Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.BFH · Entity 4059 | Director | April 24, 2026 | April 27, 2026 |
| RCM TECHNOLOGIES, INC.RCMT · Entity 5951 | Director | December 14, 2022 | December 16, 2022 |
| UNIVEST FINANCIAL CorpUVSP · Entity 4881 | Director | January 31, 2023 | February 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date April 24, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,079 |
Reported balance
After 2026-04-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-24 · Sale · Disposed 9,687 · Balance 30,079 F1: The total amount of securities beneficially owned includes: (a) 11,626 unrestricted shares; (b) 699 unvested restricted stock units granted 6/27/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; (h) 2,650 unvested restricted stock units granted 6/15/22; (i) 4,932 unvested restricted stock units granted 6/15/23; and (j) 2,802 unvested restricted stock units granted 6/16/25. |
Filing footnotes · ownership attribution and instrument terms
F1: The total amount of securities beneficially owned includes: (a) 11,626 unrestricted shares; (b) 699 unvested restricted stock units granted 6/27/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; (h) 2,650 unvested restricted stock units granted 6/15/22; (i) 4,932 unvested restricted stock units granted 6/15/23; and (j) 2,802 unvested restricted stock units granted 6/16/25.
RCM TECHNOLOGIES, INC.
Report date December 14, 2022 · Filed December 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 98,585 |
Reported balance
After 2022-12-14 transaction · row 1
1 source rowRow 1 · 2022-12-14 · Sale · Disposed 7,674 · Balance 98,585 F1: Represents the weighted average of a range of sale prices from $14.90 to $15.05. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average of a range of sale prices from $14.90 to $15.05. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
UNIVEST FINANCIAL Corp
Report date January 31, 2023 · Filed February 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 11,252.8004 |
Reported balance
After 2023-01-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-31 · Exercise / conversion · Acquired 1,448 · Balance 11,252.8004 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2: INCLUDES 504.8004 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-01-31 | Direct | 0 |
Reported balance
After 2023-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-01-31 · Exercise / conversion · Disposed 1,448 · Balance 0 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F3: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-01-31 | Direct | 1,290 |
Reported balance
After 2023-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-01-31 · Grant · Acquired 1,290 · Balance 1,290 F4: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. |
Filing footnotes · ownership attribution and instrument terms
F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.
F2: INCLUDES 504.8004 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.
F3: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE.
F4: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Loyalty Ventures Inc.
Report date November 05, 2022 · Filed November 08, 2022
Section 16 reporting ended · disclosed 2022-11-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,733 |
Reported balance
After 2022-11-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-11-05 · Disposition to issuer · Disposed 24,039 · Balance 13,733 F1: On November 5, 2022, Roger H. Ballou resigned from the board of directors of Loyalty Ventures Inc. Pursuant to the 2021 Omnibus Incentive Plan and the provisions of each time-based restricted stock unit grant agreement, all unvested time-based restricted stock units were forfeited upon Mr. Ballou's resignation. F2: The total number of securities beneficially owned includes 13,733 unrestricted shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 5, 2022, Roger H. Ballou resigned from the board of directors of Loyalty Ventures Inc. Pursuant to the 2021 Omnibus Incentive Plan and the provisions of each time-based restricted stock unit grant agreement, all unvested time-based restricted stock units were forfeited upon Mr. Ballou's resignation.
F2: The total number of securities beneficially owned includes 13,733 unrestricted shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2019 Filed Jun 26, 2019 20:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 959 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-19-000130 · edgar.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,043 F1 · kind: The new grant is for 959 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/23/29 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 23, 2020. F1 · price: The new grant is for 959 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/23/29 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 23, 2020. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,876 unrestricted shares; (b) 2,145 unvested restricted stock units granted 7/1/09; (c) 1,367 unvested restricted stock units granted 6/30/10; (d) 1,915 unvested restricted stock units granted 6/30/11; (e) 1,374 unvested restricted stock units granted 6/29/12; (f) 679 unvested restricted stock units granted 7/1/13; (g) 489 unvested restricted stock units granted 7/1/14; (h) 418 unvested restricted stock units granted 6/29/15; (i) 602 unvested restricted stock units granted 6/27/16; (j) 564 unvested restricted stock units granted 6/26/17; (k) 655 unvested restricted stock units granted 6/25/18; and (l) the new grant for 959 restricted stock units. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 17:28 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantRestricted Stock Units · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001158369-19-000006 · wf-form4_154904210493123.xml · derivative · entry 4 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384 Underlying: Common · 1,384 shares Expires 2021-01-31 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F4 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F4 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 21:14 UTC | RCM TECHNOLOGIES, INC. 12/14/18 · Entity 5951 | GrantCommon Stock | 11,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008119 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,062 F1 · price: Granted in the form of restricted stock units as compensation for service on Board of Directors. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 21:05 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 595 | $4.02 | $2,391.96 |
DisclosureSEC source: 0001567619-18-007899 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,094 F1 · price: Represents the weighted average of a range of purchase prices from $3.98 to $4.04. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2018 Filed Dec 11, 2018 21:11 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 800 | $4.15 | $3,318.00 |
DisclosureSEC source: 0001567619-18-007693 · doc1.xml · nonDerivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,499 F3 · price: Represents the weighted average of a range of purchase prices from $4.10 to $4.19. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 21:11 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 1,051 | $3.97 | $4,172.36 |
DisclosureSEC source: 0001567619-18-007693 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,699 F2 · price: Represents the weighted average of a range of purchase prices from $3.90 to $4.04. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:11 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 600 | $3.91 | $2,344.02 |
DisclosureSEC source: 0001567619-18-007693 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,648 F1 · price: Represents the weighted average of a range of purchase prices from $3.87 to $3.96. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2018 Filed Dec 6, 2018 21:05 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 600 | $4.03 | $2,416.98 |
DisclosureSEC source: 0001567619-18-007429 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,048 F2 · price: Represents the weighted average of a range of purchase prices from $3.94 to $4.14. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:05 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 1,170 | $4.14 | $4,848.36 |
DisclosureSEC source: 0001567619-18-007429 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,448 F1 · price: Represents the weighted average of a range of purchase prices from $4.10 to $4.30. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 21:07 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 800 | $4.06 | $3,246.00 |
DisclosureSEC source: 0001567619-18-007231 · doc1.xml · nonDerivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,278 F3 · price: Represents the weighted average of a range of purchase prices from $4.00 to $4.09. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:07 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 700 | $4.11 | $2,873.99 |
DisclosureSEC source: 0001567619-18-007231 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,478 F2 · price: Represents the weighted average of a range of purchase prices from $4.09 to $4.13. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 21:07 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 200 | $4.01 | $801.00 |
DisclosureSEC source: 0001567619-18-007231 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,778 F1 · price: Represents the weighted average of a range of purchase prices from $4.00 to $4.01. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 21:13 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 100 | $4.00 | $399.50 |
DisclosureSEC source: 0001567619-18-007034 · doc1.xml · nonDerivative · entry 4 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,578 Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 21:13 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 20 | $3.99 | $79.80 |
DisclosureSEC source: 0001567619-18-007034 · doc1.xml · nonDerivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,478 Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:13 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 100 | $3.99 | $399.00 |
DisclosureSEC source: 0001567619-18-007034 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,458 Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:13 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 480 | $4.00 | $1,920.00 |
DisclosureSEC source: 0001567619-18-007034 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,358 Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 18:26 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 200 | $4.00 | $800.00 |
DisclosureSEC source: 0001567619-18-006869 · doc1.xml · nonDerivative · entry 3 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,878 Read SEC document |
| November 21, 2018 Filed Nov 23, 2018 18:26 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 200 | $3.99 | $798.00 |
DisclosureSEC source: 0001567619-18-006869 · doc1.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,678 Read SEC document |
| November 20, 2018 Filed Nov 23, 2018 18:26 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | PurchaseCommon Stock | 100 | $3.96 | $396.00 |
DisclosureSEC source: 0001567619-18-006869 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,478 Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 20:01 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000142 · edgar.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,084 F1 · kind: The new grant is for 655 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/24/28 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 24, 2019. F1 · price: The new grant is for 655 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/24/28 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 24, 2019. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,876 unvested restricted stock units granted 7/1/08; (b) 2,145 unvested restricted stock units granted 7/1/09; (c) 1,367 unvested restricted stock units granted 6/30/10; (d) 1,915 unvested restricted stock units granted 6/30/11; (e) 1,374 unvested restricted stock units granted 6/29/12; (f) 679 unvested restricted stock units granted 7/1/13; (g) 489 unvested restricted stock units granted 7/1/14; (h) 418 unvested restricted stock units granted 6/29/15; (i) 602 unvested restricted stock units granted 6/27/16; (j) 564 unvested restricted stock units granted 6/26/17; and (k) the new grant for 655 restricted stock units. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 12:44 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantCommon Stock (Restricted Shares Subject to Vesting) | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001158369-18-000008 · wf-form4_151748904769950.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,938.9653 F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 25.9653 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:09 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 5,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-045608 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,378 F1 · price: Granted in the form of restricted stock units as compensation for service on Board of Directors Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 20:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000150 · edgar.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,429 F1 · kind: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F1 · price: The new grant is for 564 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on the earlier of (i) 6/25/27 or (ii) termination of the director's service on the Company's board of directors. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,876 unvested restricted stock units granted 7/1/08; (b) 2,145 unvested restricted stock units granted 7/1/09; (c) 1,367 unvested restricted stock units granted 6/30/10; (d) 1,915 unvested restricted stock units granted 6/30/11; (e) 1,374 unvested restricted stock units granted 6/29/12; (f) 679 unvested restricted stock units granted 7/1/13; (g) 489 unvested restricted stock units granted 7/1/14; (h) 418 unvested restricted stock units granted 6/29/15; (i) 602 unvested restricted stock units granted 6/27/16; and (j) the new grant for 564 restricted stock units. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 648 | $225.71 | $146,260.73 |
DisclosureSEC source: 0001101215-17-000026 · edgar.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,865 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $225.70 to $225.72 inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,876 unvested restricted stock units granted 7/1/08; (b) 2,145 unvested restricted stock units granted 7/1/09; (c) 1,367 unvested restricted stock units granted 6/30/10; (d) 1,915 unvested restricted stock units granted 6/30/11; (e) 1,374 unvested restricted stock units granted 6/29/12; (f) 679 unvested restricted stock units granted 7/1/13; (g) 489 unvested restricted stock units granted 7/1/14; (h) 418 unvested restricted stock units granted 6/29/15; and (i) 602 unvested restricted stock units granted 6/27/16. Read SEC document |
| January 31, 2017 Filed Feb 6, 2017 18:55 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantCommon Stock (Restricted Shares Subject to Vesting) | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001158369-17-000008 · wf-form4_148640733533636.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,913 F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 16:52 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 4,075 | $28.42 | $115,796.83 |
DisclosureSEC source: 0001158369-17-000006 · wf-form4_148588156611560.xml · nonDerivative · entry 2 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint Disclosed balance after: 11,483 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 16:52 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 6,925 | $28.42 | $196,783.57 |
DisclosureSEC source: 0001158369-17-000006 · wf-form4_148588156611560.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,913 Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 19:11 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 6,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088537 · doc1.xml · nonDerivative · entry 1 BALLOU ROGER H · CIK 0001158369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,539 F1 · price: Granted in the form of restricted stock units as compensation for service on Board of Directors Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.