person · Reporting owner
Jones Robertson Clay JR
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVB FINANCIAL CORPCVBF · Entity 4071 | Director · President | April 17, 2026 | April 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVB FINANCIAL CORP
Report date April 17, 2026 · Filed April 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 254,767 |
Ending reported balance
After 2026-04-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-17 · Grant · Acquired 244,767 · Balance 244,767 F1: Acquired in connection with CVB Financial Corp.'s ("CVB") acquisition of Heritage Commerce Corp. ("Heritage") on April 17, 2026. Pursuant to the merger agreement, each issued and outstanding share of Heritage common stock held by the reporting person immediately prior to the merger was converted into the right to receive 0.65 of a share of CVB common stock. Fractional shares, if any, were paid in cash. Row 2 · 2026-04-17 · Grant · Acquired 10,000 · Balance 254,767 F2: Restricted stock awards granted to the reporting person on April 17, 2026 that will vest in equal annual installments over three years from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired in connection with CVB Financial Corp.'s ("CVB") acquisition of Heritage Commerce Corp. ("Heritage") on April 17, 2026. Pursuant to the merger agreement, each issued and outstanding share of Heritage common stock held by the reporting person immediately prior to the merger was converted into the right to receive 0.65 of a share of CVB common stock. Fractional shares, if any, were paid in cash.
F2: Restricted stock awards granted to the reporting person on April 17, 2026 that will vest in equal annual installments over three years from the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERITAGE COMMERCE CORP
Report date April 17, 2026 · Filed April 17, 2026
Section 16 reporting ended · disclosed 2026-04-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-17 transaction · row 1
1 source rowRow 1 · 2026-04-17 · Disposition to issuer · Disposed 296,959 · Balance 0 F1: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration"). |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-17 · Disposition to issuer · Disposed 48,300 · Balance 0 F2: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-17 · Disposition to issuer · Disposed 50,030 · Balance 0 F3: At the Effective Time, each outstanding restricted stock unit award that was granted following December 17, 2025 was converted into a substitute restricted stock unit award denominated in shares of CVBF common stock under the CVBF stock plan (a "CVBF RSU Award"), with the number of shares of CVBF common stock subject to each such CVBF RSU Award equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Company common stock subject to such restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio. |
| Performance-Based Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-04-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-04-17 · Disposition to issuer · Disposed 113,367 · Balance 0 F2: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 17, 2026 (the "Effective Time"), upon consummation of the transactions contemplated by the Agreement and Plan of Reorganization and Merger (the "Merger Agreement"), dated as of December 17, 2025, by and between Heritage Commerce Corp (the "Company"), a California corporation and CVB Financial Corp. ("CVBF"), a California corporation, and subject to the terms and conditions set forth in the Merger Agreement, each share of the Company's common stock outstanding immediately prior to the Effective Time was cancelled and converted into the right to receive 0.65 shares (the "Exchange Ratio") of CVBF's common stock, without interest thereon (the "Merger Consideration").
F2: At the Effective Time, each outstanding restricted stock unit award granted prior to December 17, 2025 and performance-based restricted stock unit award under the Company stock plans accelerated in full (with the number of shares of Company common stock underlying any performance-based restricted stock unit award to equal the target number of shares), and such stock awards were converted into, and became exchanged for, the Merger Consideration, less applicable taxes.
F3: At the Effective Time, each outstanding restricted stock unit award that was granted following December 17, 2025 was converted into a substitute restricted stock unit award denominated in shares of CVBF common stock under the CVBF stock plan (a "CVBF RSU Award"), with the number of shares of CVBF common stock subject to each such CVBF RSU Award equal to the product (rounded down to the nearest whole number) of (i) the number of shares of Company common stock subject to such restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2021 Filed Apr 29, 2021 19:01 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantCommon Stock, No Par Value | 14,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014679 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,468 F1 · shares: Restricted stock vests 33.333% each year on an annualized basis. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 20:57 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 61,750 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001127602-20-019238 · form4.xml · derivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Heritage Commerce Corp - Common Stock · 61,750 shares Expires 2021-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 20:57 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | Exercise / conversionCommon Stock, No Par Value | 61,750 | $2.57 | $158,697.50 |
DisclosureSEC source: 0001127602-20-019238 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:56 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantCommon Stock, No Par Value | 7,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014839 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,824 F1 · shares: Restricted stock vests 33.333% each year on an annualized basis. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 21:05 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantEmployee Stock Option (right to buy) · Derivative | 49,399 | Not disclosed Strike: $10.74 | Not disclosed |
DisclosureSEC source: 0001127602-19-030521 · form4.xml · derivative · entry 6 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,399 Underlying: Heritage Commerce Corp - Common Stock · 49,399 shares Expires 2028-07-01 F6 · price: Received in the Merger in exchange for an employee stock option to acquire 6,636 shares of Presidio Bank common stock and an employee stock option to acquire 13,364 shares of Presidio Bank common stock, each for $26.52 per share. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 21:05 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantEmployee Stock Option (right to buy) · Derivative | 37,050 | Not disclosed Strike: $4.92 | Not disclosed |
DisclosureSEC source: 0001127602-19-030521 · form4.xml · derivative · entry 5 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,050 Underlying: Heritage Commerce Corp - Common Stock · 37,050 shares Expires 2025-01-29 F5 · price: Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of Presidio Bank common stock for $12.14 per share. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 21:05 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantEmployee Stock Option (right to buy) · Derivative | 37,050 | Not disclosed Strike: $3.98 | Not disclosed |
DisclosureSEC source: 0001127602-19-030521 · form4.xml · derivative · entry 4 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,050 Underlying: Heritage Commerce Corp - Common Stock · 37,050 shares Expires 2024-01-30 F4 · price: Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of Presidio Bank common stock for $9.83 per share. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 21:05 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantEmployee Stock Option (right to buy) · Derivative | 37,050 | Not disclosed Strike: $2.79 | Not disclosed |
DisclosureSEC source: 0001127602-19-030521 · form4.xml · derivative · entry 3 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,050 Underlying: Heritage Commerce Corp - Common Stock · 37,050 shares Expires 2022-01-10 F3 · price: Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of Presidio Bank common stock for $6.87 per share. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 21:05 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantEmployee Stock Option (right to buy) · Derivative | 61,750 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001127602-19-030521 · form4.xml · derivative · entry 2 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,750 Underlying: Heritage Commerce Corp - Common Stock · 61,750 shares Expires 2021-01-18 F2 · price: Received in the Merger in exchange for an employee stock option to acquire 25,000 shares of Presidio Bank common stock for $6.34 per share. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 21:05 UTC | HERITAGE COMMERCE CORP HTBK · Entity 52106 | GrantCommon Stock, No Par Value | 30,546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-030521 · form4.xml · nonDerivative · entry 1 Jones Robertson Clay JR · CIK 0001788938 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,546 F1 · price: Received in exchange for 12,367 shares of Presidio Bank common stock in connection with the merger of Presidio Bank with and into Heritage Bank of Commerce, a wholly-owned subsidiary of Heritage Commerce Corp ("HCC"), (the "Merger") based on the exchange ratio of 2.47 shares of HCC common stock for each share of Presidio Bank common stock. On the effective date of the Merger, the closing price of Presidio Bank common stock was $27.96 per share, and the closing price of HCC common stock was $11.36 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.