LIU JOHN D

SEC source: 0001214659-22-003388 · marketforms-55589.xml · nonDerivative · entry 1

Essex Equity Joint Investment Vehicle, LLC · CIK 0001534789 · May be deemed a 10% owner

Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,309

F1 · price: The 12,945 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.88 to $6.96 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.

F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein.

F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein.

F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.

SEC source: 0001214659-22-003387 · marketforms-55590.xml · nonDerivative · entry 1

Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner

Richmond Hill Advisors, LLC · CIK 0001501572 · May be deemed a 10% owner

Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,989

F1 · price: The 5,548 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.88 to $6.96 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.

F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein.

F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein.

F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.

SEC source: 0001214659-22-002784 · marketforms-55438.xml · nonDerivative · entry 2

Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,364

F8 · price: The 6,821 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $6.96 to $7.05 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.

F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein.

F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein.

F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.

SEC source: 0001214659-22-002783 · marketforms-55436.xml · nonDerivative · entry 2

Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner

Richmond Hill Investment Co., LP · CIK 0001501577 · 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,441

F9 · price: The 2,923 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $6.96 to $7.05 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.

F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein.

F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein

F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.

SEC source: 0001214659-22-002784 · marketforms-55438.xml · nonDerivative · entry 1

Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,543

F1 · price: The 129,543 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.025 to $7.00 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.

F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein.

F4 · ownership.direct: The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

F5 · ownership.direct: As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein.

F6 · ownership.direct: As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F7 · ownership.direct: As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.

SEC source: 0001214659-22-002783 · marketforms-55436.xml · nonDerivative · entry 1

Richmond Hill Capital Partners, LP · CIK 0001501574 · May be deemed a 10% owner

Richmond Hill Investment Co., LP · CIK 0001501577 · 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,518

F1 · price: The 55,518 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.025 to $7.00 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.

F3 · ownership.direct: The Reporting Persons listed on this Form 4 may be deemed members of a group with Essex Equity Joint Investment Vehicle, LLC and certain of its affiliates (collectively, the "Essex Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the Essex Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the Essex Entities and the ER Entities, except to the extent of their pecuniary interests therein.

F4 · ownership.direct: The amount of securities shown in this row is owned directly by Richmond Hill Capital Partners, LP ("RHCP"). John D. Liu owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by RHCP and therefore may be deemed to be a beneficial owner of the Shares owned by RHCP. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

F5 · ownership.direct: As the general partner of RHCP, Richmond Hill Advisors, LLC (the "General Partner") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. The General Partner disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein

F6 · ownership.direct: As the investment adviser to RHCP, Richmond Hill Investment Co., LP ("RHIC") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHIC disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F7 · ownership.direct: As the general partner of RHIC, Richmond Hill Capital Management, LLC ("RHCM") may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. RHCM disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.

F8 · ownership.direct: As the managing member of the General Partner and the manager of RHCM, Ryan P. Taylor may be deemed to be a beneficial owner of the Issuer's securities held by RHCP. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-001668 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,164

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-21-059926 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-21-045611 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,224

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0000106640-21-000084 · wf-form4_161912723390755.xml · derivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,550.151

Underlying: Common Stock · 634 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

SEC source: 0001209191-21-025659 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-21-002116 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,272

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-20-054003 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,985

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-20-041992 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,608

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0000106640-20-000106 · wf-form4_158767513031139.xml · derivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577.176

Underlying: Common Stock · 1,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

SEC source: 0001209191-20-023598 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,044

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-20-000315 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,456

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-19-052364 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,541

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0001209191-19-044553 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. 2019 Equity Incentive Plan.

SEC source: 0000106640-19-000071 · wf-form4_155562311727963.xml · derivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728.879

Underlying: Common · 1,055 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

SEC source: 0001209191-19-023803 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Equity Incentive Plan.

SEC source: 0001209191-19-000972 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Equity Incentive Plan.

SEC source: 0001209191-18-053205 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,834

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Equity Incentive Plan.

SEC source: 0001209191-18-041320 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,241

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Equity Incentive Plan.

SEC source: 0001288449-18-000001 · edgar.xml · derivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,369.703

Underlying: Common · 846 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

SEC source: 0001209191-18-023960 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,691

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Equity Incentive Plan.

SEC source: 0001209191-18-002301 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,846

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Equity Incentive Plan.

SEC source: 0001209191-17-060592 · doc4.xml · nonDerivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,045

F1 · price: This award of stock is granted pursuant to the Greenhill & Co., Inc. Equity Incentive Plan.

SEC source: 0001288449-17-000001 · edgar.xml · derivative · entry 1

LIU JOHN D · CIK 0001288449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,334.507

Underlying: Common · 773 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · kind: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.exercise_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · derivative.expiration_date: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.

F1 · balance_after: Deferral of stock award to the Deferred Compensation Plan II for Nonemployee Directors. Shares are payable in common stock of the company on a one-for-one basis following the reporting person's departure from the Board.