Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| US BANCORP DEUSB · Entity 2923 | Director | April 23, 2026 | April 27, 2026 |
| Unum GroupUNM · Entity 3369 | Director · President and CEO | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
US BANCORP DE
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Plan ParticipationSEC Table II · derivative / convertible security | Direct | 34,342 |
Reported balance
After 2026-04-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 2,560 · Balance 34,342 F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2: Includes amounts acquired pursuant to dividend reinvestment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,355 |
Reported balance
After 2026-04-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-23 · Grant · Acquired 3,355 · Balance 3,355 F3: Restricted stock units convert into common stock on a one-for-one basis. F4: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.
F2: Includes amounts acquired pursuant to dividend reinvestment.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.
Unum Group
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 883,279 |
Reported balance
After 2026-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-01 · Tax withholding · Disposed 12,423 · Balance 883,279 F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,575 stock-settled RSUs (as defined in footnote (2) below). F2: Includes 141,207 restricted stock units and 742,072 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 870,044 |
Reported balance
After 2026-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-01 · Tax withholding · Disposed 13,235 · Balance 870,044 F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs. F4: Includes 105,438 stock-settled RSUs and 764,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 861,670 |
Reported balance
After 2026-03-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-01 · Tax withholding · Disposed 8,374 · Balance 861,670 F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,632 stock-settled RSUs. F6: Includes 82,806 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | Direct | 940,438 |
Reported balance
After 2026-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-03-01 · Grant · Acquired 78,768 · Balance 940,438 F7: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027. F8: Includes 161,574 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
| Common StockSEC Table I · non-derivative | IndirectBy SLAT | 15,000 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trusts | 45,000 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 45,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,575 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 141,207 restricted stock units and 742,072 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs.
F4: Includes 105,438 stock-settled RSUs and 764,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,632 stock-settled RSUs.
F6: Includes 82,806 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.
F8: Includes 161,574 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 4, 2022 00:20 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 156,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 6 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,638 F8 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023. F9 · balance_after: Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:20 UTC | Unum Group UNM · Entity 3369 | Disposition to issuerCommon Stock | 22,545 | $26.88 | $606,009.60 |
DisclosureSEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 5 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,388 F6 · balance_after: Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:20 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 22,545 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 4 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · balance_after: Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 651,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:20 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 17,903 | $26.88 | $481,232.64 |
DisclosureSEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 3 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,388 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496.000 stock-settled RSUs. F6 · balance_after: Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:20 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 8,872 | $26.88 | $238,479.36 |
DisclosureSEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,291 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,545.000 stock-settled RSUs. F4 · balance_after: Includes 161,097 stock-settled RSUs, 124,867 SSUs, and 601,327 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:20 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 12,626 | $26.88 | $339,386.88 |
DisclosureSEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,163 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,084.003 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 183,642 restricted stock units, 124,867 stock success units ("SSUs"), and 587,654 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:29 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 24,201 | $28.82 | $697,472.82 |
DisclosureSEC source: 0000005513-22-000015 · wf-form4_164566978029531.xml · nonDerivative · entry 3 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,789 F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 61,501 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021. F7 · balance_after: Includes 215,726 stock-settled RSUs, 124,867 SSUs, and 568,196 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:29 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 23,529 | $28.82 | $678,105.78 |
DisclosureSEC source: 0000005513-22-000015 · wf-form4_164566978029531.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932,990 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs. F5 · balance_after: Includes 215,726 stock-settled RSUs, 186,368 SSUs, and 530,896 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 02:29 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 59,825.241 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-22-000015 · wf-form4_164566978029531.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956,519 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021. F2 · balance_after: Includes 215,726 restricted stock units, 186,368 stock success units, and 554,425 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 1,359.498 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 21:12 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 183 | $57.43 | $10,509.69 |
DisclosureSEC source: 0001225208-21-015143 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,979 Underlying: Common Stock, $0.01 par value · 183 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:57 UTC | Unum Group UNM · Entity 3369 | SaleCommon Stock | 35,000 | $30.46 | $1,066,187.50 |
DisclosureSEC source: 0000005513-21-000092 · wf-form4_162137499678385.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,335 F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021. F3 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $30.080 per share to $30.785 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: Includes 214,367 stock-settled RSUs, 186,368 SSUs, and 494,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:09 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 2,423 | $57.79 | $140,025.17 |
DisclosureSEC source: 0001225208-21-007098 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,594 Underlying: Common Stock, $0.01 par value · 2,423 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 20:28 UTC | US BANCORP DE USB · Entity 2923 | GrantRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006967 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 Underlying: Common Stock, $0.01 par value · 2,849 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| March 05, 2021 Filed May 18, 2021 21:57 UTC | Unum Group UNM · Entity 3369 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000092 · wf-form4_162137499678385.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,335 F1 · balance_after: Includes 214,367 restricted stock units ("stock-settled RSUs"), 186,368 stock success units ("SSUs"), and 529,600 shares of common stock. All stock-settled RSUs and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:51 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionRestricted Stock Units · Derivative | 22,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · derivative · entry 7 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,774 Underlying: Common Stock · 22,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. F11 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. F11 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:51 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 137,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 6 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940,335 F8 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022. F9 · balance_after: Includes 214,367 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:51 UTC | Unum Group UNM · Entity 3369 | Disposition to issuerCommon Stock | 22,544 | $27.20 | $613,196.80 |
DisclosureSEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 5 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,467 F6 · balance_after: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:51 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 22,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 4 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · balance_after: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 562,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:51 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 8,872 | $27.20 | $241,318.40 |
DisclosureSEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 3 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,467 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,544.000 stock-settled RSUs. F6 · balance_after: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:51 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 11,734 | $27.20 | $319,164.80 |
DisclosureSEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,339 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 29,819.342 stock-settled RSUs. F4 · balance_after: Includes 99,043 stock-settled RSUs, 186,368 SSUs, and 525,928 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:51 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 10,147 | $27.20 | $275,998.40 |
DisclosureSEC source: 0000005513-21-000054 · wf-form4_161481546253119.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,073 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,785.348 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 128,862 restricted stock units, 186,368 stock success units ("SSUs"), and 507,843 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:31 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 21,904 | $26.63 | $583,303.52 |
DisclosureSEC source: 0000005513-21-000025 · wf-form4_161429586284974.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,220 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs. F5 · balance_after: Includes 154,647 stock-settled RSUs, 186,368 SSUs, and 492,204 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:31 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 55,663.951 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-21-000025 · wf-form4_161429586284974.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,124 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020. F2 · balance_after: Includes 154,647 restricted stock units, 186,368 stock success units, and 514,108 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 950.138 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:02 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 39,760 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0000005513-21-000017 · wf-form4_161368932307285.xml · derivative · entry 3 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,760 shares Expires 2021-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020. F6 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 20, 2014. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:02 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 38,255 | $25.56 | $977,797.80 |
DisclosureSEC source: 0000005513-21-000017 · wf-form4_161368932307285.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,509 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020. F4 · shares: Shares withheld for payment of exercise price and tax obligations incident to the exercise of stock options. F5 · balance_after: Includes 153,697 stock-settled RSUs, 186,368 SSUs, and 458,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 23:02 UTC | Unum Group UNM · Entity 3369 | Exercise / conversionCommon Stock | 39,760 | $24.25 | $964,180.00 |
DisclosureSEC source: 0000005513-21-000017 · wf-form4_161368932307285.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020. F2 · balance_after: Includes 153,697 restricted stock units, 186,368 stock success units, and 496,699 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 1,121.597 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 21:26 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 296 | $45.59 | $13,494.64 |
DisclosureSEC source: 0001225208-20-015053 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,012 Underlying: Common Stock, $0.01 par value · 296 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:21 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 186,368 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000135 · wf-form4_159848407089620.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,883 F1 · shares: All are stock success units ("SSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The SSUs will vest in full on the sixth anniversary of the grant date, subject to the reporting person's continued employment, unless vesting is accelerated based on the achievement of specific performance hurdles measured over one-, three- and five-year performance periods that begin January 1, 2021. One-third of the SSUs will be eligible to accelerate and vest on a cumulative basis on the last day of each performance period, in each case conditioned upon achievement of the performance hurdles during the applicable performance period. In connection with the grant of SSUs, the reporting person has committed to hold an equal number of shares of common stock currently owned by the reporting person and any sale of such committed shares prior to the vesting of SSUs will result in the immediate proportional forfeiture of any unvested SSUs. F2 · balance_after: Includes 152,575 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), 186,368 SSUs, and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2,996.272 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:30 UTC | US BANCORP DE USB · Entity 2923 | GrantRestricted Stock Units · Derivative | 3,196 | $33.37 | $106,650.52 |
DisclosureSEC source: 0001225208-20-006767 · doc4.xml · derivative · entry 2 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,196 Underlying: Common Stock, $0.01 par value · 3,196 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:30 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 4,195 | $33.37 | $139,987.15 |
DisclosureSEC source: 0001225208-20-006767 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,519 Underlying: Common Stock, $0.01 par value · 4,195 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:06 UTC | Unum Group UNM · Entity 3369 | GrantRestricted Stock Units · Derivative | 68,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · derivative · entry 5 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,318 Underlying: Common Stock · 68,318 shares Expires not disclosed F9 · security: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. F9 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. F10 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. F10 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:06 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 68,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 4 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,519 F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021. F8 · balance_after: Includes 149,579 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:06 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 11,046 | $23.31 | $257,482.26 |
DisclosureSEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 3 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,201 F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 28,068.782 stock-settled RSUs. F6 · balance_after: Includes 81,261 stock-settled RSUs and 456,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:06 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 9,270 | $23.31 | $216,083.70 |
DisclosureSEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,247 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,556.943 stock-settled RSUs. F4 · balance_after: Includes 109,330 stock-settled RSUs and 439,917 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 00:06 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 8,013 | $23.31 | $186,783.03 |
DisclosureSEC source: 0000005513-20-000060 · wf-form4_158328037556732.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,517 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 20,362.981 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 132,887 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 425,630 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:18 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 20,547 | $25.60 | $526,003.20 |
DisclosureSEC source: 0000005513-20-000038 · wf-form4_158285272127990.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,530 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2017 PSUs. F5 · balance_after: Includes 153,250 stock-settled RSUs and 413,280 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 01:18 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 52,223.268 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-20-000038 · wf-form4_158285272127990.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,077 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2017 ("2017 PSUs"). The shares were earned upon the vesting of the 2017 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2019. F2 · balance_after: Includes 153,250 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 433,827 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 5,578.734 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:12 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 175 | $60.15 | $10,526.25 |
DisclosureSEC source: 0001225208-19-016129 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,166 Underlying: Common Stock, $0.01 par value · 175 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:37 UTC | US BANCORP DE USB · Entity 2923 | GrantRestricted Stock Units · Derivative | 3,124 | $51.21 | $159,980.04 |
DisclosureSEC source: 0001225208-19-007104 · doc4.xml · derivative · entry 2 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,124 Underlying: Common Stock, $0.01 par value · 3,124 shares Expires not disclosed F3 · derivative.exercise_price: Restriced stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:37 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 2,734 | $51.21 | $140,008.14 |
DisclosureSEC source: 0001225208-19-007104 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,914 Underlying: Common Stock, $0.01 par value · 2,734 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:34 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 81,962 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000059 · wf-form4_155182887212975.xml · nonDerivative · entry 3 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,275 F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020. F6 · balance_after: Includes 147,671 stock-settled RSUs and 381,603 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:34 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 8,932 | $37.67 | $336,468.44 |
DisclosureSEC source: 0000005513-19-000059 · wf-form4_155182887212975.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,313 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,698.376 stock-settled RSUs. F4 · balance_after: Includes 65,709 stock-settled RSUs and 381,603 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:34 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 7,494 | $37.67 | $282,298.98 |
DisclosureSEC source: 0000005513-19-000059 · wf-form4_155182887212975.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,245 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 19,044.136 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 88,408 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 367,837 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2019 Filed Feb 26, 2019 23:54 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 13,203 | $37.27 | $492,075.81 |
DisclosureSEC source: 0000005513-19-000035 · wf-form4_155122523573111.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,739 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,550.699 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 107,452 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 356,287 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:47 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 37,343 | $36.32 | $1,356,297.76 |
DisclosureSEC source: 0000005513-19-000015 · wf-form4_155070643201502.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,942 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs. F5 · balance_after: Includes 141,002 stock-settled RSUs and 335,939 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 18, 2019 Filed Feb 20, 2019 23:47 UTC | Unum Group UNM · Entity 3369 | GrantCommon Stock | 94,926.928 | $0.00 | $0.00 |
DisclosureSEC source: 0000005513-19-000015 · wf-form4_155070643201502.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,285 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018. F2 · balance_after: Includes 141,002 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 373,282 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 3,816.512 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| December 27, 2018 Filed Dec 28, 2018 21:36 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 132 | $45.65 | $6,025.80 |
DisclosureSEC source: 0001225208-18-017069 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,137 Underlying: Common Stock, $0.01 par value · 132 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 20:23 UTC | US BANCORP DE USB · Entity 2923 | GrantDeferred Compensation Plan Participation · Derivative | 1,953 | $50.70 | $99,017.10 |
DisclosureSEC source: 0001225208-18-007972 · doc4.xml · derivative · entry 2 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,966 Underlying: Common Stock, $0.01 par value · 1,953 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F4 · balance_after: Includes amounts acquired pursuant to dividend reinvestment. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:23 UTC | US BANCORP DE USB · Entity 2923 | GrantRestricted Stock Units · Derivative | 2,959 | $50.70 | $150,021.30 |
DisclosureSEC source: 0001225208-18-007972 · doc4.xml · derivative · entry 1 McKenney Richard P · CIK 0001290229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959 Underlying: Common Stock, $0.01 par value · 2,959 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:36 UTC | Unum Group UNM · Entity 3369 | Tax withholdingCommon Stock | 7,291 | $49.31 | $359,519.21 |
DisclosureSEC source: 0001127602-18-010249 · form4.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,541 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 18,527.652 stock-settled RSUs. F4 · balance_after: Includes 137,186 stock-settled RSUs and 278,355 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.