000070 · primary_01.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 02, 2025 Filed May 6, 2025 20:42 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionRestricted Stock Unit · Derivative	10,493	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-25-000600 · primary_01.xml · derivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,492 Underlying: Common Stock, No Par Value · 10,493 shares Expires 2026-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The RSUs vest annually in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date. The remaining RSUs will vest on May 2, 2026. Read SEC document
May 02, 2025 Filed May 6, 2025 20:42 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	1,287	$0.00	$0.00	Disclosure SEC source: 0001593968-25-000600 · primary_01.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,007 F1 · shares: The reporting person acquired 1,287 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units, or RSUs grant. Read SEC document
May 02, 2025 Filed May 6, 2025 20:42 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	10,493	$0.00	$0.00	Disclosure SEC source: 0001593968-25-000600 · primary_01.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 10, 2025 Filed Mar 11, 2025 22:41 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantPerformance-Based Restricted Stock Unit · Derivative	28,456	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-25-000343 · primary_01.xml · derivative · entry 6 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,456 Underlying: Common Stock, No Par Value · 28,456 shares Expires 2028-03-10 F5 · derivative.exercise_price: Each performance-based restricted stock unit, or PRSU, represents a right to receive one share of Issuer common stock. F6 · derivative.exercise_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. F6 · derivative.expiration_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. Read SEC document
March 10, 2025 Filed Mar 11, 2025 22:41 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantRestricted Stock Unit · Derivative	28,546	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-25-000343 · primary_01.xml · derivative · entry 5 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,546 Underlying: Common Stock, No Par Value · 28,546 shares Expires 2028-03-10 F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments commencing March 10, 2026, the first anniversary of the holder's grant date. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments commencing March 10, 2026, the first anniversary of the holder's grant date. Read SEC document
March 10, 2025 Filed Mar 11, 2025 22:41 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock, No Par Value	5,145	$9.73	$50,063.42	Disclosure SEC source: 0001593968-25-000343 · primary_01.xml · nonDerivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,227 Read SEC document
March 10, 2025 Filed Mar 26, 2025 23:30 UTC Amendment	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantPerformance-Based Restricted Stock Unit · Derivative	29,690	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-25-000415 · primary_01.xml · derivative · entry 6 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,690 Underlying: Common Stock, No Par Value · 29,690 shares Expires 2028-03-10 F6 · derivative.exercise_price: Each performance-based restricted stock unit, or PRSU, represents a right to receive one share of Issuer common stock. F7 · derivative.exercise_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. F7 · derivative.expiration_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. F5 · balance_after: On March 11, 2025, the reporting person filed a Form 4 which reported awards by the Company for a certain number of RSUs and PRSUs. This amendment reflects a correction by the Company and the reporting person to the number of PRSUs and RSUs granted in each respective award. Read SEC document
March 10, 2025 Filed Mar 26, 2025 23:30 UTC Amendment	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantRestricted Stock Unit · Derivative	29,691	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-25-000415 · primary_01.xml · derivative · entry 5 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,691 Underlying: Common Stock, No Par Value · 29,691 shares Expires 2028-03-10 F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vest in three equal installments commencing March 10, 2026, the first anniversary of the holder's grant date. F4 · derivative.expiration_date: The RSUs vest in three equal installments commencing March 10, 2026, the first anniversary of the holder's grant date. F5 · balance_after: On March 11, 2025, the reporting person filed a Form 4 which reported awards by the Company for a certain number of RSUs and PRSUs. This amendment reflects a correction by the Company and the reporting person to the number of PRSUs and RSUs granted in each respective award. Read SEC document
March 10, 2025 Filed Mar 26, 2025 23:30 UTC Amendment	HERITAGE COMMERCE CORP HTBK · Entity 52106	SaleCommon Stock, No Par Value	5,145	$9.73	$50,063.42	Disclosure SEC source: 0001593968-25-000415 · primary_01.xml · nonDerivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,227 Read SEC document
March 08, 2025 Filed Mar 11, 2025 22:41 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionRestricted Stock Unit · Derivative	13,212	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-25-000343 · primary_01.xml · derivative · entry 4 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,424 Underlying: Common Stock, No Par Value · 13,212 shares Expires 2027-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on March 8, 2025, the first anniversary of the holders' grant date. The remaining Restricted Stock Units will vest in two equal installments commencing on 3/8/2026. Read SEC document
March 08, 2025 Filed Mar 11, 2025 22:41 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	721	$0.00	$0.00	Disclosure SEC source: 0001593968-25-000343 · primary_01.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,372 F1 · shares: The reporting person acquired 721 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units grant. Read SEC document
March 08, 2025 Filed Mar 11, 2025 22:41 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	13,212	$0.00	$0.00	Disclosure SEC source: 0001593968-25-000343 · primary_01.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 08, 2025 Filed Mar 26, 2025 23:30 UTC Amendment	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionRestricted Stock Unit · Derivative	13,212	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001593968-25-000415 · primary_01.xml · derivative · entry 4 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,424 Underlying: Common Stock, No Par Value · 13,212 shares Expires 2027-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The RSUs vest in three equal installments commencing on March 8, 2025, the first anniversary of the holders' grant date. The remaining RSUs will vest in two equal installments commencing on 3/8/2026. Read SEC document
March 08, 2025 Filed Mar 26, 2025 23:30 UTC Amendment	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	721	$0.00	$0.00	Disclosure SEC source: 0001593968-25-000415 · primary_01.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,372 F1 · shares: The reporting person acquired 721 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units, or RSUs grant. Read SEC document
March 08, 2025 Filed Mar 26, 2025 23:30 UTC Amendment	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	13,212	$0.00	$0.00	Disclosure SEC source: 0001593968-25-000415 · primary_01.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 26, 2024 Filed Nov 28, 2024 00:25 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	37,050	$0.00 Strike: $4.92	$0.00	Disclosure SEC source: 0001593968-24-001460 · primary_01.xml · derivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Heritage Commerce Corp - Common Stock · 37,050 shares Expires 2025-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Net Exercise of incentive stock options. 16,989 shares have been surrendered in satisfaction of the option exercise price. Read SEC document
November 26, 2024 Filed Nov 28, 2024 00:25 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Tax withholdingCommon Stock, No Par Value	16,989	$10.73	$182,291.97	Disclosure SEC source: 0001593968-24-001460 · primary_01.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,439 Read SEC document
November 26, 2024 Filed Nov 28, 2024 00:25 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	37,050	$4.92	$182,286.00	Disclosure SEC source: 0001593968-24-001460 · primary_01.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Net Exercise of incentive stock options. 16,989 shares have been surrendered in satisfaction of the option exercise price. Read SEC document
May 02, 2024 Filed May 6, 2024 20:42 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionRestricted Stock Unit · Derivative	10,493	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-24-014288 · form4.xml · derivative · entry 8 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,985 Underlying: Common Stock, No Par Value · 10,493 shares Expires 2026-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments commencing on May 2, 2024, the first anniversary of the holders' grant date. Read SEC document
May 02, 2024 Filed May 6, 2024 20:42 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	678	$0.00	$0.00	Disclosure SEC source: 0001127602-24-014288 · form4.xml · nonDerivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,378 F1 · shares: The reporting person acquired 678 shares of the Company's Common Stock as a result of stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Unit grant. Read SEC document
May 02, 2024 Filed May 6, 2024 20:42 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	10,493	$0.00	$0.00	Disclosure SEC source: 0001127602-24-014288 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:54 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantRestricted Stock Unit · Derivative	39,636	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-24-009634 · form4.xml · derivative · entry 7 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,636 Underlying: Common Stock, No Par Value · 39,636 shares Expires 2027-03-08 F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal installments commencing March 8, 2025, the first anniversary of the holder's grant date. F4 · derivative.expiration_date: The restricted stock units vest in three equal installments commencing March 8, 2025, the first anniversary of the holder's grant date. Read SEC document
March 08, 2024 Filed Mar 12, 2024 17:54 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantPerformance-Based Restricted Stock Unit · Derivative	39,635	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-24-009634 · form4.xml · derivative · entry 6 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,635 Underlying: Common Stock, No Par Value · 39,635 shares Expires 2027-03-08 F1 · derivative.exercise_price: Each performance-based restricted stock unit, or PRSU, represents a right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. F2 · derivative.expiration_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. Read SEC document
June 14, 2023 Filed Jun 16, 2023 18:17 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	19,557	$0.00 Strike: $3.98	$0.00	Disclosure SEC source: 0001127602-23-018844 · form4.xml · derivative · entry 6 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,493 Underlying: Heritage Commerce Corp - Common Stock · 19,557 shares Expires 2024-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Net exercise of incentive stock options. The remaining 17,493 shares will be surrendered in satisfaction of the option exercise price. Read SEC document
June 14, 2023 Filed Jun 16, 2023 18:17 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	19,557	$3.98	$77,836.86	Disclosure SEC source: 0001127602-23-018844 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 02, 2023 Filed May 4, 2023 21:07 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantPerformance-Based Restricted Stock Unit · Derivative	31,477	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-23-014527 · form4.xml · derivative · entry 6 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,477 Underlying: Common Stock, No Par Value · 31,477 shares Expires 2026-05-02 F3 · derivative.exercise_price: Each performance-based restricted stock unit, or PRSU, represents a right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. F4 · derivative.expiration_date: The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group. Read SEC document
May 02, 2023 Filed May 4, 2023 21:07 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantRestricted Stock Unit · Derivative	31,478	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-23-014527 · form4.xml · derivative · entry 5 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,478 Underlying: Common Stock, No Par Value · 31,478 shares Expires 2026-05-02 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Issuer common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal installments commencing May 2, 2024, the first anniversary of the holder's grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal installments commencing May 2, 2024, the first anniversary of the holder's grant date. Read SEC document
September 15, 2022 Filed Sep 16, 2022 23:57 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	25,000	$0.00	$0.00	Disclosure SEC source: 0001127602-22-022568 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,650 F1 · shares: Restricted stock vests 33.333% each year on an annualized basis. Read SEC document
May 16, 2022 Filed May 17, 2022 22:48 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	GrantCommon Stock, No Par Value	18,132	$0.00	$0.00	Disclosure SEC source: 0001127602-22-014823 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,650 F1 · shares: Restricted stock vests 33.333% each year on an annualized basis. Read SEC document
September 07, 2021 Filed Sep 8, 2021 21:11 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	37,050	$0.00 Strike: $2.79	$0.00	Disclosure SEC source: 0001127602-21-025024 · form4.xml · derivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Heritage Commerce Corp - Common Stock · 37,050 shares Expires 2022-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 07, 2021 Filed Sep 8, 2021 21:11 UTC	HERITAGE COMMERCE CORP HTBK · Entity 52106	Exercise / conversionCommon Stock, No Par Value	37,050	$2.79	$103,369.50	Disclosure SEC source: 0001127602-21-025024 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.